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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | $ 0 | (5) | (5) | Phantom Stock Units | 1,688.6317 | 1,688.6317 | D | ||||||||
Stock Option | $ 11.4 | 03/05/2010 | 03/05/2016 | Common Stock | 30,000 | 30,000 | D | ||||||||
Stock Option | $ 13.1 | 03/05/2011 | 03/05/2017 | Common Stock | 15,000 | 15,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Livsey James R. 333 SOUTH STATE STREET SALT LAKE CITY, UT 84145-0433 |
Executive Vice President |
Julie A. Wray, Attorney in Fact | 02/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This total includes 252.840 shares purchased with reinvested dividends on June 13, 2013 at a price of $24.3837 per share, 481.867 shares purchased with reinvested dividends on September 12, 2013 at a price of $22.1348 per share as well as 447.039 shares purchased with reinvested dividends on December 12, 2013 at a price of $23.0547 per share. |
(2) | Reflects shares acquired upon the vesting of performance shares that are not derivative securities. |
(3) | The shares vest in three annual installments, beginning on March 5, 2015. The shares were awarded under the terms of Questar's Long-Term Stock Incentive Plan. |
(4) | As of February 10, 2014, I have 5.16 equivalent shares of stock in Questar's Employee Investment Plan. The number of equivalent shares will fluctuate as Questar's stock price changes; this fluctuation does not reflect any transactions that should be reported. |
(5) | Phantom stock units will be converted to cash per my elections on or within 5 years of my termination of employment (subject to 6-month delay if necessary to comply with IRC 409A), or upon my death or Disability. |