Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

ISIN

Ticker

PROSPECT JAPAN FUND LTD

7/19/2017

GB00B011QL44

PJF LN

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

FOR

FOR

1 -THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME BETWEEN TPJF AND THE SCHEME SHAREHOLDERS, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING, THE INDEPENDENT TPJF DIRECTORS ARE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE; (B) TPJF'S ARTICLES OF INCORPORATION BE AMENDED BY THE INCLUSION OF A NEW ARTICLE 50, AS FURTHER SET OUT IN THE NOTICE OF THE GENERAL MEETING IN PART TEN OF THE SCHEME DOCUMENT; AND (C) THE FOLLOWING DEFINITION BE INSERTED IN TPJF'S ARTICLES OF INCORPORATION WHICH SHALL REPLACE THE EXISTING DEFINITION OF 'ORDINARY SHARES': ORDINARY SHARES THE ORDINARY SHARES OF USD 0.001 EACH IN THE CAPITAL OF THE COMPANY

Issuer

Control # 0000085746303

FOR

FOR

2- THAT THE SALES POLICY, THE SALES REQUEST POLICY AND THE TERMINATION SALES POLICY, ALL AS DEFINED IN THE SCHEME DOCUMENT, BE HEREBY APPROVED

Issuer

Control # 0000085746303

FOR

FOR

3 - THAT THE COMPANY BE APPOINTED AS THE REPRESENTATIVE OF THE NO ACTION SHAREHOLDERS FOR THE PURPOSES OF THE SETTLEMENT ARRANGEMENTS DESCRIBED IN THE SCHEME DOCUMENT

Issuer

Control # 0000085746303

FOR

FOR

1- THAT THE SCHEME BETWEEN TPJF AND THE SCHEME SHAREHOLDRES, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT, BE APPROVED.

Issuer

Control # 0000085758549

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

BARINGTON/HILCO

ACQUISITION

7/31/2017

06759v101

BHAC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") FOR AN ADDITIONAL TWENTY (20) WEEKS, FROM AUGUST 11, 2017 (THE "CURRENT TERMINATION DATE") TO DECEMBER 31, 2017 (THE "EXTENDED TERMINATION DATE").

Issuer

For

For

2. APPROVAL OF AN AMENDMENT TO ALLOW THE COMPANY'S BOARD OF DIRECTORS TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES TO PERMIT FURTHER SOLICITATION OF PROXIES. THIS PROPOSAL WILL ONLY BE PRESENTED TO THE COMPANY'S STOCKHOLDERS IN THE EVENT, BASED ON THE TABULATED VOTES, THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.

Issuer

Against

None

3. IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS, PLEASE CHECK THIS 'FOR' BOX. CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE PROXY STATEMENT UNDER THE HEADING "SPECIAL MEETING OF BARINGTON/HILCO ACQUISITION CORP. STOCKHOLDERS - REDEMPTION RIGHTS." MARK "FOR"= YES; "AGAINST"= NO.

Issuer

For

None

4. I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A "GROUP" (AS DEFINED IN SECTION 13(D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES OF COMMON STOCK OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSALS. "FOR"= I CERTIFY THAT I AM NOT. "AGAINST"= I CERTIFY THAT I AM.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

CLOUGH GLOBAL

EQUITY FUND

8/3/2017

18914C100

GLQ

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1.Election of trustees:  1) EDMUND BURKE, 2) VINCENT VERSACI, 3) CLIFFORD WEBER

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

CLOUGH GLOBAL

OPPORTUNITIES FUND

8/3/2017

18914E106

GLO

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1.Election of trustees:  1) ROBERT BUTLER, 2) KAREN DIGRAVIO, 3)KEVIN MCNALLY

Issuer

Mirror vote

FOR

2. BE IT RESOLVED, THAT THE SHAREHOLDERS OF CLOUGH GLOBAL DIVIDEND AND INCOME TRUST {SIC*} (THE "TRUST") HEREBY REQUEST THAT THE BOARD OF TRUSTEES OF THE TRUST (THE "BOARD") TAKE ALL NECESSARY STEPS IN ITS POWER TO DECLASSIFY THE BOARD SO THAT ALL DIRECTORS ARE ELECTED ON AN ANNUAL BASIS STARTING AT THE NEXT ANNUAL MEETING OF SHAREHOLDERS. SUCH DECLASSIFICATION SHALL BE COMPLETED IN A MANNER THAT DOES NOT AFFECT THE UNEXPIRED TERMS OF THE PREVIOUSLY ELECTED TRUSTEES.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

PACIFIC SPECIAL

ACQUISITION CORP.

8/10/2017

G68588105

PAAC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. THE BUSINESS COMBINATION PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL (I) TO APPROVE AND ADOPT THE MERGER AGREEMENT, DATED AS OF DECEMBER 27, 2016, AS AMENDED ON MAY 10, 2017 AND JUNE 29, 2017, AND AS IT MAY BE FURTHER AMENDED, BY AND AMONG PACIFIC, MERGER SUB, OUR SPONSOR AS THE PURCHASER REPRESENTATIVE, BORQS, SELLER REPRESENTATIVE, AND THE TRANSACTIONS CONTEMPLATED THEREBY (THE "BUSINESS COMBINATION").

Issuer

For

NONE

1a. INTENTION TO EXERCISE REDEMPTION RIGHTS: IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS, PLEASE CHECK THE "FOR" BOX CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE DEFINITIVE PROXY STATEMENT UNDER THE HEADING "MEETING OF PACIFIC SHAREHOLDERS - REDEMPTION RIGHTS." ("FOR"= YES; "AGAINST"= NO.)

Issuer

For

NONE

1b. SHAREHOLDER CERTIFICATION: I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A "GROUP" (AS DEFINED IN SECTION 13(D) (3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER SHAREHOLDER WITH RESPECT TO THE ORDINARY SHARES OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION BETWEEN THE COMPANY AND BORQS. ("FOR"= I CERTIFY THAT I AM NOT. "AGAINST"= I CERTIFY THAT I AM.)

Issuer

For

For

2. THE CHARTER AMENDMENT PROPOSAL - TO APPROVE AND ADOPT, SUBJECT TO AND CONDITIONAL ON (BUT WITH IMMEDIATE EFFECT THEREFROM) THE CONSUMMATION OF THE BUSINESS COMBINATION, AN AMENDMENT AND RESTATEMENT OF PACIFIC'S CHARTER (MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY) CURRENTLY REGISTERED BY THE REGISTRAR OF CORPORATE AFFAIRS IN THE BRITISH VIRGIN ISLANDS, AS SET OUT IN THE DRAFT AMENDED AND RESTATED VERSION OF OUR CHARTER APPENDED TO THE PROXY STATEMENT AS ANNEX B ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Issuer

For

For

3. THE INCENTIVE PLAN PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE BORQS TECHNOLOGIES, INC. 2017 EQUITY INCENTIVE PLAN.

Issuer

For

For

4. THE INCENTIVE PLAN PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE BORQS TECHNOLOGIES, INC. 2017 EQUITY INCENTIVE PLAN.

Issuer

For

For

5. THE ADJOURNMENT PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE MEETING OF SHAREHOLDERS BY THE CHAIRMAN THEREOF TO A LATER DATE, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSALS 1, 2, 3 AND 4.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

DELAWARE ENHANCED

GBL DIV & INC FD

8/16/2017

246060107

DEX

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

THOMAS L. BENNETT

ANN D. BOROWIEC

JOSEPH W. CHOW

JOHN A. FRY

SHAWN K. LYTLE

F.A. SEVILLA-SACASA

THOMAS K. WHITFORD

LUCINDA S. LANDRETH

JANET L. YEOMANS

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

DELAWARE INVEST

DIVIDEND & INC FUND

8/16/2017

245915103

DDF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

THOMAS L. BENNETT

ANN D. BOROWIEC

JOSEPH W. CHOW

JOHN A. FRY

SHAWN K. LYTLE

F.A. SEVILLA-SACASA

THOMAS K. WHITFORD

LUCINDA S. LANDRETH

JANET L. YEOMANS

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

LIBERTY ALL-STAR

EQUITY FUND

8/24/2017

530158104

USA

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1.Election of Directors:  1) THOMAS W. BROCK, 2) GEIRGE GASPARI

Issuer

Mirror vote

Against

3. IF PROPERLY PRESENTED AT THE MEETING, TO CONSIDER AND VOTE UPON THE SHAREHOLDER PROPOSAL PRESENTED UNDER THE HEADING " SHAREHOLDER PROPOSAL" IN THE ACCOMPANYING PROXY STATEMENT.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ANDINA ACQUISITION

CORP II

8/30/2017

G0441P104

ANDA

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. EXTENSION OF CORPORATE LIFE: AMEND THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE THAT THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION TO NOVEMBER 1, 2017 OR SUCH EARLIER DATE AS DESCRIBED IN THE PROXY STATEMENT.

Issuer

For

For

2. APPROVAL OF CONVERSION: AMEND THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO ALLOW THE HOLDERS OF ORDINARY SHARES ISSUED IN THE COMPANY'S INITIAL PUBLIC OFFERING TO ELECT TO CONVERT THEIR PUBLIC SHARES INTO THEIR PRO RATA PORTION OF THE FUNDS HELD IN THE TRUST ACCOUNT ESTABLISHED AT THE TIME OF THE IPO IF THE EXTENSION IS IMPLEMENTED.

Issuer

Against

None

2A. ONLY IF YOU VOTE "FOR" PROPOSAL NUMBER 2 AND YOU HOLD ORDINARY SHARES OF THE COMPANY ISSUED IN THE COMPANY'S INITIAL PUBLIC OFFERING, OR PUBLIC SHARES, MAY YOU EXERCISE YOUR CONVERSION RIGHTS WITH RESPECT TO ALL OR A PORTION OF YOUR PUBLIC SHARES BY MARKING THE 'FOR' BOX, 'EXERCISE CONVERSION RIGHT" AND INDICATING HOW MANY PUBLIC SHARES FOR WHICH YOU ARE EXERCISING SUCH CONVERSION RIGHTS IN THE SPACE PROVIDED. IF YOU EXERCISE MARK "FOR" = YES OR "AGAINST" = NO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

NEUBERGER BERMAN

REAL EST SEC INC

9/7/2017

64190A103

NRO

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

MARTHA C. GOSS

JAMES G. STAVRIDIS

CANDACE L. STRAIGHT

JOSEPH V. AMATO

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ORIGO ACQUISITION CORP.

9/11/2017

G67789126

OACQ

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

FOR

FOR

1. EXTENSION AMENDMENT: AMEND ORIGO'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE THAT ORIGO HAS TO CONSUMMATE A BUSINESS COMBINATION TO MARCH 12, 2018 OR SUCH EARLIER DATE AS DETERMINED BY THE DIRECTORS.

Issuer

FOR

FOR

2. EXERCISE REDEMPTION RIGHTS: YOU MAY EXERCISE YOUR REDEMPTION RIGHTS BY MARKING THE 'FOR' BOX, "EXERCISE REDEMPTION RIGHTS". IF YOU EXERCISE YOUR REDEMPTION RIGHTS, THEN YOU WILL BE EXCHANGING YOUR PUBLIC SHARES OF THE COMPANY FOR CASH AND YOU WILL NO LONGER OWN SUCH PUBLIC SHARES. YOU WILL ONLY BE ENTITLED TO RECEIVE CASH FOR THOSE PUBLIC SHARES IF YOU TENDER YOUR CERTIFICATES REPRESENTING SUCH REDEEMED PUBLIC SHARES TO THE COMPANY'S DULY APPOINTED AGENT PRIOR TO THE VOTE AT SUCH MEETING. MARK "FOR" = YES OR "AGAINST" = NO.

Issuer

FOR

FOR

3. EXERCISE REDEMPTION RIGHTS: YOU MAY EXERCISE YOUR REDEMPTION RIGHTS BY MARKING THE 'FOR' BOX, "EXERCISE REDEMPTION RIGHTS". IF YOU EXERCISE YOUR REDEMPTION RIGHTS, THEN YOU WILL BE EXCHANGING YOUR PUBLIC SHARES OF THE COMPANY FOR CASH AND YOU WILL NO LONGER OWN SUCH PUBLIC SHARES. YOU WILL ONLY BE ENTITLED TO RECEIVE CASH FOR THOSE PUBLIC SHARES IF YOU TENDER YOUR CERTIFICATES REPRESENTING SUCH REDEEMED PUBLIC SHARES TO THE COMPANY'S DULY APPOINTED AGENT PRIOR TO THE VOTE AT SUCH MEETING. MARK "FOR" = YES OR "AGAINST" = NO.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

Asia Tigers Fund Inc.

9/15/2017

04516T105

GRR

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

Leslie H. Gelb

Nancy Yao Maasbach

Luis F. Rubio

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

Royce Value Trust

9/28/2017

780910105

RVT

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

Stephen L. Isaacs

Christofer D. Clark

Christopher C. Grisanti

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

MFS CHARTER INCOME

TRUST

10/5/2017

552727109

MCR

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

01. Steven E. Buller

02. Michael Hegarty

03. John P. Kavaugh

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

The Asia Pacific Fund

10/10/2017

044901106

ABP

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1.1 Director: Michael J Downey (Term Expiring in 2020)

Issuer

Mirror vote

For

1.1 Director: Duncan M. McFarland (Term Expiring in 2020)

Issuer

Mirror vote

For

2, To approve, on an Advisory basis, the steps necessary to narrow materially or eliminate the fund's discount to net asset value, including through a merger or liquidation.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

ISIN

Ticker

TERRA CATALYST FUND

10/31/2017

KYG8761F1431

TCF ln

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

Receive and adopt the audited financial statements

Issuer

Against

For

Re-appointment of Martin Adams as a Director of the company.

Issuer

For

For

Re-appointment of KPMG Audit LLC as Auditors of the company

Issuer

For

For

Authorisation for the Directors to fix the renumeration of the Auditors.

Issuer

For

For

To fix the fees of the Directors for the year ended 30 march 2018

Issuer

Against

For

To cancel the admission of the ordinary shares in the capital of the company to trading on AIM and TISE.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

MVC Capital, Inc.

10/31/2017

553829102

MVC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. DIRECTOR

Issuer

EMILIO DOMINIANNI

PHILLIP GOLDSTEIN

GERALD HELLERMAN

WARREN HOLTSBERG

ROBERT KNAPP

WILLIAM TAYLOR

MICHAEL TOKARZ

For

For

2. TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.

Issuer

Against

Against

3. SHARHOLDER PROPOSAL TO CEASE TO MAKE ANY NEW INVESTMENTS, AND FOR THE COMPANY TO RETURN ANY CAPITAL IN EXCESS OF THE COMPANY'S NORMAL WORKING CAPITAL REQUIREMENTS TO SHAREHOLDERS IN THE MOST TAX-EFFICENT MANNER AS LONG AS THE STOCK PRICE DISCOUNT TO NET ASSET VALUE EXCEEDS 10%

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ANDINA ACQUISITION

CORP II

10/31/2017

G0441P104

ANDA

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. EXTENSION OF CORPORATE LIFE: AMEND THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE THAT THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION TO FEBRUARY 1, 2018

Issuer

Against

None

1A. ONLY IF YOU HOLD ORDINARY SHARES OF THE COMPANY ISSUED IN THE COMPANY'S INITIAL PUBLIC OFFERING, OR PUBLIC SHARES, MAY YOU EXERCISE YOUR CONVERSION RIGHTS WITH RESPECT TO ALL OR A PORTION OF YOUR PUBLIC SHARES BY MARKING THE "FOR" BOX BELOW AND INDICATING HOW MANY PUBLIC ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

GREAT ELM CAPITAL

CORP.

11/2/2017

39030109

GECC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

DIRECTOR

Issuer

MICHAEL C. SPELLER

RANDALL REVELL HORSEY

MARK KUPERSCHMID

Mirror vote

For

2. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S REGISTERED INDEPENDENT ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

The Herzfeld Caribbean

Basin Fund, Inc.

11/6/2017

42804T106

CUBA

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1.  Directors: 01- Thomas J Herzfeld

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

BROOKFIELD DTLA FD

OFFICE TR

11/10/2017

112714209

DTLA

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

N/A

1. ELECTION OF TWO PREFERRED DIRECTORS. 1A. PHILLIP GOLDSTEIN 1B. ANDREW DAKOS

Shareholder

For

N/A

2. TO ADJORN THE SPECIAL MEETING IFA QUORUM IS NOT PRESENT

Shareholder

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

JAPAN SMALL

CAPITALIZATION FD

11/15/2017

47109U104

JOF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

DIRECTOR

Issuer

Yutaka Itabashi

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

THE TURKISH INVESTMENT

FUND, INC.

11/16/2017

900145103

TKF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

FOR

For

1. To liquidate and dissolve the Fund pursuant to the Plan of Liquidation adopted by the Board of Directors of the Fund

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

STELLAR ACQISITION III

INC

11/28/2017

Y8172W107

STLR

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

1. DIRECTOR

ALEXANDROS ARGYROS

TIZIANO PARAVAGNA

For

For

ELEONORA (LIONA) BACHA

Issuer

For

For

2. RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF WITHUM SMITH+BROWN, PC TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING NOVEMBER 30, 2017.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

THE THAI FUND, INC

12/14/2017

882904105

TTF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. To liquidate and dissolve the Fund pursuant to the Plan of Liquidation adopted by the Board of Directors of the Fund

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

NEXTDECADE CORP. WTS

12/15/2017

65342K113

NEXTW

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

1. TO ADOPT THE NEXTDECADE CORPORATION 2017 OMNIBUS INCENTIVE PLAN (THE "2017 EQUITY PLAN PROPOSAL").

Against

For

Issuer

Against

For

2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE 2017 EQUITY PLAN PROPOSAL (THE "ADJOURNMENT PROPOSAL").

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

ISIN

Ticker

BRITISH EMPIRE TRUST PLC

12/20/2017

GB0001335081

BTEM LN

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1.TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER 2017 TOGETHER WITH THE STRATEGIC REPORT AND THE REPORTS OF THE DIRECTORS AND AUDITOR

Issuer

For

For

2.  TO APPROVE A FINAL ORDINARY DIVIDEND OF 10.0P PER ORDINARY SHARE

Issuer

Against

For

3. TO ELECT CALUM THOMSON AS DIRECTOR OF THE COMPANY

Issuer

Against

For

4. TO ELECT STEVEN BATES AS DIRECTOR OF THE COMPANY

Issuer

Against

For

5. TO ELECT SUSAN NOBLE AS DIRECTOR OF THE COMPANY

Issuer

Against

For

6. TO ELECT NIGEL RICH AS DIRECTOR OF THE COMPANY

Issuer

For

For

7. TO APPOINT KPMG LLP AS THE COMPANY'S AUDITOR

Issuer

For

For

8. TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS RENUMERATION.

Issuer

For

For

9. TO RECEIVE AND ADOPT THE DIRECTORS REMUNERATION IMPLEMENTATION REPORT

Issuer

For

For

10. TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES

Issuer

For

For

11. TO AUTHORISE THE DIRECTORS TO ALLOT OR SELL A LIMITED NUMBER OF ORDINARY SHARES OUTSIDE OF PRE-EMPTION RIGHTS

Issuer

For

For

12. TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES

Issuer

Against

For

13. TO ADOPT NEW ARTICLES OF ASSOCIATION 

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

BARINGTON/HILCO

ACQUISITION

12/28/2017

06759V101

BHAC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") FOR AN ADDITIONAL TWENTY-SIX (26) WEEKS, FROM DECEMBER 31, 2017 (THE "CURRENT TERMINATION DATE") TO JUNE 30, 2018 (THE "EXTENDED TERMINATION DATE").

Issuer

For

None

2. APPROVAL OF AN AMENDMENT TO ALLOW THE COMPANY'S BOARD OF DIRECTORS TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES TO PERMIT FURTHER SOLICITATION OF PROXIES. THIS PROPOSAL WILL ONLY BE PRESENTED TO THE COMPANY'S STOCKHOLDERS IN THE EVENT, BASED ON THE TABULATED VOTES, THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.

Issuer

For

None

3. INTENTION TO EXERCISE REDEMPTION RIGHTS: IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS, PLEASE CHECK "FOR" BOX. CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE PROXY STATEMENT UNDER THE HEADING "SPECIAL MEETING OF BARINGTON/HILCO ACQUISITION CORP. STOCKHOLDERS - REDEMPTION RIGHTS."

Issuer

For

None

4. SHAREHOLDER CERTIFICATION: I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A "GROUP" (AS DEFINED IN SECTION 13(D) (3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES OF COMMON STOCK OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSALS.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

Aberdeen Chile Fund, Inc.

1/19/2018

00301WA00 (Dummy cusip)

CH

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1.1 ELECTION OF CLASS I DIRECTOR TO SERVE FOR A TERM EXPIRING IN 2021: NANCY YAO MAASBACH

Issuer

For

For

1.2 ELECTION OF CLASS II DIRECTOR TO SERVE FOR A TERM EXPIRING IN 2019: C. WILLIAM MAHER

Issuer

For

For

1.3 ELECTION OF CLASS I DIRECTOR TO SERVE FOR A TERM EXPIRING IN 2021: RAHN PORTER

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

Aberdeen chile fund, inc.

1/19/2018

00301W105

CH

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. TO APPROVE AN AMENDMENT TO THE FUND'S ARTICLES OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF CAPITAL STOCK.

Issuer

For

For

2. TO APPROVE THE ISSUANCE OF ADDITIONAL SHARES OF COMMON STOCK OF THE FUND IN CONNECTION WITH THE REORGANIZATIONS OF CERTAIN OTHER CLOSED-END FUNDS INTO THE FUND.

Issuer

For

For

3. TO APPROVE THE ELIMINATION OF THE FUND'S FUNDAMENTAL INVESTMENT POLICY TO INVEST PRIMARILY IN CHILEAN SECURITIES.

Issuer

For

For

4. TO APPROVE THE ELIMINATION OF THE FUND'S FUNDAMENTAL INVESTMENT POLICY TO INVEST PRIMARILY IN CHILEAN SECURITIES.

Issuer

For

For

5. TO APPROVE AN AMENDMENT TO THE FUND'S INVESTMENT ADVISORY AGREEMENT TO PROVIDE THAT FEES PAYABLE THEREUNDER WILL BE CALCULATED AT A LOWER ANNUAL RATE BASED SOLELY ON NET ASSETS.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ANDINA ACQUISITION

CORP II

1/31/2018

G0441P104

ANDA

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. EXTENSION OF CORPORATE LIFE: AMEND THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE THAT THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION TO APRIL 1, 2018

Issuer

For

None

1a. TO CONVERT ORDINARY SHARES OF THE COMPANY

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

FORUM Merger Corp

2/20/2018

34985B202

FMCI

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. Pre-Merger Charter Amendment Proposal-to approve and adopt, an amendment of Forum's amended and restated certificate of incorporation (the "Charter") to increase the number of authorized shares of Class A Common Stock from 40,000,000 to 200,000,000 shares for the purpose of carrying out the Business Combination (as defined below).

Issuer

For

For

2.To adopt and approve, the merger agreement (the "Merger Agreement"), dated November 30, 2017, by and among Forum, FMC Merger Subsidiary Corp., (the "Merger Sub I"), FMC Merger SUBSIDIARY LLC, (THE "MERGER SUB II"), ON THE ONE HAND, AND C1 INVESTMENT COP., ("C1") AND CLEARLAKE CAPITAL MANAGEMENT III, L.P. ("CLEARLAKE"), IN THE CAPACITY AS THE SELLER REPRESENTATIVE, ON THE OTHER HAND, AND APPROVE THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER OF MERGER SUB I WITH AND INTO C1 (THE "BUSINESS COMBINATION").

Issuer

For

For

3.TO APPROVE THE SPONSOR EARNOUT LETTER AND AMENDMENT TO ESCROW AGREEMENT, DATED NOVEMBER 30, 2017, WHICH AMENDS THE ESCROW AGREEMENT DATED APRIL 6, 2017, BY AND AMONG FORUM INVESTORS I, LLC, Forum's sponsor (the "Sponsor"), Forum and Continental Stock Transfer & Trust Company, to release 4,312,500 shares of Class F Common Stock of Forum ("Founders Shares") purchased by the Sponsor prior to Forum's IPO from escrow.

Issuer

For

For

4.Nasdaq Proposal-to approve, for purposes of complying with applicable listing rules of The Nasdaq Stock Market Listing Rule 5635(d), the issuance of 17,959,375 shares of Class A Common Stock, par value $0.0001 per share, of Forum pursuant to the subscription agreements, dated November 30, 2017 by and among Forum and the investors named therein, in connection with the closing of the Business Combination.

Issuer

For

For

5.Post-Merger Charter Amendment Proposal-to approve and adopt, subject to and conditional on (but with immediate effect therefrom), the approval of the Business Combination Proposal, the Nasdaq Proposal and the Incentive Plan Proposal and the consummation of the Business Combination, the following amendments and restatements of Forum's amended and restated certificate of incorporation.

Issuer

For

For

5A.To divide the Combined Entity's board of directors into three classes with staggered three-year terms.

Issuer

For

For

5B.To provide that any amendment to provisions of proposed Charter will require approval of the holders of a majority of all of the Combined Entity's entitled to vote generally in the election of directors so long as Clearlake holds at least a majority of the Combined Entity's entitled to vote generally at an election of directors, and otherwise any such amendment will require the approval of the holders of at least 66 2/3% of the Combined Entity's entitled to vote generally at an election of directors.

Issuer

For

For

5c. To provide that the Combined Entity opts out of Section 203 of the Delaware General Corporation Law, which prevents certain Delaware corporations, under certain circumstances, from engaging in a "business combination" with certain "interested stockholders" and their affiliates; for more information on Section 203 of the Delaware General Corporation Law, see the section of this proxy statement/prospectus.

Issuer

For

For

5D.To provide that we may not engage in certain "business combinations" with any "interested stockholder" for a three- year period following the time that the stockholder became an interested stockholder, unless (1) prior to the date of the transaction, the Combined Entity's board approved either the business combination or the transaction; (2) the interested stockholder owned at least 85% of the Combined Entity's voting stock; or (3) on or subsequent to consummation of transaction, business combination is approved by Combined Entity's board.

Issuer

For

For

5E.To provide that we may not engage in certain "business combinations" with any "interested stockholder" for a three- year period following the time that the stockholder became an interested stockholder, unless (1) prior to the date of the transaction, the Combined Entity's board approved either the business combination or the transaction; (2) the interested stockholder owned at least 85% of the Combined Entity's voting stock; or (3) on or subsequent to consummation of transaction, business combination is approved by Combined Entity's board.

Issuer

For

For

5F.To provide that we may not engage in certain "business combinations" with any "interested stockholder" for a three- year period following the time that the stockholder became an interested stockholder, unless (1) prior to the date of the transaction, the Combined Entity's board approved either the business combination or the transaction; (2) the interested stockholder owned at least 85% of the Combined Entity's voting stock; or (3) on or subsequent to consummation of transaction, business combination is approved by Combined Entity's board.

Issuer

For

For

5G.To provide that any action to be taken by the Combined Entity's stockholders may be taken by written consent or electronic transmission pursuant to Section 228 of the Delaware General Corporation Law only so long as Clearlake holds a majority of the Combined Entity's then-outstanding shares of capital stock entitled to vote generally at an election of directors.

Issuer

For

For

5H.To amend the name of the new public entity to "ConvergeOne Holdings, Inc." from "Forum Merger Corporation".

Issuer

For

For

5I.To amend the name of the new public entity to "ConvergeOne Holdings, Inc." from "Forum Merger Corporation".

Issuer

For

For

5J.To increase the authorized shares of Common Stock to 1,000,000,000.

Issuer

For

For

5KTo increase the authorized shares of preferred stock that the Combined Entity's board of directors could issue to increase the number of outstanding shares to discourage a takeover attempt to 10,000,000

Issuer

For

For

5L.To make the Combined Entity's corporate existence perpetual as opposed to Forum's corporate existence terminating 24 months following the closing if its initial public offering, and to remove from the proposed Charter the various provisions applicable only to specified purpose acquisition corporations contained in Forum's current amended and restated certificate of incorporation.

Issuer

For

For

6.Incentive Plan Proposal-to approve the 2018 Equity Incentive Plan, a copy of which is appended to this proxy statement/prospectus as Annex D, in connection with the Business Combination.

Issuer

For

For

7.ESPP Proposal-to approve the 2018 Employee Stock Purchase Plan, a copy of which is appended to this proxy statement/prospectus as Annex E, in connection with the Business Combination.

Issuer

For

For

8.ESPP Proposal-to approve the 2018 Employee Stock Purchase Plan, a copy of which is appended to this proxy statement/prospectus as Annex E, in connection with the Business Combination.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

JPMORGAN ASIAN

INVESTMENT TRUST PLC

2/26/2018

GB0001320778

JAI LN

Voted 12/15/17

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

FOR

FOR

1. TO RECEIVE THE DIRECTORS REPORT THE ANNUAL ACCOUNTS AND THE AUDITORS REPORT FOR THE YEAR ENDED 30TH SEPTEMBER 2017

Issuer

FOR

FOR

2. TO APPROVE THE DIRECTORS REMUNERATION POLICY

Issuer

FOR

FOR

3. TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 30TH SEPTEMBER 2017

Issuer

FOR

FOR

4.TO REAPPOINT MRS BRONWYN CURTIS AS A DIRECTOR

Issuer

FOR

FOR

5.5TO REAPPOINT MR DEAN BUCKLEY AS A DIRECTOR

Issuer

FOR

FOR

6. TO REAPPOINT MR RONALD GOULD AS A DIRECTOR

Issuer

FOR

FOR

7. TO REAPPOINT MR PETER MOON AS A DIRECTOR

Issuer

FOR

FOR

8. TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS TO THE COMPANY

Issuer

FOR

FOR

9. TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS

Issuer

FOR

FOR

10. TO GRANT AUTHORITY TO ALLOT NEW SHARES

Issuer

FOR

FOR

11. TO GRANT AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS ON ALLOTMENT OF RELEVANT SECURITIES

Issuer

FOR

FOR

12. TO GRANT AUTHORITY TO REPURCHASE THE COMPANY'S SHARES

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

M III ACQUISTION CORP

2/28/2018

55378T104

MIII

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. Business Combination Proposal: To consider and vote upon a proposal to adopt the Agreement and Plan of Merger, dated as of November 3, 2017 (as amended by Amendment Nos. 1, 2, 3 and 4 thereto, dated November 15, 2017, December 27, 2017, January 9, 2018 and February 7, 2018, respectively, and as it may be further amended from time to time), and approve the transactions contemplated thereby.

Issuer

For

For

2. To consider and vote upon a proposal to authorize an additional 65,000,00 shares of Common Stock in connection with the Business Combination.

Issuer

For

For

3. To amend the Company's amended and restated certificate of incorporation to provide for the classification of its board of directors into three classes of directors with staggered terms of office.

Issuer

For

For

4. To consider and act upon a proposal to amend the Company's amended and restated certificate of incorporation to change the stockholder vote required to amend certain provisions of the post-combination company's proposed certificate of incorporation and bylaws.

Issuer

For

For

5. To consider and act upon a proposed amendment to the Company's amended and restated certificate of incorporation to elect not to be governed by Section 203 of the DGCL and, instead, to include provisions in our certificate of incorporation that are substantially similar to Section 203 of the DGCL, but exclude our Sponsors, Oaktree Capital Management, L.P. and IEA LLC and each of their respective successors, certain affiliates and each of their respective transferees from the definition of "interested stockholder," and to make certain related changes.

Issuer

For

For

6. To consider and act upon a proposed amendment to provide for certain additional changes to the certificate of incorporation, including but not limited to changing the post-combination company's corporate name from "M III Acquisition Corp." to "Infrastructure and Energy Alternatives, Inc.," and eliminating certain provisions specific to our status as a blank check company, which our Board believes are necessary to adequately address the needs of the post-combination company, subject to approval by our stockholders at the Special Meeting.

Issuer

For

For

7. The Incentive Plan Proposal: To consider and vote on a proposal to adopt and approve the Infrastructure and Energy Alternatives, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), including the authorization of the initial share reserve under the Incentive Plan and also for purposes of complying with Section 162(m) of the Internal Revenue Code of 1986, as amended.

Issuer

For

For

8. The Adjournment Proposal: To consider and vote upon a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal and the Charter Amendment Proposals. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Business Combination Proposal and Charter Amendment Proposals.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

CENTRAL SECURITIES

CORP.

3/2/2018

155123102

CET

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. DIRECTOR

Issuer

L. Price Blackford

Simms C. Browning

Donald G. Calder

David C. Colander

Jay R. Inglis

Wilmot H. Kidd

Wilmot H. Kidd IV

Mirror Vote

For

2. Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2018.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ORIGO ACQUISITION CORP.

3/12/2018

G67789126

OACQF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. Amend Origo's amended and restated memorandum and articles of association to extend the date that Origo has to consummate a business combination to June 12, 2018 or such earlier date as determined by the Directors.

Issuer

For

For

2. To direct the chairman of the Meeting to adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Meeting, there are not sufficient votes to approve the Extension Amendment.

Issuer

For

None

2a. Only if you vote "FOR" or "AGAINST" Proposal 1 and you hold ordinary shares of the Company issued in the Company's initial public offering, or public shares, may you exercise your conversion rights with respect to all or a portion of your public shares by marking the "FOR" box. If you exercise your conversion rights, then you will be exchanging your public shares for cash and you will no longer own such public shares.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ALPINE GLOBAL PREMIER PROPERTIES FUND

3/14/2018

02083A103

AWP

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

 DIRECTORS

JOHN SIEVWRIGHT

GERALD MALONE

Mirror Vote

For

NANCY YAO MAASBACH

Issuer

Mirror Vote

For

1. To approve a sub-advisort agreement between the fund and Aberdeen Asset Managers Limited

Issuer

Mirror Vote

For

2. To approve a sub-advisort agreement by and among the fund, Aberdeen Asset Management Inc. and Aberdeen Asset Managers Limited

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ABERDEEN SINGAPORE

FUND

3/16/2018

003244100

SGF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1.To approve an Agreement and Plan of Reorganization between Aberdeen Singapore Fund, Inc. (SGF) and Aberdeen Chile Fund, Inc. (CH), pursuant to which SGF will transfer substantially all of its assets, subject to all stated liabilities, to CH in exchange for shares of CH, which SGF will distribute to shareholders in liquidation of SGF.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ABERDEEN ISRAEL FUND

3/16/2018

00301L109

ISL

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1.To approve an Agreement and Plan of Reorganization between Aberdeen Israel Fund, Inc. (ISL) and Aberdeen Chile Fund, Inc. (CH), pursuant to which ISL will transfer substantially all of its assets, subject to all stated liabilities, to CH in exchange for shares of CH, which ISL will distribute to shareholders in liquidation of ISL.

 

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ABERDEEN GREATER

CHINA FUND

3/16/2018

003031101

GCH

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1.To approve an Agreement and Plan of Reorganization between Aberdeen Greater China Fund, Inc. (GCH) and Aberdeen Chile Fund, Inc. (CH), pursuant to which GCH will transfer substantially all of its assets, subject to all stated liabilities, to CH in exchange for shares of CH, which GCH will distribute to shareholders in liquidation of GCH.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ABERDEEN LATIN AMERICA EQUITY FUND

3/16/2018

00306K106

LAQ

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. To approve an Agreement and Plan of Reorganization between Aberdeen Latin America Equity Fund, Inc. (LAQ) and Aberdeen Chile Fund, Inc. (CH), pursuant to which LAQ will transfer substantially all of its assets, subject to all stated liabilities, to CH in exchange for shares of CH, which LAQ will distribute to shareholders in liquidation of LAQ.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ABERDEEN EMERG MKTS SMALLER CO OPP FUND

3/16/2018

003017102

ABE

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1.To approve an Agreement and Plan of Reorganization between Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. (ABE) and Aberdeen Chile Fund, Inc. (CH), pursuant to which ABE will transfer substantially all of its assets, subject to all stated liabilities, to CH in exchange for shares of CH, which ABE will distribute to shareholders in liquidation of ABE.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

FRANKLIN UNIVERAL

TRUST

3/16/2018

355145103

FT

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

Harris J. Ashton

Terrence J. Checki

Mary C. Choksi

Edith E. Holiday

Gregory E. Johnson

Rupert H. Johnson, Jr.

J. Michael Luttig

Larry D. Thompson

John B. Wilson

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ABERDEEN INDONESIA

FUND

3/16/2018

00305P106

IF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1.To approve an Agreement and Plan of Reorganization between Aberdeen Indonesia Fund, Inc. (IF) and Aberdeen Chile Fund, Inc. (CH), pursuant to which IF will transfer substantially all of its assets, subject to all stated liabilities, to CH in exchange for shares of CH, which IF will distribute to shareholders in liquidation of IF.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ASIA TIGERS FUND INC.

3/16/2018

04516T105

GRR

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

MIRROR VOTE

For

1. To approve an Agreement and Plan of Reorganization between The Asia Tigers Fund, Inc. (GRR) and Aberdeen Chile Fund, Inc. (CH), pursuant to which GRR will transfer substantially all of its assets, subject to all stated liabilities, to CH in exchange for shares of CH, which GRR will distribute to shareholders in liquidation of GRR.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ALLIANCE CALIFORNIA

MUNI INCOME

3/28/2018

018546101

AKP

Vote

Management Recommended Vote

Proposal

Propose by issuer or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

Marshall C. Turner, Jr.

Garry L. Moody

Earl D. Weiner

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

TRI-CONTINENTAL CORP.

4/16/2018

895436103

TY

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

George S. Batejan

Kathleen Blatz

Edward J. Boudreau, Jr.

Pamela G. Carlton

Mirror vote

For

To ratify the selection of PricewaterhouseCoopers LLP as the Corporation's independent registered public accounting firm

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

THE TAIWAN FUND INC.

4/17/2018

874036106

TWN

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

William C. Kirby

Shelley Rigger

Anthony S. Clark

Thomas G. Kamp

Warren J. Olsen

Mirror vote

For

2. To amend the Fund's by-laws to remove a fundamental policy that restricts the Fund from investing more than 10% of the Fund's total assets (taken at current value) in a single issuer.

Issuer

Mirror vote

For

3. To amend the Fund's by-laws to amend a fundamental policy to require the Fund to invest more than 25% of its total assets (taken at current value) in the semi-conductor industry.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

GENERAL AMERICAN

INVESTORS COMPANY,

INC.

4/18/2018

368802104

GAM

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

MIRROR VOTE

For

DIRECTOR

Issuer

Mr. Berens

Mr. Cullman

Mr. Davidson

Ms. Del Villar

Mr. Gordan

Ms. Gotbaum

Mr. Knafel

Ms. Lynch

Mr. Priest

Mr. Schirmer

MIRROR VOTE

For

2. Ratification of the selection of Ernst & Young LLP as auditors.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ADAMS DIVERSIFIED

EQUITY FUND

4/19/2018

006212104

ADX

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

MIRROR VOTE

For

1. DIRECTOR

Issuer

Enrique R. Arzac

Kenneth J. Dale

Frederic A. Escherich

Roger W. Gale

Lauriann C. Kloppenburg

Kathleen T. McGahran

Craig R. Smith

Mark E. Stoeckle

MIRROR VOTE

For

2. The selection of PricewaterhouseCoopers LLP as independent public auditors.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

LAZARD WORLD DIVIDEND

& INCOME FUND

4/20/2018

521076109

LOR

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

Franci J. Blassberg

Richard Reiss, Jr.

Ashish Bhutani

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

LAZARD GLOBAL TOTAL

RETURN & INCOME FUND

4/20/2018

52106w103

LGI

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. DIRECTOR

Issuer

Robert M. Solmson

Nathan A. Paul

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

PUTNAM HIGH INCOME SECURITIES FUND

4/27/2018

746779107

PCF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Against

For

1A. Fixing the number of trustees at twelve.

Shareholder

For

Against

1B. DIRECTOR

Shareholder

Phillip Goldstein

Rajeev Das

Andrew Dakos

Richard Dayan

Gerald Hellerman

Ben H. Harris

Moritz Sell

For

Against

2. A non-binding proposal to request that the board of trustees authorize a self-tender offer for at least 50% of the outstanding common shares of the fund at or close to net asset value (NAV).

Shareholder

For

Against

3. To fix the number of trustees at seven.

Shareholder

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

GREAT ELM CAPITAL

CORP

5/3/2018

390320109

GECC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Against

For

1. DIRECTOR

Issuer

Randall Revell Horsey

John E. Stuart

For

For

2. To ratify the selection of Deloitte & Touche LLP as the Company's registered independent public accounting firm for the year ending December 31, 2018

Issuer

Against

For

3. To reduce the Company's required minimum asset coverage ratio from 200% to 150% as permitted under the Small Business Credit Availability Act

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

SOURCE CAPITAL, INC

5/14/2018

836144105

SOR

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

Atwood

Brown

Lipson

Osborne

Pisano

Purcell

Rudnick

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

GABELLI GBL SML &

MID CAP VAL

5/14/2018

36249W104

GGZ

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror vote

For

1. DIRECTOR

Issuer

Anthony J. Covavita

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

STEWART INFORMATION SERVICES

5/22/2018

860372101

STC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. DIRECTOR

Issuer

Arnaud Ajdler

Thomas G. Apel

C. Allen Bradley, Jr.

James Chadwick

Glenn C. Christenson

Robert L. Clarke

Frederick H. Eppinger

Matthew W. Morris

Clifford Press

For

For

2. Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on-Pay).

Issuer

For

For

3. Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on-Pay).

Issuer

For

For

4. Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on-Pay).

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

STELLAR ACQUISTION  III

INC

5/22/2018

Y8172W107

STLR

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. Extension Amendment Proposal: Amend the Company's second amended and restated articles of incorporation to extend the date that the Company has to consummate a business combination from May 24, 2018 to November 26, 2018 or such earlier date as determined by the Board.

Issuer

For

For

2. Extension Amendment Proposal: Amend the Company's second amended and restated articles of incorporation to extend the date that the Company has to consummate a business combination from May 24, 2018 to November 26, 2018 or such earlier date as determined by the Board.

Issuer

For

For

3. Adjournment Proposal: Adjourn the Special Meeting of shareholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2.

Issuer

For

None

4. Adjournment Proposal: Adjourn the Special Meeting of shareholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

Tropicana Entertainment Inc

5/24/2018

89708x105

TPCA

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. DIRECTOR

Issuer

Daniel A. Cassella

Hunter C. Gary

Carl C. Icahn

William A. Leidesdorf

Daniel H. Scott

Anthony P. Rodio

Keith Cozza

For

For

2. To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Issuer

For

For

3. To vote on an advisory resolution to approve executive compensation of the Company's named executive officers, as disclosed in the Proxy Statement

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

EMERGENT CAPITAL, INC.

5/31/2018

29102N105

EMGC

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. DIRECTOR

Issuer

Patrick J. Curry

Matthew Epstein

James Hua

Robert Knapp

Roy J. Patterson

Joseph E. Sarachek

For

For

2. Proposal to approve, by non-binding advisory vote, executive compensation.

Issuer

For

For

3. Proposal to increase the size of the Board of Directors to nine (9) directors.

Issuer

For

For

4. Proposal to amend the Bylaws to modify the requirements for changing the size of the Board of Directors.

Issuer

For

For

5. Proposal to ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

THE NEW IRELAND FUND,

 INC.

6/11/2018

645673104

IRL

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. DIRECTOR

Issuer

1- Michael Pignataro

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

JURIDICA INVESTMENTS

6/12/2018

G5215N102

JIL LN

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. THAT EACH OF THE ANNUAL REPORT AND ACCOUNTS FOR THE PERIOD FROM 1 JANUARY 2017 TO 31 DECEMBER 2017, THE DIRECTOR'S REPORT AND THE AUDITOR'S REPORT BE RECEIVED AND ADOPTED

Issuer

For

For

2. THAT THE TOTAL AGGREGATE REMUNERATION OF THE DIRECTORS OF THE COMPANY BEING USD 176,074.00 IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017, BE APPROVED

Issuer

For

For

3.THAT MR RICHARD BATTEY BE RE-ELECTED AS A DIRECTOR OF THE COMPANY

Issuer

For

For

4. THAT PRICEWATERHOUSECOOPERS CI LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY

Issuer

For

For

5. THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS

Issuer

For

For

6. THAT THE COMPANY GENERALLY BE AND IS HEREBY AUTHORISED FOR THE PURPOSES OF SECTION 315 OF THE COMPANIES LAW TO MAKE ONE OR MORE MARKET ACQUISITIONS (AS DEFINED IN THE COMPANIES LAW) OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

TRINITY PLACE HOLDINGS,

INC.

6/14/2018

89656D101

TPHS

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. Directors: 01.Alexander C. Matina, 02.Jeffrey B. Citrin

Issuer

For

For

2. To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018.

Issuer

For

For

3. To approve, on an advisory basis, the compensation of the Company's named executive officers.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

M I ACQUISTIONS, INC

6/15/2018

55304A104

MACQ

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

For

1. Directors: 01.Alexander C. Matina, 02.Jeffrey B. Citrin

Issuer

For

For

2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") FOR AN ADDITIONAL 90 DAYS, TO SEPTEMBER 17, 2018.

Issuer

For

For

3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S EXISTING INVESTMENT MANAGEMENT TRUST AGREEMENT TO MAKE CHANGES NECESSARY TO REFLECT THE EXTENSION.RATIFICATION OF THE APPOINTMENT OF MARCUM LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018.

Issuer

For

For

4. RATIFICATION OF THE APPOINTMENT OF MARCUM LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018.

Issuer

For

For

4A.Intention to Exercise Conversion Rights. If you intend to exercise your conversion rights, please check For box. Checking this For box, however, is not sufficient to exercise your conversion rights. You must comply with the procedures set forth in the proxy statement under the heading "Conversion Rights."

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

THE SWISS HELVETIA

FUND, INC

6/19/2018

870875101

SWZ

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

For

1.ELECTION OF TWO DIRECTOR

Shareholder

1- Phillip Goldstein

2- Gerald Hellerman

For

2. To ratify Tait, Weller & Baker, LLP as the Fund's independent registered public accounting firm for 2018.

Shareholder

Abstain

3. To approve a non-binding proposal to amend the fund's bylaws "to give holders in the aggregate of 10% of our outstanding common stock the power to call a special shareowner meeting."

Shareholder

For

4. To request a self-tender offer for at least 50% of the outstanding common shares of the fund at or close to net asset value.

Shareholder

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

ABERDEEN JAPAN EQUITY

FUND, INC.

6/20/2018

00306J109

JEQ

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. Class I DIRECTOR

Issuer

1- Radhika Ajmera

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

MORGAN STANLEY

ASIA-PACIFIC FD, INC

6/21/2018

61744U106

APF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. Class II DIRECTOR

Issuer

Nancy C. Everett

Michael F. Klein

W. Allen Reed

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

NEXTPOINT STRATEGIC OPPORTUNITIES FUND

6/22/2018

65340G205

NHF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

MIRROR VOTE

For

1. Directors: 01. John Honis, 02. Dustin Norris

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

DIVIDEND AND INCOME

FUND

6/25/2018

25538A204

DNI

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. DIRECTOR

Issuer

1- Roger Atkinson

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

EQUUS TOTAL RETURN,

INC.

6/26/2018

294766100

EQS

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. DIRECTOR

Issuer

Fraser Atkinson

Kenneth I. Denos

Henry W. Hankinson

John A. Hardy

Robert L. Knauss

Mirror Vote

For

2. To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Issuer

Mirror Vote

For

3. To approve, in a non-binding vote, the compensation paid to the Company's executive officers in 2017, as disclosed pursuant to item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

AMERICAN CAPITAL

SENIOR FLOATING LTD

6/28/2018

02504D108

ACSF

Vote

Management

Recommended Vote

Proposal

Propose by issuer

or shareholder

Mirror Vote

For

1. To consider and vote upon a proposal to approve the Plan of Complete Liquidation and Dissolution of the Company (the "Plan"), including the sale of all or substantially all of the Company's assets and the dissolution of the Company pursuant to the Plan.

Issuer

Name of Fund:

Special Opportunities Fund, Inc. (SPE)

Period:

July 1, 2017 - June 30,2018

Company Name

Meeting Date

CUSIP

Ticker

AVISTA HEALTHCARE

PUBLIC ACQ. CORP

6/28/2018

G0726L125

AHPA

Vote