UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee stock options (right to buy) | Â (1) | 06/07/2022 | Ordinary Shares | 20,000 | $ 3.95 | D | Â |
Employee stock options (right to buy) | Â (1) | 01/01/2024 | Ordinary Shares | 18,000 | $ 7.61 | D | Â |
Employee stock options (right to buy) | Â (2) | 03/22/2025 | Ordinary Shares | 53,666 | $ 22.14 | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Ordinary Shares | 6,500 | $ 0 | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Ordinary Shares | 20,000 | $ 0 | D | Â |
Restricted Stock Units | Â (5) | Â (5) | Ordinary Shares | 15,000 | $ 0 | D | Â |
Restricted Stock Units | Â (6) | Â (6) | Ordinary Shares | 13,400 | $ 0 | D | Â |
Restricted Stock Units | Â (7) | Â (7) | Ordinary Shares | 24,521 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kent Jeff C/O HORIZON PHARMA PLC CONNAUGHT HOUSE, 1ST FL, 1 BURLINGTON RD DUBLIN, L2 4 |
 |  |  See remarks |  |
/s/ Miles McHugh, Attorney-in-fact | 02/26/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Fully vested |
(2) | 25% of the shares subject to the option vested and become exercisable on March 23, 2016 and the remaining shares vest in 36 equal monthly installments thereafter. |
(3) | The RSU's vest 1/4th annually on each anniversary of March 23, 2015. |
(4) | The RSU's vest 50% annually on each anniversary of August 1, 2017. |
(5) | The RSU's vest 1/3rd annually on each anniversary of June 10, 2018. |
(6) | The RSU's vest 1/3rd annually on each anniversary of January 5, 2018. |
(7) | The RSU's vest 1/3rd annually on each anniversary of January 5, 2019. |
 Remarks: Officer Title:  SVP, Head of Medical Affairs & Outcomes Research. |