1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Stock
|
Â
(2)
|
03/25/2021 |
Common Stock
|
1,875
|
$
23.43
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(3)
|
03/23/2022 |
Common Stock
|
3,750
|
$
39.84
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(4)
|
03/19/2023 |
Common Stock
|
5,625
|
$
41.67
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(5)
|
03/28/2024 |
Common Stock
|
7,500
|
$
58.92
|
D
|
Â
|
Restricted Stock Units
|
Â
(6)
|
Â
(6)
|
Common Stock
|
6,275
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
Â
(8)
|
Common Stock
|
4,799
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(9)
|
Â
(9)
|
Common Stock
|
3,394
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 6, 2015 by $63.73, the stock price of such date. |
(2) |
Options become exercisable as follows: 1,875 on March 25, 2015. |
(3) |
Options become exercisable as follows: 1,875 on March 23, 2015 and 1,875 on March 23, 2016. |
(4) |
Options become exercisable as follows: 1,875 on March 19, 2015; 1,875 on March 19, 2016 and 1,875 on March 19, 2017. |
(5) |
Options become exercisable as follows: 1,875 on March 28, 2015; 1,875 on March 28, 2016; 1,875 on March 28, 2017 and 1,875 on March 28, 2018. |
(6) |
The restricted stock units vest on March 23, 2015. |
(7) |
Each restricted stock unit represents a contingent right to receive one share of Macy's common stock. |
(8) |
The restricted stock units vest on March 19, 2016. |
(9) |
The restricted stock units vest on March 28, 2017. |