UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options over Ordinary Shares (Right to Buy) | 10/23/2003 | 10/23/2010 | Ordinary Shares | 2,086 | $ 17.18 (3) | D | Â |
Options over Ordinary Shares (Right to Buy) | 04/15/2006 | 04/15/2013 | Ordinary Shares | 18,327 | $ 27.19 (3) | D | Â |
Options over Ordinary Shares (Right to Buy) | 02/26/2007 | 02/26/2014 | Ordinary Shares | 14,394 | $ 44.78 (3) | D | Â |
Options over Ordinary Shares (Right to Buy) | 02/28/2008 | 02/28/2015 | Ordinary Shares | 14,909 | $ 52.55 (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DINGLE DAVID C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI, FL 33178 |
 |  |  Managing Director, P&O Cruises |  |
David Dingle | 07/18/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Award of ordinary shares under the P&O Princess Cruises Deferred Bonus and Co-investment Matching Plan. These shares are subect to a retention period. Reporting person may not receive dividends or vote the shares until the restriction lapses. |
(2) | Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. |
(3) | Represents the US Dollar equivalent based on the July 13, 2005 exchange rate of 1.7675. The actual option price is in Great Britain Pounds. |