FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of |
|
|||
£ |
Check this box if no longer |
||||
(Print or Type Responses) |
1. Name and Address of Reporting Person*
|
2. Issuer Name and Ticker or Trading Symbol Harris & Harris Group, Inc. (TINY) |
6. Relationship of Reporting Person(s) to Issuer |
||||||||||
X |
Director |
|
10% Owner |
|||||||||
|
Officer (give title below) |
|
Other (specify below) |
|||||||||
(Last) (First) (Middle) |
3. I.R.S. Identification Number of |
4. Statement for Month/Year April 2003 |
7. Individual or Joint/Group Filing (Check Applicable Line) |
|||||||||
5. If Amendment, Date of |
X |
Form filed by One Reporting Person |
||||||||||
(Street) |
|
Form filed by More than One Reporting Person |
||||||||||
(City) (State) (Zip) |
Table I ¾Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||
1. Title of Security |
2. Transaction Date |
3. Transaction |
4. Securities Acquired (A) |
5. Amount of Securities |
6. Ownership |
7. Nature of |
||||||
Code |
V |
Amount |
(A) or |
Price |
||||||||
Common Stock |
4/2/03 |
P |
V |
800 |
A |
$2.99375 |
15,811 |
D |
||||
|
||||||||||||
FORM 4 (continued) |
Table II `Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||
1. Title of |
2. Conversion |
3. Transaction (Month/Day/Year) |
4. Transaction |
5. Number of |
6. Date Exercisable |
7. Title and Amount of |
8. Price of |
9. Number of |
10. Ownership |
11. Nature of |
||||
Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or |
|||||||
Explanation of Responses: |
|
/s/ James E. Roberts |
April 2, 2003 |
|||||
**Signature of Reporting Person |
Date |
|||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||||||
* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
|||||
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
|||||
See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||||||
Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |