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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 59.4375 | 01/01/2002 | 12/31/2008 | Common Stock | 2,660 | 2,660 | D | ||||||||
Stock Options | $ 21.7812 | 01/01/2003 | 12/31/2009 | Common Stock | 15,000 | 15,000 | D | ||||||||
Stock Options | $ 21.7812 | 01/01/2003 | 12/31/2009 | Common Stock | 6,562 | 6,562 | D | ||||||||
Stock Options | $ 25.8125 | 03/01/2003 | 12/31/2009 | Common Stock | 2,184 | 2,184 | D | ||||||||
Stock Options | $ 10.365 | 01/01/2005 | 12/31/2011 | Common Stock | 23,400 | 23,400 | D | ||||||||
Stock Options | $ 7.885 | 01/01/2006 | 12/31/2012 | Common Stock | 15,600 | 15,600 | D | ||||||||
Stock Options | $ 13.685 | 01/01/2006 | 12/31/2011 | Common Stock | 16,000 | 16,000 | D | ||||||||
Performance Shares | $ 0 (1) | 04/01/2008 | A | 10,267 (3) | 08/08/1988(1) | 08/08/1988(1) | Common Stock | 10,267 | $ 0 (1) | 20,535 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Allen Quincy L 45 GLOVER AVENUE P.O. BOX 4505 NORWALK, CT 06856-4505 |
Vice President |
Karen Boyle, Attorney-in-Fact | 04/02/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Not Applicable |
(2) | Incentive stock rights under 16b-3 plan payable in shares treated as restricted stock. These rights are subject to vesting requirements. |
(3) | These performance shares were earned based on achievement of specific annual performance criteria that are not tied solely to the market price of Issuer securitites. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. |
(4) | Units acquired in Xerox Stock Fund under Xerox Savings Plan. Amount does not represent shares of stock, but dollars invested divided by unit value. Between February 15, 2008 and February 29, 2008, the reporting person acquires 204.4 unites in the Xerox Stock Fund. |