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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 13.04 | 03/09/2012 | M | 834 | (2) | 03/04/2016 | Common Stock | 834 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 24.3 | 03/09/2012 | M | 1,940 | (3) | 03/01/2017 | Common Stock | 1,940 | $ 0 | 1,940 | D | ||||
Employee Stock Option (right to buy) | $ 35.9 | 03/09/2012 | M | 1,766 | (4) | 02/25/2018 | Common Stock | 1,766 | $ 0 | 3,533 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Arezone Joseph C/O FARO TECHNOLOGIES INC. 250 TECHNOLOGY PARK LAKE MARY, FL 32746 |
SVP, ASIA PACIFIC REGION |
/s/ Keith S. Bair, as Attorney-in-Fact | 03/13/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the weighted average sale price. The range of prices for such transaction is $53.60-$53.71. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |
(2) | The option became vested as to 834 options on 3/12/10, 833 options on 03/12/11, and 833 options on 3/12/12. |
(3) | The option became vested as to 1,939 options on 03/01/11 and 1,940 options on 03/01/12. 1,940 options will vest on 03/01/13. |
(4) | The option became vested as to 1,766 options on 02/25/12. 1,766 options will vest on 02/25/13 and 1,767 options will vest on 02/25/13. |