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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Class B Common Stock | Â | 01/03/2012 | Â | G | Â | 621,311 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 0 | By CFD 2011 GRAT #1C | ||
Class B Common Stock | Â | 01/03/2012 | Â | G | 621,311 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 102,447 | By CFD 2009 Revocable Trust | ||
Class B Common Stock | Â | 01/03/2012 | Â | G | Â | 133,442 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 535,110 | By CFD 2011 GRAT #1A | ||
Class B Common Stock | Â | 01/03/2012 | Â | G | 133,442 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 102,447 | By CFD 2009 Revocable Trust | ||
Class B Common Stock | Â | 01/03/2012 | Â | G | Â | 372,785 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 0 | By HAD 2011 GRAT #1C | ||
Class B Common Stock | Â | 01/03/2012 | Â | G | 372,785 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 148,608 | By HAD 2009 Revocable Trust | ||
Class B Common Stock | Â | 01/03/2012 | Â | G | Â | 82,432 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 330,556 | By HAD 2011 GRAT #1A | ||
Class B Common Stock | Â | 01/03/2012 | Â | G | 82,432 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 148,608 | By HAD 2009 Revocable Trust | ||
Class B Common Stock | Â | 04/02/2012 | Â | G | Â | 112,487 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 535,110 | By CFD 2011 GRAT #1A | ||
Class B Common Stock | Â | 04/02/2012 | Â | G | 112,487 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 102,447 | By CFD 2009 Revocable Trust | ||
Class B Common Stock | Â | 04/02/2012 | Â | G | Â | 69,488 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 330,556 | By HAD 2011 GRAT #1A | ||
Class B Common Stock | Â | 04/02/2012 | Â | G | 69,488 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 148,608 | By HAD 2009 Revocable Trust | ||
Class B Common Stock | Â | 07/02/2012 | Â | G | Â | 133,655 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 535,110 | By CFD 2011 GRAT #1A | ||
Class B Common Stock | Â | 07/02/2012 | Â | G | 133,655 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 102,447 | By CFD 2009 Revocable Trust | ||
Class B Common Stock | Â | 07/02/2012 | Â | G | Â | 82,564 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 330,556 | By HAD 2011 GRAT #1A | ||
Class B Common Stock | Â | 07/02/2012 | Â | G | 82,564 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 148,608 | By HAD 2009 Revocable Trust | ||
Class B Common Stock | Â | 10/01/2012 | Â | G | Â | 116,062 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 535,110 | By CFD 2011 GRAT #1A | ||
Class B Common Stock | Â | 10/01/2012 | Â | G | 116,062 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 102,447 | By CFD 2009 Revocable Trust | ||
Class B Common Stock | Â | 10/01/2012 | Â | G | Â | 71,696 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 330,556 | By HAD 2011 GRAT #1A | ||
Class B Common Stock | Â | 10/01/2012 | Â | G | 71,696 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 148,608 | By HAD 2009 Revocable Trust | ||
Class B Common Stock | Â | 12/31/2012 | Â | G | Â | 102,447 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 535,110 | By CFD 2011 GRAT #1A | ||
Class B Common Stock | Â | 12/31/2012 | Â | G | 102,447 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 102,447 | By CFD 2009 Revocable Trust | ||
Class B Common Stock | Â | 12/31/2012 | Â | G | Â | 63,285 | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 330,556 | By HAD 2011 GRAT #1A | ||
Class B Common Stock | Â | 12/31/2012 | Â | G | 63,285 | Â | Â (13) | Â (13) | Class A Common Stock | $ 0 (1) | 148,608 | By HAD 2009 Revocable Trust |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOLAN CHARLES F C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
 X |  X |  Executive Chairman | Member of 13(d) Group |
DOLAN HELEN A C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
 |  |  | Member of 13(d) Group |
HELEN A. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1C C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
 |  |  | Former member of 13(d) Group |
CHARLES F. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1C C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
 |  |  | Former member of 13(d) Group |
CHARLES F. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1A C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
 |  |  | Member of 13D Group |
HELEN A. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1A C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
 |  |  | Member of 13D Group |
/s/ Renzo Mori, Attorney-in-Fact for Charles F. Dolan | 02/14/2013 | |
**Signature of Reporting Person | Date | |
/s/ Renzo Mori, Attorney-in-Fact for Helen A Dolan | 02/14/2013 | |
**Signature of Reporting Person | Date | |
Charles F. Dolan, as Trustee of the CHARLES F. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1C By: /s/ Brian G. Sweeney, Attorneyin- Fact | 02/14/2013 | |
**Signature of Reporting Person | Date | |
Helen A. Dolan, as Trustee of the HELEN A. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1C By: /s/ Brian G. Sweeney, Attorney-in- Fact | 02/14/2013 | |
**Signature of Reporting Person | Date | |
Charles F. Dolan, as Trustee of the CHARLES F. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1A By: /s/ Brian G. Sweeney, Attorneyin- Fact | 02/14/2013 | |
**Signature of Reporting Person | Date | |
Helen A. Dolan, as Trustee of the HELEN A. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1A By: /s/ Brian G. Sweeney, Attorney-in- Fact | 02/14/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gift. |
(2) | Includes restricted shares. |
(3) | Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Ms. Helen A. Dolan. |
(4) | Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(5) | Charles F. Dolan is the sole trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. |
(6) | Each of the reporting trusts disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that it is. for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(7) | These securities are owned directly by the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1C. Charles F. Dolan is the sole trustee and beneficiary of the trust. |
(8) | These securities are owned directly by the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1A. Charles F. Dolan is the sole trustee and beneficiary of the trust. |
(9) | These securities are owned directly by the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1C. Helen A. Dolan is the sole trustee and beneficiary of the trust. |
(10) | Helen A. Dolan is the sole trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust. |
(11) | These securities are owned directly by the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1A. Helen A. Dolan is the sole trustee and beneficiary of the trust. |
(12) | Charles F. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(13) | AMC Networks Inc. Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into AMC Networks Inc. Class A Common Stock (the "Class A Common Stock") of the Issuer. |
(14) | Each of the other reporting trusts disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that it is. for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |