UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Frio Holdings LLC TWO MANHATTANVILLE ROAD PURCHASE, NY 10577 |
 |  X |  |  |
APOLLO INVESTMENT FUND V LP TWO MANHATTANVILLE ROAD PURCHASE, NY 10577 |
 |  X |  |  |
APOLLO OVERSEAS PARTNERS V LP TWO MANHATTANVILLE ROAD PURCHASE, NY 10577 |
 |  X |  |  |
APOLLO NETHERLANDS PARTNERS V A LP TWO MANHATTANVILLE ROAD PURCHASE, NY 10577 |
 |  X |  |  |
APOLLO NETHERLANDS PARTNERS V B LP TWO MANHATTANVILLE ROAD PURCHASE, NY 10577 |
 |  X |  |  |
APOLLO MANAGEMENT V LP TWO MANHATTANVILLE ROAD PURCHASE, NY 10577 |
 |  X |  |  |
APOLLO ADVISORS V LP TWO MANHATTANVILLE ROAD, PURCHASE, NY 10577 |
 |  X |  |  |
/s/ Patricia M. Navis, Vice President of AIF V Management, Inc., General Partner of Apollo Management V, L.P., Manager of Frio Holdings LLC | 04/05/2006 | |
**Signature of Reporting Person | Date | |
/s/ Patricia M. Navis, Vice President of Apollo Capital Management V, Inc., General Partner of Apollo Advisors V, L.P., General Partner of Apollo Investment Fund V, L.P. | 04/05/2006 | |
**Signature of Reporting Person | Date | |
/s/ Patricia M. Navis, Vice President of Apollo Capital Management V, Inc., General Partner of Apollo Advisors V, L.P., Managing Partner of Apollo Overseas Partners V, L.P. | 04/05/2006 | |
**Signature of Reporting Person | Date | |
/s/ Patricia M. Navis, Vice President of Apollo Capital Management V, Inc., General Partner of Apollo Advisors V, L.P., Managing Partner of Apollo Netherlands Partners V(A), L.P. | 04/05/2006 | |
**Signature of Reporting Person | Date | |
/s/ Patricia M. Navis, Vice President of Apollo Capital Management V, Inc., General Partner of Apollo Advisors V, L.P., Managing Partner of Apollo Netherlands Partners V(B), L.P. | 04/05/2006 | |
**Signature of Reporting Person | Date | |
/s/ Patricia M. Navis, Vice President of AIF V Management, Inc., General Partner of Apollo Management V, L.P. | 04/05/2006 | |
**Signature of Reporting Person | Date | |
/s/ Patricia M. Navis, Vice President of Apollo Capital Management V, Inc., General Partner of Apollo Advisors V, L.P. | 04/05/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the 7.580345-for-1 stock split to be effected in connection with the Issuer's initial public offering of its common stock. |
(2) | Frio Holdings LLC is the record owner of the shares of common stock and preferred stock of the Issuer reported as beneficially owned above. Apollo Investment Fund V, L.P., Apollo Overseas Partners V, L.P., Apollo Netherlands Partners V(A), L.P. and Apollo Netherlands Partners V(B), L.P. (collectively, the "Apollo Funds") are all members of Frio Holdings LLC. Apollo Management V, L.P. ("Management V") serves as the manager of the Apollo Funds and the Reporting Person. Apollo Advisors V, L.P. ("Advisors V") is the general or managing partner of each of the Apollo Funds. AIF V Management, Inc. ("AIF V") is the general partner of Management V. Apollo Capital Management V, Inc. ("ACM V") is the general partner of Advisors V. |
(3) | Each of the Apollo Funds, Advisors V, Management V, AIF V, ACM V and Messrs. Leon Black and John Hannan, the executive officers and directors of AIF V and ACM V, disclaim ownership of all shares in excess of their pecuniary interests, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has a pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
(4) | The Issuer intends to use part of the proceeds from the initial public offering of its common stock to redeem all of the shares of preferred stock. |