Unassociated Document
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
__________________
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
 
October 26, 2009 (October 26, 2009)
__________________
 
HARRIS & HARRIS GROUP, INC.
 
(Exact name of registrant as specified in its charter)
New York
(State or other jurisdiction of
incorporation)
  
0-11576
(Commission File
Number)
  
13-3119827
(IRS Employer
Identification No.)
 
__________________
 
111 West 57th Street
New York, New York 10019
(Address of principal executive offices and zip code)
 
(212) 582-0900
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 8.01 Other Events.
 
On October 26, 2009, Harris & Harris Group, Inc. filed a post-effective amendment to its shelf registration statement on Form N-2 to deregister 2,112,500 shares of its common stock that were not sold in its recent underwritten public offering that closed on October 9, 2009.  A copy of the press release is attached hereto as Exhibit 99 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) 
Exhibits.

Exhibit No.
Description

 
99
Press release dated October 26, 2009
 
 
 
 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

 
Date: October 26, 2009
HARRIS & HARRIS GROUP, INC.
   
   
 
By: /s/ Douglas W. Jamison          
 
Douglas W. Jamison
 
Chief Executive Officer
 
 
 
 
 


EXHIBIT INDEX

Exhibit No.
Description

 
99
Press release dated October 26, 2009