1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(2)
|
05/21/2004(3)
|
05/21/2011 |
Common Stock
|
3,000
|
$
4.2
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
11/13/2004(4)
|
11/13/2011 |
Common Stock
|
5,000
|
$
4.208
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
09/17/2005(5)
|
09/17/2012 |
Common Stock
|
5,000
|
$
3.94
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
01/27/2006(6)
|
01/27/2013 |
Common Stock
|
12,000
|
$
4.12
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
07/27/2007(7)
|
07/27/2014 |
Common Stock
|
250,000
|
$
4.26
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This includes 423,000 shares of unvested restricted stock units. |
(2) |
This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. |
(3) |
This option vests and becomes exercisable in five equal annual installments of 600 shares beginning on May 21, 2004. |
(4) |
This option vests and becomes exercisable in five equal annual installments of 1,000 shares beginning on November 13, 2004. |
(5) |
This option vests and becomes exercisable in five equal annual installments of 1,000 shares beginning on September 17, 2005. |
(6) |
This option vests and becomes exercisable in five equal annual installments of 2,400 shares beginning on January 27, 2006. |
(7) |
This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on July 27, 2007. |