1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
05/20/2024 |
Common Stock
|
83,644
|
$
8.99
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
12/08/2024 |
Common Stock
|
195,837
|
$
4.75
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
05/20/2025 |
Common Stock
|
168,224
|
$
4.7
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 235,839 restricted stock units which are subject to forfeiture until they vest. |
(2) |
Stock options vest/vested 33 1/3% on each of May 20, 2015, May 20, 2016 and May 20, 2017. |
(3) |
Stock options vest/vested 33 1/3% on each of December 8, 2015, December 8, 2016 and December 8, 2017. |
(4) |
Stock options vest/vested 33 1/3% on each of May 20, 2016, May 20, 2017 and May 20, 2018. |