FORM 6-K
--------
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
5 November 2002
The Royal Bank of Scotland Group plc
42 St Andrew Square
Edinburgh EH2 2YE
Scotland
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
--- ---
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No x
--- ---
Rule 12g3-2(b): 82 -
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The following information was issued as
Company announcements, in London, England
and is furnished pursuant to General
Instruction B to the General Instructions
to Form 6-K:
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
The Royal Bank of Scotland Group plc
2. Name of scheme
RBSG Sharesave Scheme
3. Period of return:
From 1 April 2002 to 30 September 2000
4. Number and class of shares(s)
(amount of stock/debt security)
not issued under scheme
20,241,519
5. Number of shares issued/allotted
under scheme during period
3,946,876
6. Balance under scheme not yet issued/allotted
at end of period
16,294,643
7. Number and class of share(s)
(amount of stock/debt securities)
originally listed and the date of admission
15,000,000 Ordinary Shares of 25p each - Block Listing granted 13 January 1999
20,000,000 Ordinary Shares of 25p each - Block Listing granted 24 May 2001
Please confirm total number of shares in issue at the end of the period
in order for us to update our records
2,892,100,014
Contact for queries: Address: The Royal Bank of Scotland plc
42 St Andrew Square
Name: Jan Cargill Edinburgh
EH2 2YE
Telephone: 0131 523 4017
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
The Royal Bank of Scotland Group plc
2. Name of scheme
RBSG Executive Share Option Scheme
3. Period of return:
From 1 April 2002 to 30 September 2002
4. Number and class of shares(s)
(amount of stock/debt security)
not issued under scheme
6,627,208
5. Number of shares issued/allotted
under scheme during period
593,083
6. Balance under scheme not yet issued/allotted
at end of period
6,034,125
7. Number and class of share(s)
(amount of stock/debt securities)
originally listed and the date of admission
5,000,000 Ordinary Shares of 25p each - Block Listing granted 13 January 1999
5,000,000 Ordinary Shares of 25p each - Block Listing granted 24 May 2001
Please confirm total number of shares in issue at the end of the period
in order for us to update our records
2,892,100,014
Contact for queries: Address: The Royal Bank of Scotland plc
42 St Andrew Square
Name: Jan Cargill Edinburgh
EH2 2YE
Telephone: 0131 523 4017
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
The Royal Bank of Scotland Group plc
2. Name of scheme
NatWest Sharesave Scheme
3. Period of return:
From 1 April 2002 to 30 September 2002
4. Number and class of shares(s)
(amount of stock/debt security)
not issued under scheme
20,548,236
5. Number of shares issued/allotted
under scheme during period
261,715
6. Balance under scheme not yet issued/allotted
at end of period
20,286,521
7. Number and class of share(s)
(amount of stock/debt securities)
originally listed and the date of admission
23,000,000 Ordinary Shares of 25p each - Block Listing granted 24 May 2001
Please confirm total number of shares in issue at the end of the period
in order for us to update our records
2,892,100,014
Contact for queries: Address: The Royal Bank of Scotland plc
42 St Andrew Square
Name: Jan Cargill Edinburgh
EH2 2YE
Telephone: 0131 523 4017
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
The Royal Bank of Scotland Group plc
2. Name of scheme
NatWest Executive Share Option Scheme
3. Period of return:
From 1 April 2002 to 30 September 2002
4. Number and class of shares(s)
(amount of stock/debt security)
not issued under scheme
4,652,088
5. Number of shares issued/allotted
under scheme during period
1,789,231
6. Balance under scheme not yet issued/allotted
at end of period
2,862,857
7. Number and class of share(s)
(amount of stock/debt securities)
originally listed and the date of admission
5,000,000 Ordinary Shares of 25p each - Block Listing granted 24 May 2001
Please confirm total number of shares in issue at the end of the period
in order for us to update our records
2,892,100,014
Contact for queries: Address: The Royal Bank of Scotland plc
42 St Andrew Square
Name: Jan Cargill Edinburgh
EH2 2YE
Telephone: 0131 523 4017
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
The Royal Bank of Scotland Group plc
2. Name of scheme
Option 2000 Scheme
3. Period of return:
From 1 April 2002 to 30 September 2002
4. Number and class of shares(s)
(amount of stock/debt security)
not issued under scheme
13,997,900
5. Number of shares issued/allotted
under scheme during period
2,550
6. Balance under scheme not yet issued/allotted
at end of period
13,995,350
7. Number and class of share(s)
(amount of stock/debt securities)
originally listed and the date of admission
14,000,000 Ordinary Shares of 25p each - Block Listing granted 22 December 2000
Please confirm total number of shares in issue at the end of the period
in order for us to update our records
2,892,100,014
Contact for queries: Address: The Royal Bank of Scotland plc
42 St Andrew Square
Name: Jan Cargill Edinburgh
EH2 2YE
Telephone: 0131 523 4017
The Royal Bank of Scotland Group plc (the "Company")
Scrip Dividend - Application for Admission
1,247,666 new ordinary shares of 25p each in the Company ("New Shares") have
been allotted as fully paid up under the Company's Scrip Dividend Scheme. These
New Shares rank pari passu in all respects with the existing shares of the
Company. Application has been made to the London Stock Exchange and the UK
Listing Authority for these New Shares to be admitted to the Official List.
Admission is expected to be effective on 11 October 2002.
Further copies of this announcement are available at the Company's Offices at
36 St Andrew Square, Edinburgh, EH2 2YB and Waterhouse Square, 138-142 Holborn,
London, EC1N 2TN, and at the UK Listing Authority's Document Viewing Facility,
which is situated at: Financial Services Authority, 25 The North Colonnade,
Canary Wharf, London E14 5HS, Tel. no. 020 7676 1000.
10 October 2002
END
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
The Royal Bank of Scotland Group plc
2) Name of director
Sir George Ross Mathewson
3) Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-
beneficial interest or in the case of an individual holder if it is a
holding of that person's spouse or children under the age of 18 or in
respect of a non-beneficial interest
Self
4) Name of the registered holder(s) and, if more than one holder, the number
of shares held by each of them (if notified)
Sir George Ross Mathewson
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)
Self
6) Please state the nature of the transaction. For PEP transactions
please indicate whether general/single co PEP and if discretionary/
non discretionary
Shares issued in lieu of a cash dividend for the interim dividend for the
year ending 31 December 2002
7) Number of shares/amount of
stock acquired
158
8) Percentage of issued class
-
9) Number of shares/amount
of stock disposed
-
10) Percentage of issued class
-
11) Class of security
Ordinary Shares of 25p each
12) Price per share
(pound)15.766
13) Date of transaction
11 October 2002
14) Date company informed
11 October 2002
15) Total holding following this notification
250,910
16) Total percentage holding of issued class following this notification
-
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
18) Period during which or date on which exercisable
19) Total amount paid (if any) for grant of the option
20) Description of shares or debentures involved: class, number
21) Exercise price (if fixed at time of grant) or indication that price
is to be fixed at time of exercise
22) Total number of shares or debentures over which options held
following this notification
23) Any additional information
24) Name of contact and telephone number for queries
Mr Hew Campbell, Head of Group Secretariat
25) Name and signature of authorised company official responsible for
making this notification
Date of Notification 11 October 2002
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
The Royal Bank of Scotland Group plc
2) Name of director
Iain Samuel Robertson
3) Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-
beneficial interest or in the case of an individual holder if it is a
holding of that person's spouse or children under the age of 18 or in
respect of a non-beneficial interest
Self
4) Name of the registered holder(s) and, if more than one holder, the number
of shares held by each of them (if notified)
Iain Samuel Robertson
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)
Self
6) Please state the nature of the transaction. For PEP transactions
please indicate whether general/single co PEP and if
discretionary/non discretionary
Shares issued in lieu of a cash dividend for the interim dividend for
the year ending 31 December 2002
7) Number of shares/amount of
stock acquired
967
8) Percentage of issued class
-
9) Number of shares/amount
of stock disposed
-
10) Percentage of issued class
-
11) Class of security
Ordinary Shares of 25p each
12) Price per share
(pound)15.766
13) Date of transaction
11 October 2002
14) Date company informed
11 October 2002
15) Total holding following this notification
120,904
16) Total percentage holding of issued class following this notification
-
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
18) Period during which or date on which exercisable
19) Total amount paid (if any) for grant of the option
20) Description of shares or debentures involved: class, number
21) Exercise price (if fixed at time of grant) or indication that price
is to be fixed at time of exercise
22) Total number of shares or debentures over which options held
following this notification
23) Any additional information
24) Name of contact and telephone number for queries
Mr Hew Campbell, Head of Group Secretariat
25) Name and signature of authorised company official responsible for
making this notification
Date of Notification 11 October 2002
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
The Royal Bank of Scotland Group plc
2) Name of director
Norman Cardie McLuskie
3) Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-
beneficial interest or in the case of an individual holder if it is a
holding of that person's spouse or children under the age of 18 or in
respect of a non-beneficial interest
Self
4) Name of the registered holder(s) and, if more than one holder, the number
of shares held by each of them (if notified)
Norman Cardie McLuskie
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)_
Self
6) Please state the nature of the transaction. For PEP transactions
please indicate whether general/single co PEP and if
discretionary/non discretionary
Shares issued in lieu of a cash dividend for the interim dividend for
the year ending 31 December 2002
7) Number of shares/amount of
stock acquired
62
8) Percentage of issued class
-
9) Number of shares/amount
of stock disposed
-
10) Percentage of issued class
-
11) Class of security
Ordinary Shares of 25p each
12) Price per share
(pound)15.766
13) Date of transaction
11 October 2002
14) Date company informed
11 October 2002
15) Total holding following this notification
148,911
16) Total percentage holding of issued class following this notification
-
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
18) Period during which or date on which exercisable
19) Total amount paid (if any) for grant of the option
20) Description of shares or debentures involved: class, number
21) Exercise price (if fixed at time of grant) or indication that price
is to be fixed at time of exercise
22) Total number of shares or debentures over which options held
following this notification
23) Any additional information
24) Name of contact and telephone number for queries
Mr Hew Campbell, Head of Group Secretariat
25) Name and signature of authorised company official responsible for
making this notification
Date of Notification 11 October 2002
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
The Royal Bank of Scotland Group plc
2) Name of director
Norman Cardie McLuskie
3) Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-
beneficial interest or in the case of an individual holder if it is a
holding of that person's spouse or children under the age of 18 or in
respect of a non-beneficial interest
Self
4) Name of the registered holder(s) and, if more than one holder, the number
of shares held by each of them (if notified)
Adam & Company Nominees Limited
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)
Self
6) Please state the nature of the transaction. For PEP transactions
please indicate whether general/single co PEP and if discretionary/non
discretionary
Shares issued in lieu of a cash dividend for the interim dividend for the
year ending 31 December 2002
7) Number of shares/amount of
stock acquired
1,126
8) Percentage of issued class
-
9) Number of shares/amount
of stock disposed
-
10) Percentage of issued class
-
11) Class of security
Ordinary Shares of 25p each
12) Price per share
(pound)15.766
13) Date of transaction
11 October 2002
14) Date company informed
11 October 2002
15) Total holding following this notification
150,037
16) Total percentage holding of issued class following this notification
-
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
18) Period during which or date on which exercisable
19) Total amount paid (if any) for grant of the option
20) Description of shares or debentures involved: class, number
21) Exercise price (if fixed at time of grant) or indication that price
is to be fixed at time of exercise
22) Total number of shares or debentures over which options held
following this notification
23) Any additional information
24) Name of contact and telephone number for queries
Mr Hew Campbell, Head of Group Secretariat
25) Name and signature of authorised company official responsible for
making this notification
Date of Notification 11 October 2002
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
The Royal Bank of Scotland Group plc
2) Name of director
Frederick Inglis Watt
3) Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-
beneficial interest or in the case of an individual holder if it is a
holding of that person's spouse or children under the age of 18 or in
respect of a non-beneficial interest
Self
4) Name of the registered holder(s) and, if more than one holder, the number
of shares held by each of them (if notified)
Frederick Inglis Watt
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)
Self
6) Please state the nature of the transaction. For PEP transactions
please indicate whether general/single co PEP and if discretionary/non
discretionary
Shares issued in lieu of a cash dividend for the interim dividend for the
year ending 31 December 2002
7) Number of shares/amount of
stock acquired
30
8) Percentage of issued class
-
9) Number of shares/amount
of stock disposed
-
10) Percentage of issued class
-
11) Class of security
Ordinary Shares of 25p each
12) Price per share
(pound)15.766
13) Date of transaction
11 October 2002
14) Date company informed
11 October 2002
15) Total holding following this notification
7,196
16) Total percentage holding of issued class following this notification
-
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
18) Period during which or date on which exercisable
19) Total amount paid (if any) for grant of the option
20) Description of shares or debentures involved: class, number
21) Exercise price (if fixed at time of grant) or indication that price
is to be fixed at time of exercise
22) Total number of shares or debentures over which options held
following this notification
23) Any additional information
24) Name of contact and telephone number for queries
Mr Hew Campbell, Head of Group Secretariat
25) Name and signature of authorised company official responsible for
making this notification
Date of Notification 11 October 2002
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
The Royal Bank of Scotland Group plc
2) Name of director
Frederick Inglis Watt
3) Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-
beneficial interest or in the case of an individual holder if it is a
holding of that person's spouse or children under the age of 18 or in
respect of a non-beneficial interest
Spouse
4) Name of the registered holder(s) and, if more than one holder, the number
of shares held by each of them (if notified)
Mrs Helen Watt
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)
Spouse
6) Please state the nature of the transaction. For PEP transactions
please indicate whether general/single co PEP and if discretionary/non
discretionary
Shares issued in lieu of a cash dividend for the interim dividend for the
year ending 31 December 2002
7) Number of shares/amount of
stock acquired
27
8) Percentage of issued class
-
9) Number of shares/amount
of stock disposed
-
10) Percentage of issued class
-
11) Class of security
Ordinary Shares of 25p each
12) Price per share
(pound)15.766
13) Date of transaction
11 October 2002
14) Date company informed
11 October 2002
15) Total holding following this notification
7,223
16) Total percentage holding of issued class following this notification
-
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
18) Period during which or date on which exercisable
19) Total amount paid (if any) for grant of the option
20) Description of shares or debentures involved: class, number
21) Exercise price (if fixed at time of grant) or indication that price
is to be fixed at time of exercise
22) Total number of shares or debentures over which options held
following this notification
23) Any additional information
24) Name of contact and telephone number for queries
Mr Hew Campbell, Head of Group Secretariat
25) Name and signature of authorised company official responsible for
making this notification
Date of Notification 11 October 2002
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorised.
5 November 2002
THE ROYAL BANK OF SCOTLAND GROUP plc
(Registrant)
By: /s/ H Campbell
----------------------------------
Name: H Campbell
Title: Head of Group Secretariat