FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of |
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£ |
Check this box if no longer |
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(Print or Type Responses) |
1. Name and Address of Reporting Person* |
2. Issuer Name and Ticker or Trading Symbol Harris & Harris Group, Inc. (TINY) |
6. Relationship of Reporting Person(s) to Issuer |
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Director |
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10% Owner |
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X |
Officer (give title below) |
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Other (specify below) |
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President, Chief Operating Officer, Chief Financial Officer, Treasurer and Chief Compliance Officer |
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(Last) (First) (Middle) |
3. I.R.S. Identification Number of |
4. Statement for Month/Year November 2002 |
7. Individual or Joint/Group Filing (Check Applicable Line) |
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5. If Amendment, Date of |
X |
Form filed by One Reporting Person |
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(Street) |
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Form filed by More than One Reporting Person |
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(City) (State) (Zip) |
Table I ¾Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |
2. Transaction Date |
3. Transaction |
4. Securities Acquired (A) |
5. Amount of Securities |
6. Ownership |
7. Nature of |
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Code |
V |
Amount |
(A) or |
Price |
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Common Stock |
11/19/02 |
P |
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3,300 |
A |
$2.2717575 |
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Common Stock |
11/20/02 |
P |
1,800 |
A |
$2.3049166 |
61,100 A |
D |
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FORM 4 (continued) |
Table II `Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of |
2. Conversion |
3. Transaction (Month/Day/Year) |
4. Transaction |
5. Number of |
6. Date Exercisable |
7. Title and Amount of |
8. Price of |
9. Number of |
10. Ownership |
11. Nature of |
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Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or |
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Explanation of Responses: |
A 13,334 shares are held jointly by Mel P. Melsheimer and his wife. |
/s/ Mel P. Melsheimer |
November 20, 2002 |
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**Signature of Reporting Person |
Date |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
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** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
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See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |