Unassociated Document
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
___________________________________
FORM
8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of
Report (Date of earliest event reported):
March
13,
2008
HARRIS
& HARRIS GROUP, INC.
(Exact
name of registrant as specified in its charter)
|
New
York
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0-11576
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13-3119827
|
|
(State
or other jurisdiction of incorporation)
|
(Commission
File Number)
|
(I.R.S.
Employer Identification No.)
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111
West 57th
Street
New
York, New York 10019
(Address
of principal executive offices and zip code)
Registrant's
telephone number, including area code: (212)
582-0900
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
þ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
On
March
13, 2008, Harris & Harris Group, Inc. (the “Company”) released the Annual
Letter to Shareholders for 2007, which is available on the Company’s website,
www.TinyTechVC.com.
Forward-Looking
Statements
The
Annual Letter to Shareholders may contain statements of a forward-looking nature
relating to future events. These forward-looking statements are subject to
the
inherent uncertainties in predicting future results and conditions. These
statements reflect the Company's current beliefs, and a number of important
factors could cause actual results to differ materially from those expressed
in
the Annual Letter to Shareholders. Please see the Company's Registration
Statement on Form N-2 and Annual Report on Form 10-K for the year ended December
31, 2007, as well as subsequent SEC filings, filed with the Securities and
Exchange Commission for a more detailed discussion of the risks and
uncertainties associated with the Company's business, including but not limited
to the risks and uncertainties associated with venture capital investing and
other significant factors that could affect the Company's actual results.
Except as otherwise required by Federal securities laws, Harris &
Harris Group, Inc., undertakes no obligation to update or revise these
forward-looking statements to reflect new events or uncertainties.
Additional
Information
Shareholders
are advised to read the Company’s Proxy Statement for the 2008 Annual Meeting of
Shareholders when it becomes available because it contains important
information. The Company’s proxy statement will be available, free of charge, on
the Securities and Exchange Commission’s website (www.sec.gov) and on the
Company’s website (www.TinyTechVC.com). Additional information about the
Company, such as the Company’s Annual Report on Form 10-K, quarterly reports on
Form 10-Q, current reports on Form 8-K and amendments to those reports filed
or
furnished pursuant to Section 13(a) or 15(d) of the Securities Exchange Act
of
1934, are also available free of charge at www.sec.gov and www.TinyTechVC.com.
The
reference to the websites www.TinyTechVC.com and www.sec.gov have been provided
as a convenience, and the information contained on such websites is not
incorporated by reference into this Form 8-K.
Item
9.01.
Financial Statements and Exhibits.
(a)
Not
applicable.
(b)
Not
applicable.
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99
|
Annual
Letter to Shareholders
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Date:
March 13, 2008
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HARRIS
& HARRIS GROUP, INC.
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By:
/s/ Charles E.
Harris
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| |
Charles
E. Harris
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Chairman
and Chief Executive Officer
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EXHIBIT
INDEX
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99
|
Annual
Letter to Shareholders
|