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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (3) | 07/01/2010 | A | 65,704 | (4) | (4) | Common Stock | 65,704 | $ 15.22 | 65,704 | D | ||||
Phantom Stock Units | $ 0 | (5) | (5) | Phantom Stock Units | 48,074.9674 | 48,074.9674 | D | ||||||||
Stock Option | $ 11.4 (6) | (7) | 03/05/2016 | Common Stock | 150,000 | 150,000 | D | ||||||||
Stock Option | $ 4.42 (6) | 08/01/2001 | 02/01/2011 | Common Stock | 100,000 | 100,000 | D | ||||||||
Stock Option | $ 4.515 (6) | 08/13/2001 | 02/13/2011 | Common Stock | 200,000 | 200,000 | D | ||||||||
Stock Option | $ 3.695 (6) | 08/11/2002 | 02/11/2012 | Common Stock | 280,000 | 280,000 | D | ||||||||
Stock Option | $ 4.37 (6) | 08/11/2003 | 02/11/2013 | Common Stock | 300,000 | 300,000 | D | ||||||||
Stock Option | $ 13.235 (6) | 06/30/2010 | 02/13/2015 | Common Stock | 80,000 | 80,000 (8) | D | ||||||||
Stock Option | $ 17.35 (6) | 06/30/2010 | 02/12/2016 | Common Stock | 30,000 | 30,000 (8) | D | ||||||||
Stock Option | $ 12.43 (6) | 06/30/2010 | 10/24/2012 | Common Stock | 200,000 | 200,000 (8) | D | ||||||||
Stock Option | $ 13.1 (6) | 06/30/2010 | 03/05/2017 | Common Stock | 125,000 | 125,000 (8) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RATTIE KEITH O 180 EAST 100 SOUTH, P.O. BOX 45433 SALT LAKE CITY, UT 84145-0433 |
Pres.& Chief Executive Officer |
Thomas C. Jepperson Attorney in Fact for K. O. Rattie | 07/06/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | I received a distribution of formerly restricted shares of stock and made an advance election to satisfy my tax payment obligations by selling shares to Questar. |
(2) | As of July 1, 2010, I have 2,652.7168 equivalent shares of stock in Questar's Employee Investment Plan. The number of equivalent shares will fluctuate as Questar's stock price changes; this fluctuation does not reflect any transactions that should be reported. |
(3) | Each restricted stock unit represents a contingent right to receive 1 share of unrestricted STR common stock. |
(4) | The restricted stock units vest in three equal annual installments beginning on July 1, 2011, subject to accelerated vesting upon the occurrence of certain events a set forth in the award agreement. |
(5) | Phantom stock units will be converted to cash per my elections on or within 5 years of my termination of employment (subject to 6-month delay if necessary to comply with IRC 409A), or upon my death or Disability. |
(6) | In connection with the spin-off, these options were split into options to acquire Questar common stock and QEP common stock in accordance with that certain Employee Matters Agreement dated June 14, 2010 between Questar and QEP. |
(7) | The option vests in three annual installments beginning on March 5, 2010. |
(8) | The options vested persuant to the separation agreement with the company dated 06/14/2010. |