UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 12)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE
13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)*
BARNES & NOBLE, INC.
(Name of Issuer)
Common Stock, par value $0.001 Par Value
(Title of Class of Securities)
067774109
(CUSIP Number)
David K. Robbins, Esq.
Bingham McCutchen LLP
355 South Grand Avenue, 44th Floor
Los Angeles, CA 90071
(213) 680-6400
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
May 7, 2012
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box ¨.
Note: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
INTRODUCTION
This Amendment No. 12 amends and supplements the Schedule 13D filed with the Securities and Exchange Commission (the SEC) on January 2, 2009, as amended by Amendment No. 1 thereto, filed with the SEC on November 13, 2009, Amendment No. 2 thereto, filed with the SEC on November 17, 2009, Amendment No. 3 thereto, filed with the SEC on February 1, 2010, Amendment No. 4 thereto, filed with the SEC on February 25, 2010, Amendment No. 5 thereto, filed with the SEC on March 31, 2010, Amendment No. 6 thereto filed with the SEC on May 6, 2010, Amendment No. 7 thereto, filed with the SEC on May 7, 2010, Amendment No. 8 thereto, filed with the SEC on August 12, 2010, Amendment No. 9 thereto, filed with the SEC on August 23, 2010, Amendment No. 10 thereto, filed with the SEC on September 2, 2010 and Amendment No. 11 thereto, filed with the SEC on May 24, 2011, (together, this Schedule 13D), by (i) Ronald W. Burkle, an individual, (ii) Yucaipa American Management, LLC, a Delaware limited liability company (Yucaipa American), (iii) Yucaipa American Funds, LLC, a Delaware limited liability company (Yucaipa American Funds), (iv) Yucaipa American Alliance Fund II, LLC, a Delaware limited liability company (YAAF II LLC), (v) Yucaipa American Alliance Fund II, L.P., a Delaware limited partnership (YAAF II) and (vi) Yucaipa American Alliance (Parallel) Fund II, L.P., a Delaware limited partnership (YAAF II Parallel, and together with YAAF II, Yucaipa), with respect to the common stock, par value $0.001 per share (the Common Stock), of Barnes & Noble, Inc., a Delaware corporation (the Company). Yucaipa, together with Mr. Burkle, Yucaipa American, Yucaipa American Funds and YAAF II LLC are referred to in this Schedule 13D as the Reporting Persons. Capitalized terms used and not otherwise defined in this Amendment No. 12 shall have the meanings set forth in this Schedule 13D. The filing of any amendment to this Schedule 13D (including the filing of this Amendment No. 12) shall not be construed to be an admission by the Reporting Persons that a material change has occurred in the facts set forth in this Schedule 13D or that such amendment is required under Rule 13d-2 of the Securities Exchange Act of 1934, as amended.
ITEM 4 OF THE AMENDED SCHEDULE 13D IS HEREBY AMENDED AND SUPPLEMENTED WITH THE FOLLOWING INFORMATION:
ITEM 4. | Purpose of Transaction. |
Yucaipa has determined to distribute in-kind the shares of Common Stock beneficially owned by YAAF II and YAAF II Parallel (the Distribution). Until the Distribution, the Reporting Persons retain beneficial ownership of such shares as and to the extent previously reported in this Schedule 13D.
ITEM 7 OF THE AMENDED SCHEDULE 13D IS HEREBY AMENDED AND RESTATED WITH THE FOLLOWING INFORMATION:
ITEM 7. | Material to be Filed as Exhibits. |
Document | ||
99.1 | Joint Filing Agreement, dated as of January 2, 2009 (incorporated by reference to Exhibit 99.1 to the Schedule 13D filed by the Reporting Persons with the SEC on January 2, 2009). |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date: May 16, 2012
RONALD W. BURKLE | ||
By: | /s/ Ronald W. Burkle | |
Ronald W. Burkle | ||
YUCAIPA AMERICAN MANAGEMENT, LLC | ||
By: | /s/ Ronald W. Burkle | |
Name: Ronald W. Burkle | ||
Its: Managing Member | ||
YUCAIPA AMERICAN FUNDS, LLC | ||
By: | Yucaipa American Management, LLC | |
Its: | Managing Member | |
By: | /s/ Ronald W. Burkle | |
Name: Ronald W. Burkle | ||
Its: Managing Member | ||
YUCAIPA AMERICAN ALLIANCE FUND II, LLC | ||
By: | Yucaipa American Funds, LLC | |
Its: | Managing Member | |
By: | Yucaipa American Management, LLC | |
Its: | Managing Member | |
By: | /s/ Ronald W. Burkle | |
Name: Ronald W. Burkle | ||
Its: Managing Member |
YUCAIPA AMERICAN ALLIANCE FUND II, L.P. | ||
By: | Yucaipa American Alliance Fund II, LLC | |
Its: | General Partner | |
By: | Yucaipa American Funds, LLC | |
Its: | Managing Member | |
By: | Yucaipa American Management, LLC | |
Its: | Managing Member | |
By: | /s/ Ronald W. Burkle | |
Name: Ronald W. Burkle | ||
Its: Managing Member | ||
YUCAIPA AMERICAN ALLIANCE (PARALLEL) FUND II, L.P. | ||
By: | Yucaipa American Alliance Fund II, LLC | |
Its: | General Partner | |
By: | Yucaipa American Funds, LLC | |
Its: | Managing Member | |
By: | Yucaipa American Management, LLC | |
Its: | Managing Member | |
By: | /s/ Ronald W. Burkle | |
Name: Ronald W. Burkle | ||
Its: Managing Member |
Exhibit Index
ITEM 7. | Material to be Filed as Exhibits. |
Document | ||
99.1 | Joint Filing Agreement, dated as of January 2, 2009 (incorporated by reference to Exhibit 99.1 to the Schedule 13D filed by the Reporting Persons with the SEC on January 2, 2009). |