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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Miller Sharon M. 10260 WESTHEIMER RD. HOUSTON, TX 77042 |
X |
Sharon M. Miller, by Joshua K. Hancock, as Attorney-in-Fact | 12/21/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 18, 2017, the Reporting Person sold 466,921 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock") on the New York Stock Exchange in open market sales, at prices ranging from $5.98 to $5.85 per share, with a weighted-average per-share price of $5.9018. |
(2) | On December 19, 2017, the Reporting Person sold 449,529 shares of Common Stock on the New York Stock Exchange in open market sales, at prices ranging from $5.96 to $5.80 per share, with a weighted-average per-share price of $5.8248. |
(3) | On December 20, 2017, the Reporting Person sold 687,085 shares of Common Stock on the New York Stock Exchange in open market sales, at prices ranging from $5.89 to $5.80 per share, with a weighted-average per-share price of $5.8040. |
(4) | The Reporting Person agrees to provide, upon request by the Securities Exchange Commission, the Issuer, or a holder of Common Stock, full information regarding the number of shares of Common Stock sold at each separate price. |
(5) | As of December 20, 2017, Miller Ginsoma Holdings, Ltd. ("MGH") directly owns 8,918,667 shares of the Common Stock. MGH is controlled by Sharon Mosing Miller, in her capacity as the sole manager of the sole general partner of MGH. |
Remarks: The Reporting Person is a reporting person solely as a result of being a party to that certain Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto. |