Form 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, |
|
|
(Print or Type Responses) |
1. Name and Address of Reporting |
2. Date of Event October 17, 2002 |
4. Issuer Name and Ticker or Trading Symbol
Harris & Harris Group, Inc. (TINY) |
|||||||
(Last) (First) (Middle) |
3. I.R.S. Identification Number of |
5. Relationship of Reporting Person(s) to Issuer |
6. If Amendment, Date of |
||||||
X |
Director |
|
10% Owner |
||||||
(Street) |
|
Officer (give title |
|
Other (specify |
7. Individual or Joint/Group Filing |
||||
|
X |
Form filed by One Reporting Person |
|||||||
(City) (State) (Zip) |
|
Form filed by More than One Reporting Person |
|||||||
Table I ¾Non-Derivative Securities Beneficially Owned |
|||||||||
1. Title of Security |
2. Amount of Securities Beneficially Owned |
3. Ownership Form: Direct (D) or Indirect (I) |
4. Nature of Indirect Beneficial Ownership |
||||||
Common Stock |
26,666 |
(D) |
|||||||
FORM 3 (continued) |
Table II ¾Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||
1.Title of Derivative Security |
2.Date Exer- |
3. Title and Amount of Securities Underlying |
4. Conver- |
5. Owner- |
6. Nature of Indirect |
|||
Date |
Expira- |
Title |
Amount |
|||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
Explanation of Responses: |
|
/s/ Charles E. Ramsey |
10/23/02 |
|||||
**Signature of Reporting Person |
Date |
|||||
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
|||||
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|||||
Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, |
|||||
SeeInstruction 6 for procedure. |