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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 20.825 | 12/21/2009 | M | 50,000 | 12/21/2009(5) | 04/29/2014 | Common Stock | 50,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 16.205 | 12/21/2009 | M | 80,000 | 12/21/2009(5) | 04/10/2013 | Common Stock | 80,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 19.52 | 12/21/2009 | M | 80,000 | 12/21/2009(5) | 04/12/2012 | Common Stock | 80,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 20.53 | 12/21/2009 | M | 80,000 | 12/21/2009(5) | 04/13/2011 | Common Stock | 80,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 30.8594 | 12/21/2009 | M | 80,000 | 12/21/2009(5) | 04/27/2010 | Common Stock | 80,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GESCHKE CHARLES M ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE, CA 95110 |
X | Co-Chairman of the Board |
/s/ Stuart Fagin, as attorney-in-fact | 12/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes transfer of 63,204 shares from the following accounts: 25,000 shares from each of the reporting person and the reporting person's spouse on December 17, 2009 and 6,602 shares from each of The Charles M. Geschke 2008 Annuity Trust No. 5 and The Nancy A. Geschke 2008 Annuity Trust No. 5 on December 21, 2009, in accordance with the terms of the GRATs. |
(2) | This transaction was executed in multiple trades at prices ranging from $37.05 to $37.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. |
(3) | Reporting person is the trustee of The Charles M. Geschke 2008 Annuity Trust No. 5. |
(4) | Reporting person's spouse is the trustee of The Nancy A. Geschke 2008 Annuity Trust No. 5. |
(5) | Options are fully vested and exercisable. |