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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
THEOLOGIDES STERGIOS CORELOGIC, INC. 40 PACIFICA, SUITE 900 IRVINE, CA 92618 |
SVP, GC and Secretary |
Angela Grinstead, attorney in fact for Stergios Theologides | 11/17/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is amended to include an additional 1,616 and 6,332 unvested RSUs that were earned upon achievement of the performance metric described in the initial Form. The 1,616 RSUs vest on March 3, 2017 and the 6,332 RSUs vest in equal installments on each of March 2, 2017 and 2018. |
(2) | On February 23, 2016, the reporting owner reported an acquisition of 2,849 unvested RSUs that were earned upon the achievement of certain performance metrics. That amount should have been 4,273 RSUs and the reporting owner's holdings have been updated to reflect this correction. |
(3) | The reporting owner is voluntarily reporting a March 1, 2016 grant of 12,163 RSUs that are subject to the achievement of a performance metric as of December 31, 2016. If the performance metric is achieved, these RSUs will vest in three equal installments on each of March 1, 2017, 2018 and 2019. |