UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options | Â (1) | 02/04/2011 | Common Stock | 22,500 | $ 10.895 | D | Â |
Employee Stock Options | Â (2) | 06/07/2012 | Common Stock | 130,000 | $ 36.54 | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 10,000 | $ (6) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 50,000 | $ (6) | D | Â |
Restricted Stock Units | Â (5) | Â (5) | Common Stock | 50,000 | $ (6) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANSFIELD ROBERT J 1 INFINITE LOOP CUPERTINO, CA 95014 |
 |  |  Vice President |  |
/s/ Robert J. Mansfield | 01/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Employee Stock Option was granted 2/4/2004 and vests over a four-year schedule at 6.25% per quarter. |
(2) | This Employee Stock Option was granted 6/7/2005 and vests over a four-year schedule at 6.25% per quarter. |
(3) | This RSU award was granted 8/30/2005 and vests 25% on each of the first four anniversaries of the grant date. |
(4) | This RSU award was granted 8/29/2006 and vests 50% on each of the second and third anniversaries of the grant date. |
(5) | This RSU award was granted 12/17/2007 and vests 100% on 3/24/2010. |
(6) | On each vest date, Mr. Mansfield is entitled to receive one share of common stock for each restricted stock unit. |