UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (Right to Buy) | 06/23/1999 | 06/23/2008 | Common Stock | 171,099 | $ 20.7686 (2) | D | Â |
Option (Right to Buy) | 06/29/2004 | 06/29/2009 | Common Stock | 193,749 | $ 20.9157 (2) | D | Â |
Option (Right to Buy) | 06/29/2000 | 06/29/2009 | Common Stock | 193,749 | $ 20.9157 (2) | D | Â |
Option (Right to Buy) | 01/26/2001 | 01/26/2010 | Common Stock | 199,999 | $ 11.1604 (2) | D | Â |
Option (Right to Buy) | 01/31/2002 | 01/31/2011 | Common Stock | 253,529 | $ 23.2033 (2) | D | Â |
Option (Right to Buy) | 01/31/2003 | 06/12/2011 | Common Stock | 229,409 | $ 25.6426 (2) | D | Â |
Option (Right to Buy) | 02/27/2003 | 02/27/2012 | Common Stock | 299,999 | $ 33.988 (2) | D | Â |
Option (Right to Buy) | 02/27/2003 | 02/27/2012 | Common Stock | 299,999 | $ 27.5198 (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CAMILLERI LOUIS C 120 PARK AVENUE NEW YORK, NY 10017 |
 |  |  Chairman & CEO |  |
G. Penn Holsenbeck for Louis C. Camilleri | 04/01/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes shares or share equivalents of common stock of the Issuer in connection with the pro rata distribution by Altria Group, Inc. ("Altria") to its stockholders of 100% of the outstanding shares of the Issuer's common stock on March 28, 2008 (the "Spin-Off"). The total includes 371,900 shares of Restricted Stock and 626,565 shares of Deferred Stock of the Issuer received as a result of the Spin-Off in connection with the previously granted Altria awards. The number of Deferred Shares reflects 474,038 Deferred Shares of the Issuer in substitution of previously granted deferred shares awarded by Altria Group, Inc. on January 30, 2008 in accordance with the terms of the Employee Matters Agreement dated as of March 28, 2008 between Altria Group, Inc. and Philip Morris International Inc. in connection with the Spin-Off of Philip Morris International Inc. on March 28, 2008. |
(2) | These options were originally granted by Altria. In connection with the Philip Morris International Inc. spin-off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. |