1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(2)
|
11/10/2000(3)
|
11/10/2007 |
Common Stock
|
240,000
|
$
28.0782
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
04/12/2001(3)
|
04/12/2008 |
Common Stock
|
26,000
|
$
40
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
10/11/2001(3)
|
10/11/2008 |
Common Stock
|
40,000
|
$
50.9375
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
04/18/2002(3)
|
04/18/2009 |
Common Stock
|
18,000
|
$
18.58
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
06/13/2002(3)
|
06/13/2009 |
Common Stock
|
102,000
|
$
16.25
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
09/27/2002(3)
|
09/27/2009 |
Common Stock
|
18,000
|
$
7.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
11/07/2002(3)
|
11/07/2009 |
Common Stock
|
25,000
|
$
12.59
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
11/07/2002(3)
|
11/07/2009 |
Common Stock
|
25,000
|
$
12.59
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
03/19/2003(3)
|
03/19/2010 |
Common Stock
|
200
|
$
9.14
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
03/19/2003(3)
|
03/19/2010 |
Common Stock
|
18,000
|
$
9.14
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
05/14/2003(3)
|
05/14/2010 |
Common Stock
|
20,000
|
$
7.07
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/25/2003(4)
|
07/25/2010 |
Common Stock
|
70,000
|
$
3.7
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
01/14/2004(5)
|
01/14/2013 |
Common Stock
|
100,000
|
$
3.9
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/23/2004(6)
|
07/23/2013 |
Common Stock
|
360,000
|
$
3.85
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/29/2005(7)
|
07/29/2012 |
Common Stock
|
250,000
|
$
3.79
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
04/28/2006(8)
|
04/28/2013 |
Common Stock
|
250,000
|
$
3.44
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/28/2006(9)
|
07/28/2013 |
Common Stock
|
300,000
|
$
3.85
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/27/2007(10)
|
07/27/2014 |
Common Stock
|
400,000
|
$
4.26
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This includes 82,750 shares of unvested restricted stock. |
(2) |
This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. |
(3) |
Immediately. |
(4) |
This option vests and becomes exercisable in five equal annual installments of 14,000 shares beginning on July 25, 2003. |
(5) |
This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on January 14, 2004. |
(6) |
This option vests and becomes exercisable in five equal annual installments of 72,000 shares beginning on July 23, 2004. |
(7) |
This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on July 29, 2005. |
(8) |
This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on April 28, 2006. |
(9) |
This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. |
(10) |
This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 27, 2007. |