UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JSC INTER RAO Capital 27 BOLSHAYA PIROGOVSKAYA STREET MOSCOW, 1Z 119435 |
 |  X |  | 10% Owner |
/s/ Marat A. Khanafeev | 10/01/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 21, 2012, the Reporting Person and OJSC "Third Generation Company of the Wholesale Electricity Market" ("OGK-3") executed a Share Purchase Agreement for the sale of 4,462,693 shares of Common Stock of the Issuer by OGK-3 to the Reporting Person. On September 28, 2012, the Reporting Person and OGK-3 completed the sale of such Common Stock and the Reporting Person became the direct beneficial owner of 4,462,693 shares of Common Stock of the Issuer. The Reporting Person is a wholly-owned subsidiary of JSC "INTER RAO UES," a company organized under the laws of the Russian Federation. |