|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BONE JAMES M JR C/O FNCB 102 E. DRINKER ST. DUNMORE, PA 18512 |
EVP & CFO |
/s/ Stephanie A. Westington, as attorney in fact | 03/17/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Bone is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP for March 2017. |
(2) | This amount includes 41.0830 shares acquired individually by Mr. Bone pursuant to the DRP; 10.177 shares acquired jointly with Mr. Bone's spouse; 21.558 shares acquired jointly with Mr. Bone's father and siblings; 19,090 shares of time-based restricted common stock solely owned by Mr. Bone; 2,219.0181 shares owned jointly with Mr. Bone's spouse; 4,700.990 shares co-owned with Mr. Bone's father and siblings; and 8,956.2191 shares owned solely by Mr. Bone. |
(3) | Mr. Bone's adult daughter is a participant in FNCB Bancorp's Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP in 2017. |
(4) | This amount includes 0.292 shares acquired by Mr. Bone's adult daughter as a participant in the DRP in 2017. |