eth20140723b_8k.htm

 

 UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

 

Washington D.C. 20549

 

FORM 8-K

 

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 23, 2014

 

ETHAN ALLEN INTERIORS INC.

 

(Exact name of registrant as specified in its charter)

 

Delaware

1-11692

06-1275288

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)


Ethan Allen Drive

Danbury, CT


06811

(Address of principal executive offices)

(Zip Code)

 

 

Registrant’s telephone number, including area code: (203) 743-8000

 

Not Applicable 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



 

 
 

 

 

INFORMATION TO BE INCLUDED IN REPORT

 

 

SECTION 2 – FINANCIAL INFORMATION

 

Item 2.02         Results of Operations and Financial Condition

 

The information contained within Item 2.02 of this Form 8-K and the Exhibits attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

 

On July 23, 2014, Ethan Allen Interiors Inc. (“Ethan Allen” or the “Company”) issued a press release which contained certain preliminary operating results for the quarter and year ended June 30, 2014. A copy of the press release is attached hereto as Exhibit 99.1 and hereby incorporated by reference.

 

On July 24, 2014, at 11:00 AM Eastern Standard Time Ethan Allen will conduct a conference call during which certain unaudited financial information including certain non-GAAP financial data related to the Company’s operations for the three and twelve months ended June 30, 2014 and June 30, 2013 will be disclosed.

 

 

 

 

 

SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

 

Item 9.01         Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit

Description

99.1

Press release dated July 23, 2014

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ETHAN ALLEN INTERIORS INC.

   

Date: July 23, 2014

By:

/s/ Corey Whitely 
   

Corey Whitely

   

Executive Vice President, Administration

Chief Financial Officer and Treasurer

 

 

 

 

EXHIBIT INDEX

 

 

 

Exhibit

 

Description

99.1

Press release dated July 23, 2014

 

 

2