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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 1.385 (11) | 10/09/2008 | M | 7,500 (1) | 03/10/2003 | 02/10/2013 | Common Stock | 7,500 (1) | $ 30.629 (2) | 37,500 (11) | D | ||||
Non-Qualified Stock Option (right to buy) | $ 2.995 (12) | 10/09/2008 | M | 1,666 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 1,666 | $ 30.785 (4) | 233,334 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 2.995 | 10/09/2008 | M | 2,498 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 2,498 | $ 30.838 (5) | 230,836 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 2.995 | 10/09/2008 | M | 1,666 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 1,666 | $ 30.876 (6) | 229,170 | D | ||||
Non-Qualified Stock Option | $ 2.995 | 10/09/2008 | M | 1,666 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 1,666 | $ 31.299 (7) | 277,504 | D | ||||
Non-Qualified Stock Option | $ 2.995 | 10/09/2008 | M | 1,666 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 1,666 | $ 31.512 (8) | 225,838 | D | ||||
Non-Qualified Stock Option | $ 2.995 | 10/09/2008 | M | 1,666 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 1,666 | $ 31.593 (9) | 224,172 | D | ||||
Non-Qualified Stock Option | $ 2.995 | 10/09/2008 | M | 1,666 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 1,666 | $ 31.85 | 222,506 | D | ||||
Non-Qualified Stock Option | $ 2.995 | 10/09/2008 | M | 6 (1) | 09/27/2008(13) | 09/27/2011 | Common Stock | 6 | $ 31.85 | 222,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FLATLEY JAY T 9885 TOWNE CENTRE DR SAN DIEGO, CA 92121 |
President and CEO |
Octavio Espinoza for Jay T. Flatley | 10/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale made pursuant to 10(b)5-1 plan. |
(2) | Weighted average sale price representing 7,500 shares sold ranging from $30.50 to $30.78 per share. |
(3) | Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. |
(4) | Weighted average sale price representing 1,666 shares sold ranging from $30.78 to $30.81 per share. |
(5) | Weighted average sale price representing 2,498 shares sold ranging from $30.81 to $30.85 per share. |
(6) | Weighted average sale price representing 1,666 shares sold ranging from $30.85 to $31.00 per share. |
(7) | Weighted average sale price representing 1,666 shares sold ranging from $31.00 to $31.50 per share. |
(8) | Weighted average sale price representing 1,666 shares sold ranging from $31.50 to $31.53 per share. |
(9) | Weighted average sale price representing 1,666 shares sold ranging from $31.53 to $31.85 per share. |
(10) | On Sept. 22, 2008, the common stock of Illumina Inc. split 2 for 1 resulting in Reporting Person's ownership of 439,813 additional shares. |
(11) | This option was previously reported as covering 150,000 shares at an exercise price of $2.77 per share, and was adjusted for the stock split that occurred on Sept. 22, 2008. |
(12) | This option was previously reported as covering 10,000 shares at an exercise price of $5.99 per share, and was adjusted for the stock split that occurred on Sept. 22, 2008. |
(13) | One-twelfth of shares subject to option became exercisable on 9/27/08. An additional one-twelfth shall become exercisable each full month thereafter, subject to Reporting Person's continuing to be a service provide on such date. |