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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Units | $ 0 (1) | 07/01/2012 | A | 30,002 (2) | (2) | (2) | Registered Shares | 30,002 (2) | $ 0 | 30,002 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CAUTHEN GREGORY L 4 GREENWAY PLAZA HOUSTON, TX 77046 |
Exec VP & CFO |
Eric J. Christ by Power of Attorney | 07/03/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Deferred Unit represents a contingent right to receive one common share of the Issuer. |
(2) | The Deferred Units were acquired on July 1, 2012 pursuant to the Issuer's long-term incentive plan. The number of Deferred Units actually earned will be dependent on the duration of the reporting person's continued employment with the Issuer and will be calculated by multiplying 30,002 by a fraction, the numerator of which is the number of calendar days of his employment during the period July 1, 2012 to December 31, 2012 and denominator of which is 184. The Deferred Units vest as follows: 10,000 shares on July 1, 2013; 10,001 shares on July 1, 2014; and 10,001 shares on July 1, 2015. |