1
|
NAME OF REPORTING PERSON
|
|
|
|
Norman H. Pessin
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ (b) o
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
|
|
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
United States
|
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
|
|
|
|
|
|
1,230,678
|
BENEFICIALLY
|
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
|
|
|
REPORTING
|
|
|
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
1,230,678
|
|
|
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,230,678
|
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o
|
|
|
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
1) 3.9%
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
IN
|
1
|
NAME OF REPORTING PERSON
|
|
|
|
Sandra F. Pessin
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ (b) o
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
PF
|
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
|
|
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
United States
|
|
|
|
|
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
|
|
|
500,700
|
|
|
|
BENEFICIALLY
|
|
|
|
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
|
|
|
REPORTING
|
|
|
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
500,700
|
|
|
|
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
500,700
|
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* o
|
|
|
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
1.6%
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
IN
|
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Name and Address:
|
1)
|
Norman H. Pessin
|
|
|
366 Madison Avenue, 14th Floor
|
|
|
New York, NY 10017
|
|
|
|
|
2)
|
Sandra F. Pessin
|
|
|
366 Madison Avenue, 14th Floor
|
|
|
New York, NY 10017
|
|
|
|
Principal Occupation:
|
1)
|
Investor
|
|
|
|
|
2)
|
Housewife
|
|
|
|
Criminal Convictions:
|
1)
|
None
|
|
|
|
|
2)
|
None
|
|
|
|
Civil Proceedings:
|
1)
|
None
|
|
|
|
|
2)
|
None
|
|
|
|
Citizenship:
|
1)
|
United States
|
|
|
|
|
2)
|
United States
|
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
Item 7. | Material to Be Filed as Exhibits |
|
|
/s/ Norman H. Pessin
|
|
|
|
Norman H. Pessin
|
|
|
|
/s/ Sandra F. Pessin
|
|
|
|
Sandra F. Pessin
|
|
|
|
|
|
April 8, 2014
|
|
|
|
Shares of Common
Stock Sold
|
Price Per
Share ($)
|
Date of
Sale
|
|
|
|
|
Norman H. Pessin
|
|
|
|
|
30,182
|
9.54
|
3/31/14
|
32,268
|
9.54
|
3/31/14
|
25,000
|
9.54
|
3/31/14
|
12,550
|
9.54
|
3/31/14
|
18,171
|
9.77
|
4/1/14
|
20,429
|
9.77
|
4/1/14
|
1,200
|
9.61
|
4/2/14
|