UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Nimbus Atlas LLC 399 PARK AVENUE 16TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
Brigade Capital GP, LLC 399 PARK AVENUE 16TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
Nimbus Atlas LLC, /s/ Donald E. Morgan, III, Managing Member of its Managing Member | 06/15/2018 | |
**Signature of Reporting Person | Date | |
Brigade Capital GP, LLC, /s/ Donald E. Morgan, III, Managing Member | 06/15/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are directly owned by Nimbus Atlas LLC (Nimbus) and may be deemed beneficially owned by Brigade Capital GP, LLC (BC-GP), the managing member of Nimbus, and by Brigade Capital Management, LP, the investment manager of Nimbus, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC and BC-GP. Nimbus and BC-GP are each a Reporting Person. Due to a delay in obtaining EDGAR filing codes for Nimbus and BC-GP, the two filers were not able to be included on the Form 3 filing filed on June 14, 2018 by Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan. Nimbus and BC-GP are individually filing on this Form 3 in respect of this Issuer. Nimbus and BC-GP will make Section 16 filings jointly with the Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan going forward. |
(2) | The reported securities are directly owned by Nimbus Atlas LLC (Nimbus) and may be deemed beneficially owned by Brigade Capital GP, LLC (BC-GP), the managing member of Nimbus, and by Brigade Capital Management, LP, the investment manager of Nimbus, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC and BC-GP. Nimbus and BC-GP are each a Reporting Person. Due to a delay in obtaining EDGAR filing codes for Nimbus and BC-GP, the two filers were not able to be included on the Form 3 filing filed on June 14, 2018 by Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan. Nimbus and BC-GP are individually filing on this Form 3 in respect of this Issuer. Nimbus and BC-GP will make Section 16 filings jointly with the Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan going forward. |
 Remarks: Nimbus and Brigade Capital GP, LLC each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |