VanEck Merk Gold Trust
Delivery Application
0001546652
Pursuant to 433/164
333-180868
VanEck Merk Gold Trust (OUNZ)
The Gold ETF That Delivers
Delivery Application – Taking Delivery of Gold
Investors interested in taking delivery of physical gold bullion in exchange for their shares in the Trust (Delivery Applicants) must submit a Delivery Application to the Sponsor. A Delivery Application expresses the Delivery Applicant’s non-binding intention to exchange shares of OUNZ for Gold on the Share Submission Day and provides instructions to his or her broker-dealer to effect the exchange of shares for Gold. The Sponsor may reject any Delivery Application.
Fill in this Delivery Application online at www.merkgold.com
REQUIRED: Complete all sections in the Delivery Application
Step 1. File Delivery application
Verify Type and Quantity of Gold
Wire the Processing Fee
Submit Delivery Application to Merk Investments LLC
Applicant Receives Pre-Approved Delivery Application from Merk Investments LLC
Step 2. Submit Pre-Approved Application to Broker
Step 3. Gold is Delivered to Applicant
www.merkgold.com 855-MRK-OUNZ (c) 2016 Merk Investments LLC
Delivery
Application
Instructions
Step 1. File Delivery Application
Verify that all the information is accurate within each
section of the Delivery Application. Please visit the FAQ
section of www.merkgold.com or contact Merk
Investments LLC (Sponsor) at (855) MRK-OUNZ with
any questions.
Once you have verified that all the information is accurate
on the Delivery Application, you must wire the Processing
Fee to the Sponsor using the instructions in Section D of
the Delivery Application.
After the Processing Fee has been wired, you may submit
the Delivery Application to the Sponsor for pre-approval.
Please submit your Delivery Application online at
www.merkgold.com/delivery, via fax to (650)745-7045 or
by mail to:
Merk Investments LLC
Attn: VanEck Merk Gold Trust
44 Montgomery St #3730
San Francisco, CA 94104
Please allow 3 business days for processing once the
Sponsor has received the Delivery Application. If the
Sponsor approves the Delivery Application, the Sponsor
will return the pre-approved Delivery Application to you
by email at the email address specified in Section A. If
you do not have an email address, please contact the
Sponsor.
SECTION A
Complete Section A with current share owner information.
Delivery Applicants not residing in the U.S. should
contact the Sponsor to inquire about additional documents
and information required to process the Delivery
Application.
SECTION B
A Delivery Applicant must specify the type and quantity
of gold which the Delivery Applicant requests to receive
in exchange for shares. Separate Delivery Applications are
required for each type of gold the Delivery Applicant
requests to receive.
No separate Delivery Fee is charged for delivery of gold
coins and bars to destinations in the lower 48 States; a
Delivery Fee may apply to the Delivery Applicant for
deliveries of London Bars within, and gold bars and coins
outside, of the lower 48 States.
SECTION C
The Trust will ship gold to a Delivery Applicant fully
insured using accepted business practices for precious
metals delivery that may include, amongst others, use of a
conventional shipping carrier (e.g., U.S. Postal Service,
Federal Express, United Parcel Service); or an armored
transportation service.
A Delivery Applicant can utilize a shipping carrier only if
insurance requirements can be met and the Delivery
Applicant and the Sponsor agree on an acceptable delivery
destination. Armored Transportation Service will only
deliver to certain trusted locations; an Armored
Transportation Service does not deliver to residential
addresses. Please contact Sponsor at 855-MRK-OUNZ to
discuss the delivery method and location. London Bars
will only be transported using Armored Transportation
Service. The Sponsor may decline a Delivery Application
if no delivery method or location is agreed upon. Please
note that large shipments of gold may be delivered over
multiple days.
SECTION D
Processing Fees include an Exchange Fee related to an
exchange of shares for gold and, if applicable, a Delivery
Fee related to the delivery of the gold to the Delivery
Applicant. Please wire the Processing Fees before
submitting the Delivery Application to the account
specified in the Delivery Application (Section D). The
Sponsor will only consider applications that are submitted
together with the applicable Processing Fees. If any
Delivery Application is rejected, the Processing Fees will
be returned to the Delivery Applicant.
www.merkgold.com 855-MRK-OUNZ (c) 2016 Merk Investments LLC
SECTION E
Please review SECTION E carefully, as this section limits
a Delivery Applicant’s rights to make any complaint or
objection concerning the shipment, delivery or receipt of
the gold to be delivered to the Delivery Applicant for the
Surrender of their shares.
SECTION F
All share owners must sign the Delivery Application.
Step 2. Submit Pre-Approved Delivery Application
to Broker
Submit the pre-approved Delivery Application to your
broker to instruct them to execute the transaction. The
Delivery Applicant must provide the pre-approved
Delivery Application to his or her broker-dealer to effect
the exchange of shares for gold. The Delivery Application
will be used by your broker to verify the Delivery
Applicant's holdings and execute the transaction.
Step 3. Gold is Delivered to the Applicant
Delivery Applicant receives specified type and quantity of
gold.
* * *
All fees are subject to change upon notice, which shall be
published on the Trust's website.
In times of increased volatility, the Exchange Fee may
reference a more recent price of gold, which shall be
published on the Trust's website.
www.merkgold.com 855-MRK-OUNZ (c) 2016 Merk Investments LLC
VANECK M
ERK GOLD TRUST DELIVERY APPLICATION
SECTION A
Delivery Applicant Information (Information must match brokerage account)
Full legal name (First, Middle, Last Name):
Email address:
Social Security or Taxpayer ID, DOB: <not displayed>
Address (Street, City, Zip): , , , , ,
Phone Number:
Provide your brokerage firm's wiring instructions for Cash Proceeds
Brokerage firm where Shares are held: [ ] DTC #
Bank: ; ABA
For Benefit Of: A/C#
For Further Credit to: A/C #
SECTION B
Share Submission Quantity and Processing Fees (Delivery Fee, if applcable)
Exchange Fee
Delivery Fee
Processing Fee (Exchange+Delivery Fee)
Approx. Cash Proceeds
$
Share Submission Quantity, Share Submission Day and Grace Period
TYPE OF GOLD: NUMBER OF BARS OR COINS:
SHARE SUBMISSION QUANTITY
# of shares:
SHARE SUBMISSION DAY: Grace Period (filled in by Sponsor)
SECTION C
Delivery Address and Method
Contact at delivery address:
Address: ,
City: State: Zip: Country: USA
Phone: Delivery Method:
SECTION D
Processing Fee wire instructions
Bank: Citibank, New York; ABA #021 000 089
For Benefit Of: Morgan Stanley Smith Barney, LLC A/C# 40611172
For Further Credit to: Merk Investments LLC A/C# 398 001 370
Reference: Delivery Application ___________
Processing Fee
SECTION E
Limitation on Claims Concerning Delivered Physical Gold
The Delivery Applicant will have five business days following the receipt of the gold to notify the Sponsor in writing of any
complaints or objections concerning the shipment, delivery or receipt of the gold and, in the absence of any such objection or
complaint, the Delivery Applicant will be deemed to have accepted receipt of the gold in full satisfaction of the gold due the
Delivery Applicant and to have waived any and all claims the Delivery Applicant may have concerning the gold received by the
Delivery Applicant.
SECTION F
Legal Shareholders Signatures
Signature(s)/co-signature (if applicable) and Date
SECTION G
Sponsor Pre-Approval
Sponsor Signature and Date Application ID: ___________
www.merkgold.com 855-MRK-OUNZ (c) 2016 Merk Investments LLC
The issuer has filed a registration statement with the SEC for offering to which this communication relates. Before you invest, you should read the prospectus and other documents.