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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 12/01/2010 | M | 3,125 | (2) | (2) | Common Stock | 3,125 | $ 0 | 3,125 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Appleby Jarrett 301 VELOCITY WAY FOSTER CITY, CA 94404 |
Chief Marketing Officer |
Darrin B. Short, Attorney-in-fact | 12/03/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Equinix, Inc. common stock. |
(2) | Subject to continued Service throughout the vesting period, the first 25% of the restricted stock units shall vest on June 1, 2009, and an additional 25% shall vest on each December 1st thereafter. |
(3) | Includes 133 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 13,2010. |
(4) | Shares sold pursuant to a 10b5-1 Trading Plan. |
(5) | The average price of $79.6932 consists of the following blocks of shares: 100 shares sold at $79.56, 600 at $79.59, 100 at $79.72, 200 at $79.76, 100 at $79.77, 118 at $79.87 and 100 at $80.00. |