UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule TO
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
Of the Securities Exchange Act of 1934
Fly Leasing Limited
(Name of Subject Company (Issuer) and Filing Person (Offeror))
American Depositary Shares
(Title of Class of Securities)
34407D109
(CUSIP Number of Class of Securities)
Puglisi & Associates
850 Library Avenue, Suite 204
Newark, Delaware 19711
(302) 738-6680
(Name, Address and Telephone Number of Person
Authorized
to Receive Notices and Communications on Behalf of the Filing Persons)
With copies to:
Boris Dolgonos, Esq.
Jones Day
222 East 41st Street
New York, New York 10017
(212) 326-3939
CALCULATION OF FILING FEE
Transaction Valuation* | Amount of Filing Fee* |
N/A | N/A |
* | Pursuant to General Instruction D to Schedule TO, no filing fee is required for communications made before the commencement of a tender offer. |
☐ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: | Not Applicable | Filing Party: | Not Applicable |
Form or Registration No.: | Not Applicable | Date Filed: | Not Applicable |
☒ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates:
☐ | third-party tender offer subject to Rule 14d-1. |
☒ | issuer tender offer subject to Rule 13e-4. |
☐ | going-private transaction subject to Rule 13e-3. |
☐ | amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender offer: ☐
EXHIBIT INDEX
Exhibit |
Description | |
99.1 | Press release of Fly Leasing Limited, dated November 12, 2015. | |
99.2 | Transcript of applicable portions of Fly’s Third Quarter 2015 Earnings Call dated November 12, 2015. | |
99.3 | Fly Leasing Limited Earnings Presentation, dated November 12, 2015. | |
Additional Information and Where to Find It
The attached exhibits do not constitute an offer to buy or the solicitation of an offer to sell common shares held in the form of American Depositary Shares of Fly Leasing Limited (“Fly” or the “Company”). The tender offer will be made only pursuant to an offer to purchase, letter of transmittal and related materials that Fly intends to distribute to its shareholders and file with the Securities and Exchange Commission (the “Commission”). Shareholders and investors should read carefully the offer to purchase, letter of transmittal and related materials because they will contain important information, including the various terms of, and conditions to, the tender offer. Shareholders and investors will be able to obtain a free copy of the tender offer statement on Schedule TO, the offer to purchase, letter of transmittal and other documents that Fly intends to file with the Commission at the Commission’s website at www.sec.gov or by calling the Information Agent (to be identified at the time the offer is made) for the tender offer. Shareholders are urged to carefully read these materials prior to making any decision with respect to the tender offer.