Wisconsin | 39-0380010 | |
(State of incorporation or organization) |
(IRS Employer Identification No.) |
5757 North Green Bay Avenue Milwaukee, WI |
53209 | |
(Address of principal executive offices) | (Zip Code) |
Title of each class to be so registered |
Name of each exchange on which each class is to be registered |
|
Corporate Units | New York Stock Exchange |
Item 1. Description of Registrants Securities to be Registered | ||||||||
Item 2. Exhibits | ||||||||
SIGNATURE | ||||||||
EXHIBIT INDEX | ||||||||
EX-4.1 | ||||||||
EX-4.2 | ||||||||
EX-4.3 | ||||||||
EX-4.4 |
(3.1)
|
Restated Articles of Incorporation of Johnson Controls, Inc., as amended through July 25, 2007 (incorporated by reference to Exhibit 3.1 to Johnson Controls, Inc. Current Report on Form 8-K dated July 31, 2007) (Commission File No. 1-5097). | |
(3.2)
|
By-laws of Johnson Controls, Inc., as amended November 19, 2008 (incorporated by reference to Exhibit 3.(ii) to Johnson Controls, Inc. Annual Report on Form 10-K dated November 25, 2008) (Commission File No. 1-5097). | |
(4.1)
|
Form of Subordinated Indenture between Johnson Controls, Inc. and U.S. Bank National Association, as Trustee. | |
(4.2)
|
Form of Supplemental Indenture No. 1 between Johnson Controls, Inc. and U.S. Bank National Association, as Trustee. | |
(4.3)
|
Form of Purchase Contract and Pledge Agreement among Johnson Controls, Inc., U.S. Bank National Association, as Purchase Contract Agent, and U.S. Bank National Association, as Collateral Agent, Custodial Agent and Securities Intermediary. | |
(4.4)
|
Form of Remarketing Agreement among Johnson Controls, Inc., U.S. Bank National Corporation, as the Reset Agent and the Remarketing Agent and U.S. Bank National Corporation, as the Purchase Contract Agent. | |
(4.5)
|
Form of Corporate Unit (included in Exhibit 4.3 above). | |
(4.6)
|
Form of Treasury Unit (included in Exhibit 4.3 above). | |
(4.7)
|
Form of Subordinated Note (included in Exhibit 4.2 above). |
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JOHNSON CONTROLS, INC. |
||||
Date: March 16, 2009 | By: | /s/ Jerome D. Okarma | ||
Jerome D. Okarma | ||||
Vice President, Secretary and General Counsel | ||||
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Exhibit | ||
Number | Description | |
(3.1)
|
Restated Articles of Incorporation of Johnson Controls, Inc., as amended through July 25, 2007 (incorporated by reference to Exhibit 3.1 to Johnson Controls, Inc. Current Report on Form 8-K dated July 31, 2007) (Commission File No. 1-5097). | |
(3.2)
|
By-laws of Johnson Controls, Inc., as amended November 19, 2008 (incorporated by reference to Exhibit 3.(ii) to Johnson Controls, Inc. Annual Report on Form 10-K dated November 25, 2008) (Commission File No. 1-5097). | |
(4.1)
|
Form of Subordinated Indenture between Johnson Controls, Inc. and U.S. Bank National Association, as Trustee. | |
(4.2)
|
Form of Supplemental Indenture No. 1 between Johnson Controls, Inc. and U.S. Bank National Association, as Trustee. | |
(4.3)
|
Form of Purchase Contract and Pledge Agreement among Johnson Controls, Inc., U.S. Bank National Association, as Purchase Contract Agent, and U.S. Bank National Association, as Collateral Agent, Custodial Agent and Securities Intermediary. | |
(4.4)
|
Form of Remarketing Agreement among Johnson Controls, Inc., U.S. Bank National Corporation, as the Reset Agent and the Remarketing Agent and U.S. Bank National Corporation, as the Purchase Contract Agent. | |
(4.5)
|
Form of Corporate Unit (included in Exhibit 4.3 above). | |
(4.6)
|
Form of Treasury Unit (included in Exhibit 4.3 above). | |
(4.7)
|
Form of Subordinated Note (included in Exhibit 4.2 above). |
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