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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D |
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Under the Securities Exchange Act of 1934
(Amendment No. 7)*
Comstock Resources, Inc.
(Name of Issuer)
Common Stock, par value $0.50 per share
(Title of Class of Securities)
205768203
(CUSIP Number)
Carl H. Westcott
100 Crescent Court, Suite 1620
Dallas, TX 75201
214-777-5003
with a copy to:
Crews Lott
Baker & McKenzie LLP
2300 Trammell Crow Center
2001 Ross Avenue
Dallas, TX 75201
214-978-3000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 20, 2016
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 205768203 |
13D |
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1. |
Names of Reporting Persons. Carl H. Westcott | |||||
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2. |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Source of Funds | |||||
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5. |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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6. |
Citizenship or Place of Organization | |||||
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Number of |
7. |
Sole Voting Power | |||||
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8. |
Shared Voting Power | ||||||
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9. |
Sole Dispositive Power | ||||||
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10. |
Shared Dispositive Power | ||||||
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13. |
Percent of Class Represented by Amount in Row (11) | |||||
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14. |
Type of Reporting Person | |||||
(1) |
Carl H. Westcott directly holds 737,500 shares of common stock, par value $0.50 per share (the Common Stock), of Comstock Resources, Inc., a Nevada corporation (the Issuer). Additionally, Mr. Westcott exercises shared voting and disposition power over 308,500 shares of Common Stock with Court H. Westcott as managers of Carl Westcott, LLC, the general partner of each of Commodore Partners, Ltd. (Commodore Partners), which directly owns 293,500 shares of Common Stock, and G.K. Westcott LP (GK Westcott), which directly owns 15,000 shares of Common Stock. |
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(2) |
Carl H. Westcott has shared discretionary authority to purchase and dispose of shares of Common Stock under various accounts for the benefit of the following persons, who directly hold the following amounts of shares of Common Stock: Court H. Westcott, 21,500 shares; Carla Westcott, 15,500 shares; Peter Underwood, 8,710 shares; Francisco Trejo, Jr., 1,450 shares; and Rosie Greene, 1,140 shares. Carl H. Westcott does not exercise any voting power over any such shares of Common Stock owned by the aforementioned individuals and expressly disclaims beneficial ownership of such shares. |
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(3) |
The percentage ownership is based on 12,505,990 shares of Common Stock outstanding, as reported by the Issuer in its preliminary proxy statement on Schedule 14A filed on September 19, 2016. The number of shares beneficially owned also reflects a 1-for-5 reverse stock split effected by the Issuer on August 1, 2016. |
CUSIP No. 205768203 |
13D |
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1. |
Names of Reporting Persons. Commodore Partners, Ltd. 03-0476201 | |||||
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2. |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Source of Funds | |||||
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5. |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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6. |
Citizenship or Place of Organization | |||||
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Number of |
7. |
Sole Voting Power | |||||
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8. |
Shared Voting Power | ||||||
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9. |
Sole Dispositive Power | ||||||
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10. |
Shared Dispositive Power | ||||||
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13. |
Percent of Class Represented by Amount in Row (11) | |||||
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14. |
Type of Reporting Person | |||||
(1) |
Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over the 293,500 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of Commodore Partners. |
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(2) |
The percentage ownership is based on 12,505,990 shares of Common Stock outstanding, as reported by the Issuer in its preliminary proxy statement on Schedule 14A filed on September 19, 2016. The number of shares beneficially owned also reflects a 1-for-5 reverse stock split effected by the Issuer on August 1, 2016. |
CUSIP No. 205768203 |
13D |
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1. |
Names of Reporting Persons. G.K. Westcott LP 20-2443941 | |||||
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2. |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Source of Funds | |||||
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5. |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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6. |
Citizenship or Place of Organization | |||||
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Number of |
7. |
Sole Voting Power | |||||
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8. |
Shared Voting Power | ||||||
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9. |
Sole Dispositive Power | ||||||
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10. |
Shared Dispositive Power | ||||||
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13. |
Percent of Class Represented by Amount in Row (11) | |||||
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14. |
Type of Reporting Person | |||||
(1) |
Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over the 15,000 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of GK Westcott. |
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(2) |
The percentage ownership is based on 12,505,990 shares of Common Stock outstanding, as reported by the Issuer in its preliminary proxy statement on Schedule 14A filed on September 19, 2016. The number of shares beneficially owned also reflects a 1-for-5 reverse stock split effected by the Issuer on August 1, 2016. |
CUSIP No. 205768203 |
13D |
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1. |
Names of Reporting Persons. Carl Westcott, LLC 75-2655092 | |||||
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2. |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Source of Funds | |||||
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5. |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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6. |
Citizenship or Place of Organization | |||||
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Number of |
7. |
Sole Voting Power | |||||
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8. |
Shared Voting Power | ||||||
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9. |
Sole Dispositive Power | ||||||
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10. |
Shared Dispositive Power | ||||||
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13. |
Percent of Class Represented by Amount in Row (11) | |||||
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14. |
Type of Reporting Person | |||||
(1) |
Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over the 308,500 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of each of Commodore Partners, which directly owns 293,500 shares of Common Stock, and GK Westcott, which directly owns 15,000 shares of Common Stock. |
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(2) |
The percentage ownership is based on 12,505,990 shares of Common Stock outstanding, as reported by the Issuer in its preliminary proxy statement on Schedule 14A filed on September 19, 2016. The number of shares beneficially owned also reflects a 1-for-5 reverse stock split effected by the Issuer on August 1, 2016. |
CUSIP No. 205768203 |
13D |
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1. |
Names of Reporting Persons. Court H. Westcott | |||||
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2. |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Source of Funds | |||||
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5. |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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6. |
Citizenship or Place of Organization | |||||
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Number of |
7. |
Sole Voting Power | |||||
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8. |
Shared Voting Power | ||||||
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9. |
Sole Dispositive Power | ||||||
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10. |
Shared Dispositive Power | ||||||
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13. |
Percent of Class Represented by Amount in Row (11) | |||||
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14. |
Type of Reporting Person | |||||
(1) |
Consists of 21,500 shares of Common Stock held of record by Court H. Westcott, Trustee of the Court H. Westcott Living Trust. Carl H. Westcott has shared discretionary authority to purchase and dispose of those shares of Common Stock for the benefit of such reporting person, but does not exercise any voting power with respect to such shares. Carl H. Westcott expressly disclaims beneficial ownership of any such shares of Common Stock. |
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(2) |
Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over 308,500 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of each of Commodore Partners, which directly owns 293,500 shares of Common Stock, and GK Westcott, which directly owns 15,000 shares of Common Stock. |
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(3) |
The percentage ownership is based on 12,505,990 shares of Common Stock outstanding, as reported by the Issuer in its preliminary proxy statement on Schedule 14A filed on September 19, 2016. The number of shares beneficially owned also reflects a 1-for-5 reverse stock split effected by the Issuer on August 1, 2016. |
CUSIP No. 205768203 |
13D |
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1. |
Names of Reporting Persons. Carla Westcott | |||||
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2. |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Source of Funds | |||||
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5. |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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6. |
Citizenship or Place of Organization | |||||
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Number of |
7. |
Sole Voting Power | |||||
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8. |
Shared Voting Power | ||||||
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9. |
Sole Dispositive Power | ||||||
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10. |
Shared Dispositive Power | ||||||
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13. |
Percent of Class Represented by Amount in Row (11) | |||||
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14. |
Type of Reporting Person | |||||
(1) |
Carla Westcott directly holds 15,500 shares of Common Stock. Carl H. Westcott has shared discretionary authority to purchase and dispose of those shares of Common Stock for the benefit of such reporting person, but does not exercise any voting power with respect to such shares. Carl H. Westcott expressly disclaims beneficial ownership of any such shares of Common Stock. |
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(2) |
The percentage ownership is based on 12,505,990 shares of Common Stock outstanding, as reported by the Issuer in its preliminary proxy statement on Schedule 14A filed on September 19, 2016. The number of shares beneficially owned also reflects a 1-for-5 reverse stock split effected by the Issuer on August 1, 2016. |
Item 1. Security and Issuer
This Amendment No. 7 to Schedule 13D (Amendment No. 7) amends and supplements the original Schedule 13D filed on June 11, 2015 (as amended by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, and Amendment No. 6, the Schedule 13D), Amendment No. 1 to Schedule 13D filed on June 30, 2015 (Amendment No. 1), Amendment No. 2 to Schedule 13D filed on July 6, 2015 (Amendment No. 2), Amendment No. 3 to Schedule 13D filed on July 20, 2015 (Amendment No. 3), Amendment No. 4 to Schedule 13D filed on August 10, 2015 (Amendment No. 4), Amendment No. 5 to Schedule 13D filed on May 25, 2016 (Amendment No. 5) and Amendment No. 6 to Schedule 13D filed on September 6, 2016 (Amendment No. 6). This Amendment No. 7 is filed jointly on behalf of Carl H. Westcott, Commodore Partners, Ltd., G.K. Westcott LP, Carl Westcott, LLC, Court H. Westcott, and Carla Westcott (the Reporting Persons) relating to their beneficial ownership of the common stock, par value $0.50 per share (the Common Stock) of Comstock Resources, Inc., a Nevada corporation (the Issuer), whose principal executive offices are located at 5300 Town and Country Blvd., Suite 500, Frisco, Texas 75034. On August 1, 2016, the Issuer effected a 1-for-5 reverse stock split (the Reverse Split).
This Amendment No. 7 is filed pursuant to Rules 13d-1 and 13d-5 under the Securities Exchange Act of 1934, as amended, to reflect a change aggregating more than one percent (1%) in the beneficial ownership of the outstanding Common Stock in which Carl H. Westcott may be deemed to have a beneficial interest. Unless otherwise indicated, all capitalized terms used herein but not defined shall have the same meanings as set forth in the Schedule 13D.
Item 2. Identity and Background
Item 3. Source and Amount of Funds or Other Consideration
The information set forth or incorporated in Items 4 and 6 hereof are incorporated herein by reference.
With respect to each Reporting Person that is a natural person, the shares of Common Stock were acquired with the personal funds of such Reporting Person. The shares of Common Stock held by Commodore Partners, of which Carl Westcott, LLC is the sole general partner, were acquired with funds held by Commodore Partners for the general purpose of investing. The shares of Common Stock held by GK Westcott, of which Carl Westcott, LLC is the sole general partner, were acquired with funds held by GK Westcott for the general purpose of investing.
Item 4. Purpose of Transaction
This Item is being amended and supplemented to add the following:
The information set forth or incorporated in Items 3 and 6 hereof are incorporated herein by reference.
After accounting for all sales of Common Stock of the Reporting Persons since the filing of Amendment No. 6 (the period of September 6, 2016 through September 20, 2016), a net 144,560 shares of Common Stock were purchased by Carl H. Westcott during such period on his own behalf and on behalf of certain other Reporting Persons for an aggregate price of approximately $1,123,540.
Item 5. Interest in Securities of the Issuer.
This Item is being amended and supplemented to add the following:
(b) The responses in rows 7, 8, 9 and 10 of the cover pages of this Statement are hereby incorporated by reference. Each of Court H. Westcott and Carla Westcott directly holds 21,500 and 15,500 shares of Common Stock, respectively, over which Carl H. Westcott shares dispositive power, but not voting power, pursuant to trading authorizations. Additionally, Carl H. Westcott shares dispositive power, but not voting power, pursuant to trading authorizations, of 8,710, 1,450, and 1,140 shares of Common Stock held by Peter Underwood, Francisco Trejo, Jr., and Rosie Greene, respectively. Commodore Partners holds 293,500 shares of Common Stock, over which Carl H. Westcott holds shared voting and dispositive power with Court H. Westcott as the managers of Carl Westcott, LLC, the sole general partner of Commodore Partners. GK Westcott holds 15,000 shares of Common Stock, over which Carl H. Westcott holds shared voting and dispositive power with Court H. Westcott as the managers of Carl Westcott, LLC, the sole general partner of GK Westcott.
(c) After accounting for all sales of Common Stock of the Reporting Persons during the period of September 6, 2016 through September 20, 2016, a net 144,560 shares of Common Stock were purchased by Carl H. Westcott on his own behalf and on behalf of the other Reporting Persons for an aggregate price of approximately $1,123,540. All such sales were made on the dates and at the prices set forth below. All purchases and sales listed below were affected in ordinary open market transactions.
Name of Reporting Person |
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Trade Date |
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Number Of Shares Purchased (Sold) |
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Price Per Share ($) |
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Carl H. Westcott |
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9/6/2016 |
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(2,500 |
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7.0500 |
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Carl H. Westcott |
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9/6/2016 |
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(2,500 |
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7.1500 |
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Carl H. Westcott |
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9/6/2016 |
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(2,000 |
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7.2500 |
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Carl H. Westcott |
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9/7/2016 |
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(2,500 |
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7.5000 |
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Carl H. Westcott |
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9/7/2016 |
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(2,500 |
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7.8200 |
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Carl H. Westcott |
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9/7/2016 |
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(1,000 |
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8.1000 |
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Carl H. Westcott |
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9/7/2016 |
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(2,000 |
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8.1500 |
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Carl H. Westcott |
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9/7/2016 |
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(2,000 |
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8.2000 |
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Carl H. Westcott |
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9/7/2016 |
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(2,000 |
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8.2500 |
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Carl H. Westcott |
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9/7/2016 |
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2,500 |
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8.1000 |
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Carl H. Westcott |
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9/8/2016 |
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2,500 |
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8.1000 |
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Carl H. Westcott |
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9/8/2016 |
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2,500 |
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8.0500 |
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Carl H. Westcott |
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9/8/2016 |
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2,500 |
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8.1000 |
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Carl H. Westcott |
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9/8/2016 |
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1,000 |
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8.1099 |
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Carl H. Westcott |
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9/8/2016 |
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2,500 |
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8.0500 |
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Carl H. Westcott |
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9/8/2016 |
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3,000 |
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8.0000 |
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Carl H. Westcott |
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9/8/2016 |
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1,624 |
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8.0500 |
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Carl H. Westcott |
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9/8/2016 |
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876 |
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8.1810 |
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Carl H. Westcott |
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9/9/2016 |
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5,000 |
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8.0000 |
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Carl H. Westcott |
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9/9/2016 |
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5,000 |
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7.9500 |
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Carl H. Westcott |
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9/9/2016 |
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2,500 |
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7.9000 |
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Carl H. Westcott |
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9/9/2016 |
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2,500 |
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7.8600 |
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Carl H. Westcott |
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9/9/2016 |
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5,000 |
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7.9200 |
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Carl H. Westcott |
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9/12/2016 |
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5,000 |
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7.8800 |
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Carl H. Westcott |
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9/12/2016 |
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5,000 |
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7.8000 |
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Carl H. Westcott |
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9/13/2016 |
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2,000 |
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8.0100 |
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Carl H. Westcott |
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9/14/2016 |
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5,000 |
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7.8700 |
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Carl H. Westcott |
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9/14/2016 |
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5,000 |
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7.8200 |
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Carl H. Westcott |
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9/14/2016 |
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5,000 |
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7.7500 |
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Carl H. Westcott |
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9/15/2016 |
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(5,000 |
) |
7.9900 |
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Carl H. Westcott |
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9/16/2016 |
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200 |
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7.8140 |
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Carl H. Westcott |
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9/16/2016 |
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200 |
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7.8100 |
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Carl H. Westcott |
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9/16/2016 |
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600 |
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7.8090 |
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Carl H. Westcott |
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9/16/2016 |
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1,000 |
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7.8090 |
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Carl H. Westcott |
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9/16/2016 |
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1,000 |
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7.7918 |
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Carl H. Westcott |
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9/16/2016 |
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1,000 |
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7.7899 |
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Carl H. Westcott |
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9/16/2016 |
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1,000 |
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7.7550 |
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Carl H. Westcott |
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9/16/2016 |
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5,000 |
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7.7000 |
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Carl H. Westcott |
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9/16/2016 |
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5,000 |
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7.6000 |
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Carl H. Westcott |
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9/16/2016 |
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5,000 |
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7.5200 |
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Carl H. Westcott |
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9/19/2016 |
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2,500 |
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7.2292 |
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Carl H. Westcott |
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9/19/2016 |
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2,500 |
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7.2300 |
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Carl H. Westcott |
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9/19/2016 |
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2,500 |
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7.2000 |
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Carl H. Westcott |
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9/19/2016 |
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2,500 |
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7.2000 |
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Carl H. Westcott |
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9/19/2016 |
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5,000 |
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7.1500 |
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Carl H. Westcott |
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9/19/2016 |
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5,000 |
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7.1000 |
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Carl H. Westcott |
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9/19/2016 |
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5,000 |
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7.0800 |
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Carl H. Westcott |
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9/19/2016 |
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5,000 |
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7.0999 |
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Carl H. Westcott |
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9/20/2016 |
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1,000 |
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6.9094 |
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Carl H. Westcott |
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9/20/2016 |
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100 |
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6.9400 |
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Carl H. Westcott |
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9/20/2016 |
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400 |
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6.9400 |
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Carl H. Westcott |
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9/20/2016 |
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100 |
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6.9599 |
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Carl H. Westcott |
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9/20/2016 |
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400 |
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6.9550 |
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Name of Reporting Person |
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Trade Date |
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Number Of Shares Purchased (Sold) |
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Price Per Share ($) |
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Carl H. Westcott |
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9/20/2016 |
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400 |
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6.9550 |
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Carl H. Westcott |
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9/20/2016 |
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100 |
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6.9550 |
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Carl H. Westcott |
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9/20/2016 |
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100 |
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7.0250 |
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Carl H. Westcott |
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9/20/2016 |
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300 |
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7.0250 |
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Carl H. Westcott |
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9/20/2016 |
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100 |
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7.0050 |
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Carl H. Westcott |
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9/20/2016 |
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500 |
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6.9618 |
|
Carl H. Westcott |
|
9/20/2016 |
|
1,500 |
|
6.9950 |
|
Carl H. Westcott |
|
9/20/2016 |
|
500 |
|
7.0618 |
|
Carl H. Westcott |
|
9/20/2016 |
|
300 |
|
7.0000 |
|
Carl H. Westcott |
|
9/20/2016 |
|
4,100 |
|
7.0000 |
|
Carl H. Westcott |
|
9/20/2016 |
|
600 |
|
7.0000 |
|
Carl H. Westcott |
|
9/20/2016 |
|
(4,600 |
) |
7.2500 |
|
Carl H. Westcott |
|
9/20/2016 |
|
(400 |
) |
7.2500 |
|
Carl H. Westcott |
|
9/20/2016 |
|
100 |
|
7.0000 |
|
Carl H. Westcott |
|
9/20/2016 |
|
1,900 |
|
7.0000 |
|
Carla Westcott |
|
9/8/2016 |
|
5,000 |
|
8.0800 |
|
Carla Westcott |
|
9/12/2016 |
|
3,500 |
|
7.8800 |
|
Carla Westcott |
|
9/14/2016 |
|
2,000 |
|
8.0000 |
|
Carla Westcott |
|
9/14/2016 |
|
3,500 |
|
7.8800 |
|
Commodore Partners |
|
9/6/2016 |
|
(2,500 |
) |
7.1000 |
|
Commodore Partners |
|
9/6/2016 |
|
(2,500 |
) |
7.1200 |
|
Commodore Partners |
|
9/6/2016 |
|
(1,000 |
) |
7.2800 |
|
Commodore Partners |
|
9/7/2016 |
|
(1,500 |
) |
8.1500 |
|
Commodore Partners |
|
9/7/2016 |
|
5,000 |
|
8.1100 |
|
Commodore Partners |
|
9/8/2016 |
|
(1,500 |
) |
8.5000 |
|
Commodore Partners |
|
9/8/2016 |
|
5,000 |
|
8.1100 |
|
Commodore Partners |
|
9/8/2016 |
|
5,000 |
|
8.0200 |
|
Commodore Partners |
|
9/9/2016 |
|
2,000 |
|
8.0000 |
|
Commodore Partners |
|
9/9/2016 |
|
2,500 |
|
7.9600 |
|
Commodore Partners |
|
9/12/2016 |
|
2,000 |
|
7.9800 |
|
Commodore Partners |
|
9/12/2016 |
|
5,000 |
|
7.9299 |
|
Commodore Partners |
|
9/12/2016 |
|
100 |
|
7.9000 |
|
Commodore Partners |
|
9/12/2016 |
|
100 |
|
7.9700 |
|
Commodore Partners |
|
9/12/2016 |
|
1,800 |
|
8.0000 |
|
Commodore Partners |
|
9/12/2016 |
|
1,000 |
|
7.9890 |
|
Commodore Partners |
|
9/20/2016 |
|
100 |
|
7.0550 |
|
Commodore Partners |
|
9/20/2016 |
|
100 |
|
7.0790 |
|
Commodore Partners |
|
9/20/2016 |
|
100 |
|
7.0750 |
|
Commodore Partners |
|
9/20/2016 |
|
100 |
|
7.0750 |
|
Commodore Partners |
|
9/20/2016 |
|
100 |
|
7.0750 |
|
Commodore Partners |
|
9/20/2016 |
|
(100 |
) |
7.2000 |
|
Commodore Partners |
|
9/20/2016 |
|
(4,900 |
) |
7.2000 |
|
Court H. Westcott |
|
9/7/2016 |
|
(1,000 |
) |
7.8000 |
|
Court H. Westcott |
|
9/8/2016 |
|
(1,000 |
) |
8.5000 |
|
Court H. Westcott |
|
9/9/2016 |
|
486 |
|
8.1300 |
|
Court H. Westcott |
|
9/9/2016 |
|
969 |
|
8.1299 |
|
Court H. Westcott |
|
9/9/2016 |
|
1,545 |
|
8.1499 |
|
Court H. Westcott |
|
9/14/2016 |
|
5,000 |
|
8.0000 |
|
Court H. Westcott |
|
9/20/2016 |
|
100 |
|
6.9750 |
|
Court H. Westcott |
|
9/20/2016 |
|
100 |
|
6.9870 |
|
Court H. Westcott |
|
9/20/2016 |
|
600 |
|
6.9750 |
|
Court H. Westcott |
|
9/20/2016 |
|
200 |
|
6.9750 |
|
Court H. Westcott |
|
9/20/2016 |
|
100 |
|
6.9870 |
|
Court H. Westcott |
|
9/20/2016 |
|
160 |
|
6.9900 |
|
Name of Reporting Person |
|
Trade Date |
|
Number Of Shares Purchased (Sold) |
|
Price Per Share ($) |
|
Court H. Westcott |
|
9/20/2016 |
|
100 |
|
6.9900 |
|
Court H. Westcott |
|
9/20/2016 |
|
140 |
|
6.9900 |
|
Carl H. Westcott (1) |
|
9/9/2016 |
|
200 |
|
8.0847 |
|
Carl H. Westcott (1) |
|
9/9/2016 |
|
250 |
|
8.1450 |
|
Carl H. Westcott (2) |
|
9/9/2016 |
|
10 |
|
8.0800 |
|
Carl H. Westcott (2) |
|
9/9/2016 |
|
400 |
|
8.1595 |
|
Carl H. Westcott (2) |
|
9/9/2016 |
|
1,900 |
|
8.1590 |
|
Carl H. Westcott (2) |
|
9/9/2016 |
|
300 |
|
8.1397 |
|
Carl H. Westcott (3) |
|
9/9/2016 |
|
200 |
|
8.1000 |
|
Carl H. Westcott (3) |
|
9/9/2016 |
|
200 |
|
8.0999 |
|
Carl H. Westcott (3) |
|
9/9/2016 |
|
100 |
|
8.0800 |
|
GK Westcott LP |
|
9/12/2016 |
|
4,000 |
|
7.8400 |
|
(1) For the account of Francisco Trejo, Jr.
(2) For the account of Peter Underwood.
(3) For the account of Rosie Greene.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Item 7. Material to Be Filed as Exhibits
Exhibit A |
|
Joint Filing Agreement, dated June 8, 2015, by and among Carl H. Westcott, Commodore Partners, Ltd., G.K. Westcott LP, Carl Westcott, LLC, Jimmy Elizabeth Westcott, Chart H. Westcott, Court H. Westcott, and Carla Westcott (incorporated by reference to Exhibit A to the Schedule 13D filed with the Securities and Exchange Commission on June 11, 2015). |
|
|
|
Exhibit B |
|
Form of Authorization of Agent (incorporated by reference to Exhibit B to the Schedule 13D filed with the Securities and Exchange Commission on June 11, 2015). |
|
|
|
Exhibit C |
|
Power of Attorney, dated June 8, 2015 (incorporated by reference to Exhibit C to the Schedule 13D filed with the Securities and Exchange Commission on June 11, 2015). |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: September 21, 2016 |
|
|
|
Reporting Persons: |
CARL H. WESTCOTT |
|
|
|
/s/ Michael I. Smartt |
|
Michael I. Smartt |
|
Attorney-in-Fact |
|
|
|
COMMODORE PARTNERS, LTD. |
|
|
|
By: Carl Westcott, LLC, its general partner |
|
|
|
/s/ Michael I. Smartt |
|
Michael I. Smartt |
|
Attorney-in-Fact |
|
|
|
G.K. WESTCOTT LP |
|
|
|
By: Carl Westcott, LLC, its general partner |
|
|
|
/s/ Michael I. Smartt |
|
Michael I. Smartt |
|
Attorney-in-Fact |
|
|
|
CARL WESTCOTT, LLC |
|
|
|
//s/ Michael I. Smartt |
|
Michael I. Smartt |
|
Attorney-in-Fact |
|
|
|
COURT H. WESTCOTT |
|
|
|
/s/ Michael I. Smartt |
|
Michael I. Smartt |
|
Attorney-in-Fact |
|
|
|
CARLA WESTCOTT |
|
|
|
/s/ Michael I. Smartt |
|
Michael I. Smartt |
|
Attorney-in-Fact |