Schedule 13D Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

ImmuCell Corporation

(Name of Issuer)

 

 

 

Common Stock, par value $0.10 per share

(Title of Class of Securities)

 

452525306

(CUSIP Number)

 

Michael F. Brigham, President and CEO

ImmuCell Corporation

56 Evergreen Drive

Portland, ME 04103

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

June 21, 2010

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box.  x

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 

CUSIP No 452525306

 

  

 

Page 2 of 4

 

  (1)   

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Michael F. Brigham

  (2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  (3)  

SEC Use Only

 

  (4)  

Source of Funds (See Instructions)

 

    P F

  (5)  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  (6)  

Citizenship or Place of Organization

 

    USA

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     (7)    

Sole Voting Power

 

    157,870

     (8)   

Shared Voting Power

 

    n/a

     (9)   

Sole Dispositive Power

 

    157,870

   (10)   

Shared Dispositive Power

 

    n/a

(11)

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    157,870

(12)

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  ¨

 

(13)

 

Percent of Class Represented by Amount in Row (11)

 

    5.3%

(14)

 

Type of Reporting Person (See Instructions)

 

    I N

 


Item 1. Security and Issuer.

Common stock, par value $0.10 per share

ImmuCell Corporation

56 Evergreen Drive

Portland, ME 04103

 

Item 2. Identity and Background.

a) Michael F. Brigham

b) c/o ImmuCell Corporation

56 Evergreen Drive

Portland, ME 04103

c) President and CEO of ImmuCell Corporation

d) This person has not been convicted in a criminal proceeding during the last five years

e) This person was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction during the last five years.

f) USA

 

Item 3. Source and Amount of Funds or Other Consideration.

The source of the $221,645 used to acquire the common stock is personal funds of the reporting person.

 

Item 4. Purpose of Transaction.

The purpose of the acquisition is personal investment.

 

Item 5. Interest in Securities of the Issuer.

The 157,870 shares, which represents 5.3% of the outstanding common stock, include 3,000 shares subject to stock options that are currently exercisable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

n/a

 

Item 7. Material to be Filed as Exhibits.

None


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and correct.

Dated as of March 10, 2011

 

/s/ Michael F. Brigham

Name: Michael F. Brigham
Title: President and CEO