Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  ELLIS JOSHUA D.
2. Date of Event Requiring Statement (Month/Day/Year)
05/01/2018
3. Issuer Name and Ticker or Trading Symbol
CONTROL4 CORP [CTRL]
(Last)
(First)
(Middle)
11734 SOUTH ELECTION ROAD
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
General Counsel
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

DRAPER, UT 84020
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 2,102
D
 
Common Stock 430
I
By 401(k) Plan (1)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)   (2) 03/23/2021 Common Stock 7,773 $ 6.136 D  
Stock Option (Right to Buy)   (3) 12/27/2022 Common Stock 5,769 $ 9.932 D  
Stock Option (Right to Buy)   (4) 02/27/2024 Common Stock 7,000 $ 20.91 D  
Stock Option (Right to Buy)   (5) 12/30/2024 Common Stock 4,960 $ 15.37 D  
Stock Option (Right to Buy)   (6) 12/30/2024 Common Stock 40 $ 15.37 D  
Restricted Stock Units   (7)   (7) Common Stock 2,250 $ (12) D  
Restricted Stock Units   (8)   (8) Common Stock 2,400 $ (12) D  
Restricted Stock Units   (9)   (9) Common Stock 3,734 $ (12) D  
Restricted Stock Units   (10)   (10) Common Stock 2,000 $ (12) D  
Restricted Stock Units   (11)   (11) Common Stock 2,000 $ (12) D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ELLIS JOSHUA D.
11734 SOUTH ELECTION ROAD
DRAPER, UT 84020
      General Counsel  

Signatures

/s/ Jonathan Tanner, attorney-in-fact for Joshua D. Ellis 05/07/2018
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Based on the Reporting Person's most recent 401(k) Plan statement.
(2) Incentive Stock Options granted March 24, 2011 that vest over four years.
(3) Incentive Stock Options granted December 28, 2012 that vest over four years.
(4) Incentive Stock Options granted February 28, 2014 that vest over four years.
(5) Incentive Stock Options granted December 31, 2014 that vest over four years.
(6) Non-qualified Stock Options granted December 31, 2014 that vest over four years.
(7) This RSU award was granted on July 31, 2015. One-half of the shares in the award vested on August 10, 2017. The remaining shares vest as follows, an additional 1/8 of the shares vest semiannually, on the 15th of February and August in each of the following 2 years.
(8) This RSU was granted January 29, 2016. One-third of the shares in the award will vest on February 10, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
(9) This RSU was granted January 3, 2017. One-third of the shares in the award will vest on February 15, 2018. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
(10) This RSU was granted January 4, 2018. One-third of the shares in the award will vest on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
(11) This RSU was granted March 1, 2018. One-third of the shares in the award will vest on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
(12) Each RSU represents the right to receive, at settlement, one (1) share of common stock at no cost.

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