OMB APPROVAL | ||
OMB Number: 3235-0570
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Expires: August 31, 2011 |
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Estimated average burden
hours per response: 18.9 |
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1555 Peachtree Street, N.E., Atlanta, Georgia | 30309 | |
(Address of principal executive offices) | (Zip code) |
MUTUAL FUNDS Van Kampen Trust for Investment Grade Municipals (VGM) |
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Privacy Notice information on the back. | ||
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On June 1, 2010, Invesco completed its acquisition of Van Kampen Investments and Morgan Stanleys retail asset management business. This Trust was included in that acquisition and as of that date, became Invesco Van Kampen Trust for Investment Grade Municipals. Please visit www.invesco.com/transition for more information or call Invescos Client Services team at 800-959-4246. Invesco Distributors, Inc. |
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NOT FDIC INSURED
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OFFER NO BANK GUARANTEE | MAY LOSE VALUE | ||||
NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
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NOT A DEPOSIT | |||||
Trust
for Investment Grade Municipals |
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Symbol: VGM | ||||||||||||
Average Annual |
Based on |
Based on |
||||||||||
Total Returns | NAV | Market Price | ||||||||||
Since Inception (1/24/92) | 6.74 | % | 6.80 | % | ||||||||
10-year | 6.08 | 7.86 | ||||||||||
5-year | 2.50 | 5.96 | ||||||||||
1-year | 25.35 | 30.13 | ||||||||||
6-month | 6.68 | 8.53 | ||||||||||
Based on |
Based on |
Barclays
Capital |
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NAV | Market Price | Municipal Bond Index | |||||||||||||||||
6.68 | % | 8.53 | % | 3.68 | % | ||||||||||||||
| Exposure to BBB rated and non-rated bonds was additive to performance. Spreads on these issues tightened during the period, helping them to outperform higher quality issues. |
| Holdings in the health care, industrial development revenue/pollution control revenue (IDR/PCR), and tobacco sectors boosted returns as these sectors outperformed the broad municipal bond market for the period. |
| The portfolios exposure on the long end of the municipal yield curve was also advantageous as longer maturities issues outperformed shorter maturity issues. |
| Exposure to pre-refunded bonds detracted from performance. Pre-refunded bonds are short-maturity securities and therefore underperformed for the period. |
| The portfolios holdings in lease-backed bonds also hindered performance as these issues underperformed essential service bonds. |
Ratings Allocation as of 4/30/10 (Unaudited) | ||||
AAA/Aaa
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22.0 | % | ||
AA/Aa
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23.8 | |||
A/A
|
29.2 | |||
BBB/Baa
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14.1 | |||
BB/Ba
|
1.0 | |||
Non-Rated
|
9.9 | |||
Top Five Sectors as of 4/30/10 (Unaudited) | ||||
Hospital
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19.8 | % | ||
General Purpose
|
8.0 | |||
Public Education
|
7.1 | |||
Airports
|
6.6 | |||
Life Care
|
5.5 | |||
Summary of Investments by State Classification as of 4/30/10 (Unaudited) | ||||
Florida
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17.3 | % | ||
California
|
10.3 | |||
Texas
|
9.5 | |||
New York
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7.6 | |||
Illinois
|
6.9 | |||
Ohio
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5.2 | |||
New Jersey
|
3.3 | |||
South Carolina
|
2.9 | |||
Michigan
|
2.8 | |||
Arizona
|
2.7 | |||
Massachusetts
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2.3 | |||
Georgia
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2.3 | |||
North Carolina
|
2.2 | |||
Colorado
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1.8 | |||
District of Columbia
|
1.6 | |||
Wisconsin
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1.4 | |||
Tennessee
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1.4 | |||
Nevada
|
1.4 | |||
Washington
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1.3 | |||
Missouri
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1.3 | |||
Alabama
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1.2 | |||
Indiana
|
1.2 | |||
Kentucky
|
1.2 | |||
Puerto Rico
|
1.1 | |||
Kansas
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1.0 | |||
Maryland
|
0.9 | |||
Iowa
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0.9 | |||
Minnesota
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0.8 | |||
Pennsylvania
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0.7 | |||
West Virginia
|
0.6 | |||
Louisiana
|
0.6 | |||
Connecticut
|
0.5 | |||
Oklahoma
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0.4 | |||
Alaska
|
0.4 | |||
Virginia
|
0.3 | |||
Wyoming
|
0.3 |
Summary of Investments by State Classification as of 4/30/10 (Unaudited) | ||||
(continued from previous page) | ||||
Idaho
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0.3 | % | ||
New Hampshire
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0.3 | |||
New Mexico
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0.3 | |||
Hawaii
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0.2 | |||
Rhode Island
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0.2 | |||
Nebraska
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0.2 | |||
U.S. Virgin Islands
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0.2 | |||
Utah
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0.2 | |||
Oregon
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0.2 | |||
North Dakota
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0.1 | |||
Guam
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0.1 | |||
South Dakota
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0.1 | |||
Total Investments
|
100.0 | % |
| Thomas Byron, Senior Portfolio Manager, has been responsible for the Trust since 1997. Prior to June 1, 2010, Mr. Byron was associated with Van Kampen Asset Management in an investment management capacity since 1981. |
| Robert J. Stryker, Senior Portfolio Manager, has been responsible for the Trust since 2009. Prior to June 1, 2010, Mr. Stryker was associated with Van Kampen Asset Management in an investment management capacity since 1994. |
| Robert W. Wimmel, Senior Portfolio Manager, has been responsible for the Trust since 2001. Prior to June 1, 2010, Mr. Wimmel was associated with Van Kampen Asset Management in an investment management capacity since 1996. |
Par |
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Amount |
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(000) | Description | Coupon | Maturity | Value | ||||||||||
Municipal Bonds 166.7% Alabama 2.0% |
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$ | 3,660 | Alabama St Brd Ed Rev & Impt Southn Univ St Cmnty Rfdg (NATL Insd) | 5.250 | % | 07/01/20 | $ | 3,928,022 | |||||||
3,225 | Bessemer, AL Governmental Util Svc Corp Wtr Supply Rev Rfdg, Ser A (AGL Insd) (a) | 5.000 | 06/01/39 | 3,300,175 | ||||||||||
2,000 | Healthcare Auth for Baptist Hlth AL, Ser A (b) | 6.125 | 11/15/36 | 2,107,560 | ||||||||||
2,525 | Huntsville Redstone Vlg, AL Spl Care Fac Fin Auth Redstone Vlg Proj | 5.500 | 01/01/43 | 1,917,030 | ||||||||||
3,395 | Selma, AL Indl Dev Brd Rev Gulf Opportunity Zone Intl Paper Co Proj, Ser A | 6.250 | 11/01/33 | 3,502,893 | ||||||||||
14,755,680 | ||||||||||||||
Alaska 0.7% | ||||||||||||||
1,575 | Matanuska-Susitna Boro, AK Ctf Partn Pub Safety Bldg Lease (AGM Insd) | 5.750 | 03/01/16 | 1,581,221 | ||||||||||
5,300 | Northern Tob Sec Corp Rev Bkd, Ser A | 5.000 | 06/01/46 | 3,562,819 | ||||||||||
5,144,040 | ||||||||||||||
Arizona 4.6% | ||||||||||||||
2,560 | Arizona St Trans Brd Hwy Rev, Ser B | 5.000 | 07/01/25 | 2,825,882 | ||||||||||
3,835 | Arizona St Trans Brd Hwy Rev, Ser B (a) | 5.000 | 07/01/26 | 4,204,809 | ||||||||||
3,435 | Glendale, AZ Indl Dev Auth John C Lincoln Hlth Rfdg, Ser B | 5.000 | 12/01/37 | 3,129,079 | ||||||||||
3,000 | Goodyear, AZ McDowell Rd Coml Corridor Impt Dist Impt (AMBAC Insd) | 5.250 | 01/01/32 | 3,003,120 | ||||||||||
3,330 | Maricopa Cnty, AZ Indl Dev Auth Hlth Fac Rev Catholic Hlthcare West, Ser C (b) | 5.000 | 07/01/38 | 3,620,376 | ||||||||||
1,825 | Maricopa Cnty, AZ Pollutn Ctl Corp Pollutn Ctl Rev Rfdg AZ Pub Svc Co, Ser B (b) | 5.500 | 05/01/29 | 1,899,934 | ||||||||||
900 | Navajo Cnty, AZ Pollutn Ctl Corp Rev, Ser C (b) | 5.500 | 06/01/34 | 969,264 | ||||||||||
1,035 | Navajo Cnty, AZ Pollutn Ctl Corp Rev, Ser E (b) | 5.750 | 06/01/34 | 1,107,026 | ||||||||||
970 | Phoenix, AZ Indl Dev Auth Ed Rev Career Success Sch Proj | 7.000 | 01/01/39 | 986,209 | ||||||||||
925 | Phoenix, AZ Indl Dev Auth Ed Rev Career Success Sch Proj | 7.125 | 01/01/45 | 944,157 | ||||||||||
3,400 | Pima Cnty, AZ Indl Dev Auth Wtr & Wastewtr Rev Global Wtr Resh LLC Proj (AMT) | 6.550 | 12/01/37 | 3,343,934 | ||||||||||
3,145 | Salt River Proj AZ Agric Impt & Pwr Dist Elec Sys Rev, Ser A (a) | 5.000 | 01/01/28 | 3,405,689 | ||||||||||
5,405 | University of AZ Med Ctr Corp | 5.000 | 07/01/35 | 5,059,566 | ||||||||||
34,499,045 | ||||||||||||||
California 17.4% | ||||||||||||||
1,300 | Anaheim, CA Pub Fin Auth Lease Rev Pub Impt Proj, Ser C (AGM Insd) | 6.000 | 09/01/16 | 1,456,988 | ||||||||||
4,500 | Bay Area Toll Auth CA Toll Brdg Rev San Francisco Bay Area, Ser F1 | 5.000 | 04/01/39 | 4,630,230 | ||||||||||
1,500 | Bay Area Toll Auth CA Toll Brdg Rev SF Bay Area, Ser F1(a) | 5.000 | 04/01/39 | 1,543,410 |
Par |
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Amount |
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(000) | Description | Coupon | Maturity | Value | ||||||||||
California (Continued) | ||||||||||||||
$ | 1,250 | Beverly Hills, CA Uni Sch Dist Cap Apprec 2008 Election | * | 08/01/28 | $ | 498,538 | ||||||||
1,500 | California Hlth Fac Fin Auth Rev Catholic Hlthcare West, Ser A | 6.000 | % | 07/01/34 | 1,619,430 | |||||||||
3,000 | California Hsg Fin Agy Rev Home Mtg, Ser G (AMT) (a) | 4.950 | 08/01/23 | 2,795,070 | ||||||||||
2,000 | California Hsg Fin Agy Rev Home Mtg, Ser G (AMT) (a) | 5.050 | 02/01/29 | 1,851,260 | ||||||||||
7,300 | California Hsg Fin Agy Rev Home Mtg, Ser I (AMT) (a) | 4.800 | 08/01/36 | 5,854,819 | ||||||||||
4,800 | California Hsg Fin Agy Rev Home Mortgage, Ser K (AMT) (a) | 5.300 | 08/01/23 | 4,750,080 | ||||||||||
5,500 | California Hsg Fin Agy Rev Home Mortgage, Ser K (AMT) (a) | 5.450 | 08/01/28 | 5,338,685 | ||||||||||
1,500 | California Pollutn Ctl Fin Auth Solid Waste Disp Rev Waste Mgmt Inc Proj, Ser B (AMT) | 5.000 | 07/01/27 | 1,486,260 | ||||||||||
695 | California St (AMBAC Insd) | 5.125 | 10/01/27 | 695,153 | ||||||||||
1,000 | California St Dept Wtr Res Cent VY Proj Rev Wtr Sys, Ser X (NATL Insd) (Prerefunded @ 12/01/12) | 5.000 | 12/01/29 | 1,039,484 | ||||||||||
1,500 | California St Dept Wtr Res Wtr Cent Vy Proj, Ser AE (a) | 5.000 | 12/01/25 | 1,648,905 | ||||||||||
1,500 | California St Dept Wtr Res Wtr Cent Vy Proj, Ser AE (a) | 5.000 | 12/01/26 | 1,636,815 | ||||||||||
875 | California St Dept Wtr Res Wtr Cent Vy Proj, Ser AE (a) | 5.000 | 12/01/27 | 949,069 | ||||||||||
1,175 | California St Dept Wtr Res Wtr Cent Vy Proj, Ser AE (a) | 5.000 | 12/01/28 | 1,295,297 | ||||||||||
1,500 | California St Dept Wtr Res Wtr Cent Vy Proj, Ser AE (a) | 5.000 | 12/01/29 | 1,618,305 | ||||||||||
2,900 | California St Econ Recovery Rfdg, Ser A | 5.250 | 07/01/21 | 3,252,669 | ||||||||||
5,000 | California St Univ Rev & Co Systemwide, Ser A (AMBAC Insd) | 5.000 | 11/01/33 | 5,038,550 | ||||||||||
1,800 | California St Var Purp | 5.750 | 04/01/31 | 1,937,700 | ||||||||||
4,000 | California St Vet, Ser CD (AMT) | 4.600 | 12/01/32 | 3,434,360 | ||||||||||
1,500 | California Statewide Cmnty Dev Auth Rev Front Porch Cmnty & Svc, Ser A (c) | 5.125 | 04/01/37 | 1,325,715 | ||||||||||
2,700 | California Statewide Cmnty Dev Auth Rev Hlth Fac Adventist Hlth, Ser A | 5.000 | 03/01/30 | 2,646,567 | ||||||||||
2,000 | California Statewide Cmnty Dev Auth Rev Kaiser Permanente, Ser A | 5.000 | 04/01/19 | 2,164,020 | ||||||||||
3,360 | California Statewide Cmnty Dev Auth Rev Sutter Hlth, Ser A | 5.000 | 11/15/43 | 3,142,843 | ||||||||||
590 | Daly City, CA Hsg Dev Fin Agy Mobile Home Pk Rev Third Tier Franciscan Rfdg, Ser C | 6.500 | 12/15/47 | 511,630 | ||||||||||
1,750 | Florin, CA Res Consv Dist Cap Impt Elk Grove Wtr Svc, Ser A (NATL Insd) | 5.000 | 09/01/33 | 1,584,485 | ||||||||||
3,000 | Florin, CA Res Consv Dist Cap Impt Elk Grove Wtr Svc, Ser B (NATL Insd) | 5.000 | 03/01/33 | 2,719,230 | ||||||||||
2,000 | Foothill/Eastern Corridor Agy CA Toll Rd Rev Cap Apprec Rfdg (NATL Insd) | * | 01/15/17 | 1,285,380 | ||||||||||
10,750 | Foothill/Eastern Corridor Agy CA Toll Rd Rev Sr Lien, Ser A (e) | * | 01/01/23 | 6,581,795 | ||||||||||
3,000 | Fremont, CA Uni Sch Dist, Ser A (NATL Insd) | 5.000 | 08/01/25 | 3,083,280 | ||||||||||
3,165 | Golden St Tob Sec Corp CA Tob Settlement Rev Asset Bkd Sr, Ser A-1 | 4.500 | 06/01/27 | 2,909,300 |
Par |
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Amount |
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(000) | Description | Coupon | Maturity | Value | ||||||||||
California (Continued) | ||||||||||||||
$ | 8,515 | Golden St Tob Sec Corp CA Tob Settlement Rev Asset Bkd Sr, Ser A-1 | 5.750 | % | 06/01/47 | $ | 6,563,617 | |||||||
4,000 | Golden St Tob Sec Corp CA Tob Settlement Rev Enhanced, Ser A | 5.000 | 06/01/45 | 3,661,480 | ||||||||||
1,000 | Hesperia, CA Pub Fin Auth Rev Redev & Hsg Proj, Ser A (Syncora Gtd) | 5.000 | 09/01/37 | 831,430 | ||||||||||
1,800 | Los Angeles, CA Uni Sch Dist, Ser D | 5.000 | 07/01/22 | 1,970,208 | ||||||||||
2,500 | Metropolitan Wtr Dist Southn CA Wtrwks Rev Auth, Ser A | 5.000 | 01/01/34 | 2,637,425 | ||||||||||
1,500 | Metropolitan Wtr Dist Southn CA Wtrwks Rev Auth, Ser B1 (NATL Insd) | 5.000 | 10/01/33 | 1,532,295 | ||||||||||
260 | Morongo Band of Mission Indians CA Enterprise Rev Indians Enterprise Casino, Ser B (c) | 5.500 | 03/01/18 | 246,189 | ||||||||||
3,500 | Palm Springs, CA Fin Auth Lease Rev Convention Ctr Proj, Ser A (NATL Insd) | 5.500 | 11/01/35 | 3,555,370 | ||||||||||
1,700 | Palomar Pomerado Hlthcare Dist CA Ctf Partn | 6.750 | 11/01/39 | 1,781,549 | ||||||||||
2,280 | Quechan Indian Tribe Ft Yuma Indian Reservation CA & Govt Proj | 7.000 | 12/01/27 | 1,870,124 | ||||||||||
1,850 | San Francisco, CA City & Cnty Arpt Commn Intl Arpt Rfdg 2nd, Ser A-4 (AMT) (b) | 6.500 | 05/01/19 | 1,980,055 | ||||||||||
1,000 | Santa Clara Cnty, CA Brd Ed Ctf Partn Rfdg (NATL Insd) | 5.000 | 04/01/25 | 1,012,410 | ||||||||||
3,000 | Temecula, CA Redev Agy Tax Temecula Redev Proj No 1 (NATL Insd) | 5.250 | 08/01/36 | 2,759,730 | ||||||||||
4,700 | Tobacco Sec Auth Northn CA Tob Settlement Rev, Ser A-1 | 5.375 | 06/01/38 | 3,890,660 | ||||||||||
3,550 | Tobacco Sec Auth Northn CA Tob Settlement Rev, Ser A-1 | 5.500 | 06/01/45 | 2,637,082 | ||||||||||
2,300 | Tobacco Sec Auth Southn CA Tob Settlement, Ser A-1 | 5.000 | 06/01/37 | 1,802,326 | ||||||||||
7,600 | Tobacco Sec Auth Southn CA Tob Settlement, Ser A-1 | 5.125 | 06/01/46 | 5,285,344 | ||||||||||
1,600 | Turlock, CA Hlth Fac Rev Emanuel Med Ctr Inc | 5.375 | 10/15/34 | 1,396,816 | ||||||||||
3,250 | Vernon, CA Elec Sys Rev, Ser A | 5.125 | 08/01/21 | 3,440,710 | ||||||||||
131,180,142 | ||||||||||||||
Colorado 2.7% | ||||||||||||||
2,000 | Aurora, CO Ctf Partn (AMBAC Insd) (Prerefunded @ 12/01/10) | 5.500 | 12/01/30 | 2,061,160 | ||||||||||
3,405 | Colorado Ed & Cultural Fac Auth Rev Impt Charter Sch Rfdg (Syncora Gtd) | 5.250 | 12/01/23 | 3,449,401 | ||||||||||
800 | Colorado Hlth Fac Auth Hlth & Residential Care Fac Volunteers of Amer Care, Ser A | 5.250 | 07/01/27 | 715,648 | ||||||||||
600 | Colorado Hlth Fac Auth Hlth & Residential Care Fac Volunteers of Amer Care, Ser A | 5.300 | 07/01/37 | 473,070 | ||||||||||
7,300 | Colorado Hlth Fac Auth Rev Catholic Hlth, Ser 2999 (AGM Insd) (a) | 5.000 | 09/01/36 | 7,357,524 | ||||||||||
1,125 | Colorado Hlth Fac Auth Rev Hosp Portercare Adventist Hlth (Prerefunded @ 11/15/11) | 6.500 | 11/15/31 | 1,235,363 |
Par |
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Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Colorado (Continued) | ||||||||||||||
$ | 1,805 | Lakewood, CO Ctf Part (AMBAC Insd) (Prerefunded @ 12/01/10) | 5.300 | % | 12/01/16 | $ | 1,852,002 | |||||||
970 | Montezuma Cnty, CO Hosp Dist Hlth Fac Enterprise Hosp Rfdg (f) | 5.900 | 10/01/37 | 827,109 | ||||||||||
1,200 | North Range, CO Met Dist No 2 Ltd Tax | 5.500 | 12/15/37 | 878,196 | ||||||||||
2,050 | Salida, CO Hosp Dist Rev | 5.250 | 10/01/36 | 1,622,657 | ||||||||||
20,472,130 | ||||||||||||||
Connecticut 0.9% | ||||||||||||||
3,580 | Connecticut St Spl Oblig Pkg Rev Bradley Intl Arpt, Ser A (ACA Insd) (AMT) | 6.600 | 07/01/24 | 3,406,227 | ||||||||||
2,150 | Hamden, CT Fac Rev EFPRBS Whitney Ctr Proj, Ser B | 6.125 | 01/01/14 | 2,133,466 | ||||||||||
1,000 | Hartford, CT Pkg Sys Rev, Ser A (Prerefunded @ 7/01/10) | 6.500 | 07/01/25 | 1,010,530 | ||||||||||
6,550,223 | ||||||||||||||
District of Columbia 2.4% | ||||||||||||||
3,650 | District Columbia Hosp Rev Sibley Mem Hosp | 6.375 | 10/01/34 | 3,912,654 | ||||||||||
1,100 | District Columbia Hosp Rev Sibley Mem Hosp | 6.500 | 10/01/29 | 1,204,522 | ||||||||||
1,150 | District Columbia Wtr & Swr Auth Pub Util Rev Rfdg Sub Lien, Ser A (AGL Insd) (a) | 5.000 | 10/01/29 | 1,192,343 | ||||||||||
2,350 | District Columbia Wtr & Swr Auth Pub Util Rev Rfdg Sub Lien, Ser A (AGL Insd) (a) | 5.000 | 10/01/34 | 2,401,747 | ||||||||||
6,000 | District Columbia Wtr & Swr Auth Pub Util Rev Sub Lien, Ser A (AGM Insd) | 5.500 | 10/01/41 | 6,297,480 | ||||||||||
2,000 | District of Columbia Rev Friendship Pub Charter Sch Inc (ACA Insd) | 5.750 | 06/01/18 | 2,009,260 | ||||||||||
5 | District of Columbia, Ser E (AGM Insd) | 6.000 | 06/01/13 | 5,023 | ||||||||||
1,000 | Metropolitan Washington DC Arpt Auth Sys, Ser A (NATL Insd) (AMT) | 5.250 | 10/01/32 | 1,005,140 | ||||||||||
18,028,169 | ||||||||||||||
Florida 29.1% | ||||||||||||||
1,000 | Alachua Cnty, FL Indl Dev Rev North FL Retirement Vlg | 5.250 | 11/15/17 | 954,130 | ||||||||||
1,000 | Alachua Cnty, FL Indl Dev Rev North FL Retirement Vlg | 5.875 | 11/15/36 | 840,490 | ||||||||||
500 | Alachua Cnty, FL Indl Dev Rev North FL Retirement Vlg | 5.875 | 11/15/42 | 408,960 | ||||||||||
335 | Beacon Lakes, FL Cmnty Dev FL Spl Assmt, Ser A | 6.000 | 05/01/38 | 294,482 | ||||||||||
250 | Beacon Lakes, FL Cmnty Dev FL Spl Assmt Sub, Ser B | 6.200 | 05/01/38 | 211,670 | ||||||||||
4,960 | Brevard Cnty, FL Hlth Fac Auth Hlthcare Fac Rev Hlth First Inc Proj | 5.000 | 04/01/34 | 4,644,544 | ||||||||||
1,760 | Brevard Cnty, FL Hlth Fac Auth Residential Care Fac Rev Buena Vida Estates Inc | 6.750 | 01/01/37 | 1,581,571 | ||||||||||
1,000 | Broward Cnty, FL Hsg Fin Auth Multi-Family Hsg Rev Pembroke Pk Apts Proj (AMT) | 5.650 | 10/01/28 | 971,000 | ||||||||||
1,300 | Capital Tr Agy FL Rev Ft Lauderdale Proj (AMT) | 5.750 | 01/01/32 | 1,143,584 | ||||||||||
4,000 | Citizens Ppty Ins Corp FL High Risk Sr Sec, Ser A-1 | 5.000 | 06/01/14 | 4,232,560 | ||||||||||
3,410 | Citizens Ppty Ins Corp FL High Risk Sr Sec, Ser A-1 | 5.250 | 06/01/17 | 3,582,341 | ||||||||||
525 | Escambia Cnty, FL Hlth Fac Auth Rev (AMBAC Insd) | 5.950 | 07/01/20 | 535,789 | ||||||||||
1,250 | Florida Agric & Mechanical Univ Rev Student Apt Fac (NATL Insd) | 6.500 | 07/01/23 | 1,251,737 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Florida (Continued) | ||||||||||||||
$ | 215 | Florida Hsg Fin Agy Homeownership Mtg, Ser B (AMT) | 8.595 | % | 11/01/18 | $ | 241,056 | |||||||
360 | Florida Hsg Fin Corp Rev Homeowner Mtg, Ser 4 (AGM Insd) (AMT) | 6.250 | 07/01/22 | 374,238 | ||||||||||
1,000 | Florida Hsg Fin Corp Rev Hsg Wentworth II Apts, Ser A (AMBAC Insd) (AMT) | 5.375 | 11/01/29 | 1,002,940 | ||||||||||
8,475 | Florida Ports Fin Comm Rev St Trans Tr Fd Intermodal Pgm (NATL Insd) (AMT) | 5.500 | 10/01/29 | 8,498,645 | ||||||||||
2,000 | Florida Ports Fin Comm Rev St Trans Tr Fd (NATL Insd) (AMT) | 5.375 | 06/01/27 | 2,000,060 | ||||||||||
15,000 | Florida St Brd Ed Pub Ed Cap Outlay, Ser D (a) | 4.750 | 06/01/35 | 15,221,100 | ||||||||||
12,775 | Florida St Brd of Ed Cap Outlay Pub Ed Rfdg, Ser D | 5.750 | 06/01/22 | 12,962,920 | ||||||||||
7,295 | Florida St Dept Trans Tpk Rev, Ser A (a) | 5.000 | 07/01/29 | 7,573,596 | ||||||||||
1,500 | Florida St Div Bd Fin Dept Gen Svc Rev Dept Envrnmtl Preservtn 2000, Ser A (AMBAC Insd) | 5.000 | 07/01/11 | 1,505,115 | ||||||||||
2,000 | Florida St Div Bd Fin Dept Gen Svc Rev Dept Envrnmtl Preservtn 2000, Ser A (NATL Insd) | 5.250 | 07/01/12 | 2,012,940 | ||||||||||
1,910 | Florida St Tpk Auth Tpk Rev Dept Trans Rfdg, Ser A (a) | 5.000 | 07/01/26 | 2,036,404 | ||||||||||
1,935 | Florida St Tpk Auth Tpk Rev Dept Trans Rfdg, Ser A (a) | 5.000 | 07/01/27 | 2,052,009 | ||||||||||
2,100 | Florida St Tpk Auth Tpk Rev Dept Trans Rfdg, Ser A (a) | 5.000 | 07/01/28 | 2,216,529 | ||||||||||
2,500 | Florida St Tpk Auth Tpk Rev Dept Trans Rfdg, Ser A (a) | 5.000 | 07/01/32 | 2,597,525 | ||||||||||
1,475 | Florida St Tpk Auth Tpk Rev Dept Trans, Ser B | 5.000 | 07/01/30 | 1,486,225 | ||||||||||
315 | Gainesville, FL Util Sys Rev (e) | 8.125 | 10/01/14 | 365,973 | ||||||||||
1,000 | Gramercy Farms Cmnty Dev Dist FL Spl Assmt, Ser B (f) (g) | 5.100 | 05/01/14 | 440,200 | ||||||||||
500 | Gulf Breeze, FL Rev Loc Govt (FGIC Insd) (b) | 5.650 | 12/01/20 | 506,645 | ||||||||||
1,000 | Gulf Breeze, FL Rev Loc Govt (FGIC Insd) (b) | 5.800 | 12/01/20 | 1,009,580 | ||||||||||
1,110 | Halifax Hosp Med Ctr FL Hosp Rev Impt Rfdg, Ser A | 5.250 | 06/01/26 | 1,108,990 | ||||||||||
1,270 | Highlands, FL Cmnty Dev Dist Spl Assmt | 5.550 | 05/01/36 | 649,973 | ||||||||||
750 | Hillsborough Cnty, FL Assmt Rev Capacity Assmt Spl (AGM Insd) | 5.000 | 03/01/15 | 763,755 | ||||||||||
750 | Hillsborough Cnty, FL Assmt Rev Capacity Assmt Spl (AGM Insd) | 5.000 | 09/01/15 | 763,485 | ||||||||||
1,450 | Hillsborough Cnty, FL Aviation Auth Rev, Ser A (AGL Insd) (AMT) (a) | 5.375 | 10/01/33 | 1,464,109 | ||||||||||
3,260 | Hillsborough Cnty, FL Aviation Auth Rev, Ser A (AGL Insd) (AMT) (a) | 5.500 | 10/01/38 | 3,310,334 | ||||||||||
14,150 | Hillsborough Cnty, FL Indl Dev Auth Hosp Rev Tampa Gen Hosp Proj | 5.250 | 10/01/41 | 13,561,926 | ||||||||||
1,100 | Hillsborough Cnty, FL Indl Dev Auth Pollutn Ctl Rev Hillsborough Cnty IDA Rfdg (AMBAC Insd) (b) | 5.000 | 12/01/34 | 1,155,121 | ||||||||||
1,225 | Hillsborough Cnty, FL Indl Dev Auth Pollutn Ctl Rev Tampa Elec, Ser B (b) | 5.150 | 09/01/25 | 1,326,197 | ||||||||||
2,745 | Hillsborough Cnty, FL Port Dist Rev Tampa Port Auth Proj, Ser A (NATL Insd) (AMT) | 5.375 | 06/01/27 | 2,760,345 | ||||||||||
9,555 | Hillsborough Cnty, FL Solid Waste & Res Recovery Rev, Ser A (BHAC Insd) (AMT) | 4.500 | 09/01/34 | 8,649,186 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Florida (Continued) | ||||||||||||||
$ | 7,000 | Lakeland, FL Elec & Wtr Rev (e) | * | 10/01/13 | $ | 6,633,270 | ||||||||
2,230 | Lakeland, FL Elec & Wtr Rev (e) | 5.750 | % | 10/01/19 | 2,408,043 | |||||||||
5,105 | Lakeland, FL Hosp Sys Rev Lakeland Regl Hlth Sys Rfdg | 5.000 | 11/15/25 | 5,122,663 | ||||||||||
1,000 | Lee Cnty, FL Arpt Rev, Ser A (AGM Insd) (AMT) | 5.750 | 10/01/22 | 1,015,450 | ||||||||||
2,400 | Lee Cnty, FL Indl Dev Auth Hlthcare Fac Rev Shell PT/Alliance Oblig Group | 5.125 | 11/15/36 | 1,959,264 | ||||||||||
1,000 | Lee Cnty, FL Indl Dev Auth Indl Dev Rev Lee Charter Fndtn, Ser A | 5.375 | 06/15/37 | 771,040 | ||||||||||
995 | Main Str Cmnty Dev Dist FL Cap Impt Rev, Ser A (Acquired 02/19/08, Cost $995,000) (d) | 6.800 | 05/01/38 | 847,780 | ||||||||||
650 | Main Str Cmnty Dev Dist FL Cap Impt Rev, Ser B (Acquired 02/19/08, Cost $650,000) (d) | 6.900 | 05/01/17 | 611,890 | ||||||||||
1,500 | Miami Beach, FL Stormwtr Rev (NATL Insd) | 5.250 | 09/01/25 | 1,532,790 | ||||||||||
1,460 | Miami Beach, FL Stormwtr Rev (NATL Insd) (Prerefunded @ 9/01/10) | 5.750 | 09/01/14 | 1,500,909 | ||||||||||
1,045 | Miami Beach, FL Stormwtr Rev (NATL Insd) (Prerefunded @ 9/01/10) | 5.750 | 09/01/15 | 1,074,281 | ||||||||||
3,200 | Miami-Dade Cnty, FL Aviation Rev Miami Intl Arpt (AGC Insd) (AMT) | 5.000 | 10/01/38 | 3,073,312 | ||||||||||
2,000 | Miami-Dade Cnty, FL Aviation Rev Miami Intl Arpt (AGC Insd) (AMT) | 5.375 | 10/01/27 | 2,007,760 | ||||||||||
4,720 | Miami-Dade Cnty, FL Aviation Rev Miami Intl Arpt (AGC Insd) (AMT) | 5.375 | 10/01/32 | 4,735,151 | ||||||||||
870 | Miami-Dade Cnty, FL Aviation Rev Miami Intl Arpt, Ser B (NATL Insd) | 5.450 | 10/01/15 | 886,887 | ||||||||||
3,000 | Miami-Dade Cnty, FL Aviation Rev Miami Intl Arpt, Ser B (NATL Insd) | 5.750 | 10/01/29 | 3,039,090 | ||||||||||
2,000 | Miami-Dade Cnty, FL Aviation Rev, Ser A (AGM Insd) (AMT) | 5.000 | 10/01/33 | 1,938,220 | ||||||||||
2,000 | Miami-Dade Cnty, FL Aviation, Ser A (AGM Insd) (AMT) | 5.125 | 10/01/35 | 1,970,560 | ||||||||||
865 | Midtown Miami, FL Cmnty Dev FL Spl Assmt Rev, Ser A | 6.000 | 05/01/24 | 834,085 | ||||||||||
3,860 | North Broward, FL Hosp Dist Rev Impt (Prerefunded @ 1/15/11) | 6.000 | 01/15/31 | 4,050,761 | ||||||||||
1,000 | Orange Cnty, FL Cap Rev Impt & Rfdg (AMBAC Insd) | * | 10/01/12 | 953,450 | ||||||||||
1,000 | Orange Cnty, FL Cap Rev Impt & Rfdg (AMBAC Insd) | * | 10/01/13 | 924,470 | ||||||||||
2,475 | Orange Cnty, FL Hlth Fac Auth Rev First Mtg Orlando Lutheran Tower | 5.500 | 07/01/32 | 2,035,762 | ||||||||||
1,000 | Orange Cnty, FL Hsg Fin Auth Multi-Family Rev Mtg Hands Inc Proj, Ser A (Acquired 06/19/95, Cost $1,000,000) (d) | 7.000 | 10/01/25 | 1,031,480 | ||||||||||
1,500 | Orlando & Orange Cnty Expwy Auth FL Expwy Rev Jr Lien (NATL Insd) | 5.000 | 07/01/28 | 1,500,915 | ||||||||||
890 | Overoaks, FL Cmnty Dev Dist Cap Impt Rev, Ser A (g) | 6.125 | 05/01/35 | 420,854 | ||||||||||
1,650 | Palm Beach Cnty, FL Hlth Fac Auth Rev Wtrford Proj | 5.875 | 11/15/37 | 1,466,669 | ||||||||||
1,000 | Palm Beach Cnty, FL Sch Brd Ctf Partn, Ser A (FGIC Insd) (Prerefunded @ 8/01/10) | 5.875 | 08/01/21 | 1,024,210 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Florida (Continued) | ||||||||||||||
$ | 4,000 | Palm Beach Cnty, FL Solid Waste Auth Rev Impt (BHAC Insd) (a) | 5.500 | % | 10/01/23 | $ | 4,543,280 | |||||||
525 | Pembroke Pines, FL Cons Util Sys Rev (FGIC Insd) (e) | 6.250 | 09/01/11 | 548,410 | ||||||||||
1,500 | Pensacola, FL Arpt Rev Rfdg, Ser A (NATL Insd) (AMT) | 6.000 | 10/01/12 | 1,519,350 | ||||||||||
1,565 | Pensacola, FL Arpt Rev Rfdg, Ser A (NATL Insd) (AMT) | 6.125 | 10/01/18 | 1,575,047 | ||||||||||
500 | Polk Cnty, FL Sch Brd Ctf Partn Master Lease, Ser A (AGM Insd) | 5.500 | 01/01/25 | 513,205 | ||||||||||
2,000 | Port Saint Lucie, FL Spl Assmt Rev Southwest Annexation Dist, Ser 1-B (NATL Insd) | 5.000 | 07/01/33 | 1,837,880 | ||||||||||
4,675 | Putnam Cnty, FL Dev Auth Pollutn Ctl Rev Rfdg Seminole Proj, Ser A (AMBAC Insd) (b) | 5.350 | 03/15/42 | 5,022,072 | ||||||||||
870 | Reunion East Cmnty Dev Dist FL Spl Assmt | 5.800 | 05/01/36 | 493,821 | ||||||||||
1,000 | Saint Johns Cnty, FL Indl Dev Auth Hlthcare Glenmoor Proj, Ser A | 5.250 | 01/01/26 | 782,920 | ||||||||||
1,500 | Saint Johns Cnty, FL Indl Dev Auth Hlthcare Glenmoor Proj, Ser A | 5.375 | 01/01/40 | 1,086,705 | ||||||||||
2,000 | Saint Lucie Cnty, FL Sch Brd Ctf, Ser A (AGM Insd) | 5.000 | 07/01/21 | 2,088,260 | ||||||||||
750 | Saint Lucie Cnty, FL Sch Brd Ctf, Ser A (AGM Insd) | 5.000 | 07/01/23 | 770,633 | ||||||||||
600 | Seminole Tribe FL Spl Oblig Rev, Ser A (c) | 5.250 | 10/01/27 | 542,496 | ||||||||||
1,380 | Seven Oaks, FL Cmnty Dev Dist II Spl Assmt Rev, Ser A | 5.875 | 05/01/35 | 858,664 | ||||||||||
1,000 | South Lake Cnty Hosp Dist FL South Lake Hosp Inc | 6.375 | 10/01/28 | 1,013,840 | ||||||||||
2,755 | South Vlg Cmnty Dev Dist FL Cap Impt Rev, Ser A | 5.700 | 05/01/35 | 1,905,441 | ||||||||||
1,250 | Sterling Hill Cmnty Dev Dist FL Cap Impt Rev, Ser A | 6.200 | 05/01/35 | 1,159,013 | ||||||||||
1,000 | Tallahassee, FL Hlth Fac Rev Tallahassee Mem Hlthcare Proj | 6.375 | 12/01/30 | 1,001,090 | ||||||||||
1,000 | Tallahassee, FL Lease Rev FL St Univ Proj, Ser A (NATL Insd) | 5.500 | 08/01/17 | 1,021,570 | ||||||||||
1,115 | Tallahassee, FL Lease Rev FL St Univ Proj, Ser A (NATL Insd) | 5.500 | 08/01/19 | 1,137,991 | ||||||||||
495 | Tolomato Cmnty, Dev Dist FL, Ser A | 5.250 | 05/01/39 | 344,827 | ||||||||||
300 | Tolomato Cmnty, FL Dev Dist Spl Assmt | 6.550 | 05/01/27 | 254,058 | ||||||||||
3,170 | Tolomato Cmnty, FL Dev Dist Spl Assmt | 6.650 | 05/01/40 | 2,539,677 | ||||||||||
3,500 | Village Ctr Cmnty Dev Dist FL Recreational Rev, Ser A (NATL Insd) | 5.125 | 11/01/36 | 3,021,550 | ||||||||||
1,000 | Village Ctr Cmnty Dev Dist FL Recreational Rev, Ser A (NATL Insd) | 5.200 | 11/01/25 | 930,480 | ||||||||||
1,000 | Village Ctr Cmnty Dev Dist FL Util Rev (FGIC Insd) (e) | 6.000 | 11/01/18 | 1,209,070 | ||||||||||
2,000 | Village Ctr Cmnty Dev Dist FL Util Rev (NATL Insd) | 5.250 | 10/01/23 | 2,004,980 | ||||||||||
1,000 | Volusia Cnty, FL Ed Fac Auth Rev Ed Fac Embry Riddle Aero, Ser A | 5.750 | 10/15/29 | 1,004,620 | ||||||||||
3,000 | West Orange Hlthcare Dist FL, Ser A | 5.800 | 02/01/31 | 3,015,060 | ||||||||||
750 | World Comm Cmnty Dev Dist FL Spl Assmt (g) | 5.500 | 05/01/38 | 291,780 | ||||||||||
219,678,785 | ||||||||||||||
Georgia 3.8% | ||||||||||||||
5,250 | Atlanta, GA Arpt Passenger Fac Charge Rev Gen Sub Lien, Ser C (AGM Insd) (a) | 5.000 | 01/01/33 | 5,308,695 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Georgia (Continued) | ||||||||||||||
$ | 1,575 | Atlanta, GA Tax Alloc Beltline Proj, Ser B | 6.750 | % | 01/01/20 | $ | 1,605,823 | |||||||
310 | Atlanta, GA Tax Alloc Beltline Proj, Ser B | 7.375 | 01/01/31 | 313,807 | ||||||||||
1,000 | Atlanta, GA Tax Alloc Eastside Proj, Ser B | 5.600 | 01/01/30 | 923,710 | ||||||||||
1,850 | Atlanta, GA Wtr & Wastewtr Rev, Ser A | 6.000 | 11/01/27 | 2,004,586 | ||||||||||
2,000 | Atlanta, GA Wtr & Wastewtr Rev, Ser A | 6.000 | 11/01/28 | 2,157,660 | ||||||||||
1,850 | Atlanta, GA Wtr & Wastewtr Rev, Ser A | 6.000 | 11/01/29 | 1,987,140 | ||||||||||
564 | Fulton Cnty, GA Lease Rev (Acquired 12/23/94, Cost $563,645) (d) | 7.250 | 06/15/10 | 568,177 | ||||||||||
1,500 | George L Smith II GA World Congress Cent Auth Rev Domed Stadium Proj Rfdg (NATL Insd) (AMT) | 5.500 | 07/01/20 | 1,517,790 | ||||||||||
2,635 | Georgia Muni Elec Auth Pwr Rev, Ser A (NATL Insd) | 6.500 | 01/01/20 | 3,124,346 | ||||||||||
5,815 | Georgia Muni Elec Auth Pwr Rev, Ser Y (NATL Insd) | 6.500 | 01/01/17 | 6,794,848 | ||||||||||
85 | Georgia Muni Elec Auth Pwr Rev, Ser Y (NATL Insd) (Prerefunded @ 1/01/14) | 6.500 | 01/01/17 | 100,669 | ||||||||||
2,400 | Putnam Cnty, GA Dev Auth Pollutn Ctl Rev GA Pwr Co, Ser 1 | 5.100 | 06/01/23 | 2,456,616 | ||||||||||
28,863,867 | ||||||||||||||
Hawaii 0.4% | ||||||||||||||
3,075 | Hawaii St Arpt Sys Rev, Ser A | 5.000 | 07/01/39 | 3,076,015 | ||||||||||
Idaho 0.5% | ||||||||||||||
1,000 | Idaho Hlth Fac Auth Rev Saint Lukes Hlth Sys Proj, Ser A | 6.500 | 11/01/23 | 1,127,960 | ||||||||||
1,500 | Idaho Hlth Fac Auth Rev Saint Lukes Hlth Sys Proj, Ser A | 6.750 | 11/01/37 | 1,658,145 | ||||||||||
1,270 | Idaho Hlth Fac Auth Rev Vly Vista Care Corp Rfdg (f) | 6.125 | 11/15/27 | 1,112,520 | ||||||||||
3,898,625 | ||||||||||||||
Illinois 11.2% | ||||||||||||||
1,910 | Bartlett, IL Tax Increment Rev Sr Lien Quarry Redev Proj Rfdg | 5.600 | 01/01/23 | 1,613,511 | ||||||||||
2,000 | Chicago, IL Brd Ed (FGIC Insd) (Prerefunded @ 12/01/10) | 5.500 | 12/01/31 | 2,061,520 | ||||||||||
5,900 | Chicago, IL Brd Ed Rfdg, Ser C (AGM Insd) | 5.000 | 12/01/27 | 6,137,770 | ||||||||||
5,775 | Chicago, IL Brd Ed Rfdg, Ser C (AGM Insd) (a) | 5.000 | 12/01/27 | 6,007,790 | ||||||||||
4,400 | Chicago, IL OHare Intl Arpt Rev Gen Arpt Third Lien (AGL Insd (a) | 5.250 | 01/01/24 | 4,644,332 | ||||||||||
11,500 | Chicago, IL OHare Intl Arpt Rev Gen Arpt Third Lien (AGL Insd (a) | 5.250 | 01/01/25 | 12,085,120 | ||||||||||
5,700 | Chicago, IL OHare Intl Arpt Rev, Ser A (FSA Insd) (a) | 5.000 | 01/01/33 | 5,830,815 | ||||||||||
1,130 | Chicago, IL Proj & Rfdg, Ser A (NATL Insd) (Prerefunded @ 1/01/11) | 5.000 | 01/01/31 | 1,138,012 | ||||||||||
685 | Chicago, IL Rfdg, Ser B (AMBAC Insd) | 5.125 | 01/01/15 | 771,488 | ||||||||||
3,500 | Chicago, IL, Ser A (AGL Insd) (a) | 5.250 | 01/01/25 | 3,810,450 | ||||||||||
3,500 | Du Page Cnty, IL Fst Presv Dist | * | 11/01/10 | 3,490,935 | ||||||||||
1,300 | Granite City, Madison Cnty, IL Disp Rev Waste Mgmt Inc Proj (AMT) (b) | 4.875 | 05/01/27 | 1,300,494 | ||||||||||
2,310 | Illinois Dev Fin Auth Rev Adventist Hlth, Ser A (NATL Insd) | 5.500 | 11/15/13 | 2,496,671 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Illinois (Continued) | ||||||||||||||
$ | 2,500 | Illinois Dev Fin Auth Rev Adventist Hlth, Ser A (NATL Insd) | 5.500 | % | 11/15/15 | $ | 2,726,175 | |||||||
1,860 | Illinois Fin Auth Hosp Rev Rfdg Kish Hlth Sys Oblig Group | 5.500 | 10/01/22 | 1,898,837 | ||||||||||
400 | Illinois Fin Auth Rev Christian Homes Inc Rfdg, Ser A | 5.750 | 05/15/31 | 309,744 | ||||||||||
1,000 | Illinois Fin Auth Rev IL Fin Auth Roosevelt Univ | 5.500 | 04/01/37 | 952,790 | ||||||||||
3,500 | Illinois Fin Auth Rev Northwestern Mem Hosp, Ser A (a) | 5.375 | 08/15/24 | 3,763,270 | ||||||||||
2,000 | Illinois Fin Auth Rev Northwestern Mem Hosp, Ser A (a) | 5.750 | 08/15/30 | 2,169,020 | ||||||||||
4,500 | Illinois Fin Auth Rev Osf Hlthcare Sys, Ser A | 5.750 | 11/15/37 | 4,516,245 | ||||||||||
1,900 | Illinois Fin Auth Rev Riverside Hlth Sys | 6.250 | 11/15/35 | 1,998,876 | ||||||||||
2,885 | Illinois Fin Auth Rev Rush Univ Med Ctr Oblig Grp, Ser A | 7.250 | 11/01/38 | 3,253,472 | ||||||||||
4,500 | Illinois Fin Auth Rev Sherman Hlth Sys 2007, Ser A | 5.500 | 08/01/37 | 4,087,665 | ||||||||||
1,330 | Illinois Fin Auth Solid Waste Rev Disp Waste Mgmt Inc Proj, Ser A (AMT) | 5.050 | 08/01/29 | 1,302,642 | ||||||||||
1,250 | Illinois Hlth Fac Auth Rev Evangelical Hosp, Ser C (AGM Insd) | 6.750 | 04/15/17 | 1,506,737 | ||||||||||
2,085 | Illinois Hlth Fac Auth Rev South Suburban Hosp (e) | 7.000 | 02/15/18 | 2,524,893 | ||||||||||
775 | Will-Kankakee Regl Dev Auth IL Multi-Family Hsg Rev Sr Estates Supportive Living (AMT) | 7.000 | 12/01/42 | 688,805 | ||||||||||
1,500 | Yorkville, IL Utd City Spl Svc Area Spl Tax No 2006-113 Cannonball/Beecher | 5.750 | 03/01/28 | 1,357,140 | ||||||||||
84,445,219 | ||||||||||||||
Indiana 2.0% | ||||||||||||||
1,065 | Crown Point, IN Econ Dev Rev Temp Wittenberg Vlg Proj, Ser C-1 | 7.250 | 11/15/14 | 1,067,268 | ||||||||||
2,200 | Indiana Fin Auth Hosp Rev Deaconess Hosp Oblig, Ser A | 6.750 | 03/01/39 | 2,377,430 | ||||||||||
5,600 | Indiana Hlth & Ed Fac Fin Auth Rev Ascension Hlth Sr Credit (a) | 5.000 | 11/15/36 | 5,684,112 | ||||||||||
2,500 | Indiana St Fin Auth Environmental Fac Rev IN Pwr & LT Co Proj Rfdg, Ser A | 4.900 | 01/01/16 | 2,686,450 | ||||||||||
1,280 | North Adams, IN Cmnty Sch Renovation Bldg Corp Cap Apprec First Mtg (AGM Insd) | * | 01/15/19 | 929,920 | ||||||||||
1,500 | Petersburg, IN Pollutn Ctl Rev IN Pwr & Lt (AMT) | 5.950 | 12/01/29 | 1,509,900 | ||||||||||
500 | Vigo Cnty, IN Hosp Auth Rev Un Hosp Inc (c) | 5.750 | 09/01/42 | 431,625 | ||||||||||
14,686,705 | ||||||||||||||
Iowa 1.5% | ||||||||||||||
1,685 | Des Moines, IA Pub Pkg Sys, Ser A (NATL Insd) | 5.750 | 06/01/15 | 1,691,285 | ||||||||||
1,785 | Des Moines, IA Pub Pkg Sys, Ser A (NATL Insd) | 5.750 | 06/01/16 | 1,791,658 | ||||||||||
500 | Jefferson Cnty, IA Hosp Rev Jefferson Cnty Hosp Proj, Ser C | 5.950 | 08/01/37 | 414,475 | ||||||||||
1,410 | Tobacco Settlement Auth IA Tob Settlement Rev Asset Bkd, Ser C | 5.375 | 06/01/38 | 1,047,912 | ||||||||||
5,950 | Tobacco Settlement Auth IA Tob Settlement Rev Asset Bkd, Ser C | 5.500 | 06/01/42 | 4,394,611 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Iowa (Continued) | ||||||||||||||
$ | 2,250 | Tobacco Settlement Auth IA Tob Settlement Rev Asset Bkd, Ser C | 5.625 | % | 06/01/46 | $ | 1,683,180 | |||||||
11,023,121 | ||||||||||||||
Kansas 1.7% | ||||||||||||||
2,100 | Burlington, KS Environmental Impt Rev KC Pwr Lt Rfdg, Ser B (Syncora Gtd) (b) | 5.000 | 12/01/23 | 2,167,725 | ||||||||||
3,800 | Kansas St Dev Fin Auth Hosp Rev Adventist Hlth | 5.750 | 11/15/38 | 4,076,678 | ||||||||||
1,250 | Lenexa, KS Hlthcare Fac Rev Rfdg & Impt | 5.500 | 05/15/39 | 1,024,225 | ||||||||||
3,300 | Manhattan, KS Hlthcare Fac Rev Meadowlark Hills Retirement, Ser A | 5.000 | 05/15/24 | 2,952,147 | ||||||||||
1,650 | Manhattan, KS Hlthcare Fac Rev Meadowlark Hills Retirement, Ser A | 5.000 | 05/15/36 | 1,284,756 | ||||||||||
700 | Manhattan, KS Hlthcare Fac Rev Meadowlark Hills Retirement, Ser B | 5.125 | 05/15/42 | 538,202 | ||||||||||
1,075 | Olathe, KS Sr Living Fac Rev Catholic Care Campus Inc, Ser A | 6.000 | 11/15/38 | 954,966 | ||||||||||
12,998,699 | ||||||||||||||
Kentucky 1.9% | ||||||||||||||
2,400 | Kentucky Econ Dev Fin Auth Hosp Fac Rev Owensboro Med Hlth Sys, Ser A | 6.500 | 03/01/45 | 2,487,816 | ||||||||||
2,300 | Kentucky Econ Dev Fin Auth Louisville Arena Proj Rev Louisville Arena Sub, Ser A-1 (AGL Insd) | 5.750 | 12/01/28 | 2,499,479 | ||||||||||
2,470 | Kentucky St Ppty & Bldg Commn Rev Rfdg Proj No 93 (AGL Insd) | 5.250 | 02/01/24 | 2,720,508 | ||||||||||
2,780 | Kentucky St Ppty & Bldg Commn Rev Rfdg Proj No 93 (AGL Insd) | 5.250 | 02/01/25 | 3,055,859 | ||||||||||
3,915 | Louisville & Jefferson Cnty, KY Metro Govt Hlth Sys Rev Norton Hlthcare Inc | 5.250 | 10/01/36 | 3,870,682 | ||||||||||
14,634,344 | ||||||||||||||
Louisiana 1.0% | ||||||||||||||
1,482 | Lakeshore Vlg Master Cmnty Dev Dist LA Spl Assmt | 5.250 | 07/01/17 | 895,528 | ||||||||||
3,100 | Louisiana St Ctzn Ppty Ins Corp Assmt Rev, Ser C-2 (AGL Insd) | 6.750 | 06/01/26 | 3,561,001 | ||||||||||
2,750 | Rapides Fin Auth LA Rev Cleco Pwr Proj (AMT) (b) | 5.250 | 11/01/37 | 2,907,685 | ||||||||||
7,364,214 | ||||||||||||||
Maryland 1.5% | ||||||||||||||
1,050 | Gaithersburg, MD Econ Dev Rev Asbury MD Oblig Group A | 5.125 | 01/01/36 | 903,430 | ||||||||||
1,565 | Maryland St Econ Dev Corp Econ Dev Rev Term Proj, Ser B | 5.750 | 06/01/35 | 1,604,641 | ||||||||||
1,110 | Maryland St Econ Dev Corp Econ Dev Rev Trans Fac Proj, Ser A | 5.375 | 06/01/25 | 1,128,526 | ||||||||||
2,500 | Maryland St Hlth & Higher Ed Fac Auth Rev MD Inst College of Art | 5.000 | 06/01/40 | 2,327,425 | ||||||||||
2,250 | Maryland St Hlth & Higher Ed Fac Auth Rev Mercy Med Ctr, Ser A | 5.500 | 07/01/42 | 2,170,958 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Maryland (Continued) | ||||||||||||||
$ | 2,250 | Maryland St Trans Auth Arpt Baltimore/WA Intl Arpt, Ser B (AMBAC Insd) (AMT) | 5.125 | % | 03/01/24 | $ | 2,237,715 | |||||||
1,175 | Prince Georges Cnty, MD Spl Oblig Natl Harbor Proj | 5.200 | 07/01/34 | 1,013,990 | ||||||||||
11,386,685 | ||||||||||||||
Massachusetts 3.8% | ||||||||||||||
3,500 | Massachusetts Dev Fin Agy Sr Living Fac Rev, Ser B2 | 6.250 | 06/01/14 | 3,504,445 | ||||||||||
350 | Massachusetts St Dev Fin Agy Rev Linden Ponds Inc Fac, Ser A | 5.750 | 11/15/35 | 258,545 | ||||||||||
750 | Massachusetts St Dev Fin Agy Rev Linden Ponds Inc Fac, Ser A | 5.750 | 11/15/42 | 538,425 | ||||||||||
2,700 | Massachusetts St Hlth & Ed Fac Auth Rev Berklee College Music, Ser A | 5.000 | 10/01/32 | 2,740,014 | ||||||||||
7,000 | Massachusetts St Hlth & Ed Fac Auth Rev Harvard Univ, Ser B (a) | 5.000 | 10/01/38 | 7,429,240 | ||||||||||
395 | Massachusetts St Hlth & Ed Fac Auth Rev Hlthcare Sys Covenant | 6.000 | 07/01/31 | 402,695 | ||||||||||
750 | Massachusetts St Hlth & Ed Fac Auth Rev MA Inst Tech, Ser A | 5.000 | 07/01/38 | 794,625 | ||||||||||
1,610 | Massachusetts St Hlth & Ed Fac Auth Rev Univ MA Mem Issue, Ser D | 5.000 | 07/01/33 | 1,491,246 | ||||||||||
5,740 | Massachusetts St Sch Bldg Auth Dedicated Sales Tax Rev, Ser A (AMBAC Insd) (a) | 4.500 | 08/15/35 | 5,732,079 | ||||||||||
3,850 | Massachusetts St Sch Bldg Auth Dedicated Sales Tax Rev, Ser A (AGM Insd) (a) | 5.000 | 08/15/30 | 4,036,456 | ||||||||||
1,800 | Massachusetts St Wtr Res Auth, Ser B | 5.000 | 08/01/22 | 2,033,460 | ||||||||||
28,961,230 | ||||||||||||||
Michigan 4.7% | ||||||||||||||
3,015 | Detroit, MI Downtown Dev Auth Tax Increment Rev, Ser C1 (f) | * | 07/01/17 | 2,096,149 | ||||||||||
3,050 | Detroit, MI Downtown Dev Auth Tax Increment Rev, Ser C1 (f) | * | 07/01/18 | 1,976,705 | ||||||||||
3,050 | Detroit, MI Downtown Dev Auth Tax Increment Rev, Ser C1 (f) | * | 07/01/19 | 1,848,757 | ||||||||||
3,050 | Detroit, MI Downtown Dev Auth Tax Increment Rev, Ser C1 (f) | * | 07/01/22 | 1,515,606 | ||||||||||
3,050 | Detroit, MI Downtown Dev Auth Tax Increment Rev, Ser C1 (f) | * | 07/01/23 | 1,414,559 | ||||||||||
3,050 | Detroit, MI Downtown Dev Auth Tax Increment Rev, Ser C1 (f) | * | 07/01/24 | 1,316,166 | ||||||||||
3,925 | Detroit, MI Sew Disp Rev Sr Lien Rfdg, Ser C-1 (AGM Insd) | 7.000 | 07/01/27 | 4,587,697 | ||||||||||
3,500 | Grand Rapids, MI Downtown Dev Cap Apprec (NATL Insd) | * | 06/01/15 | 2,881,060 | ||||||||||
2,765 | Grand Rapids, MI Downtown Dev Cap Apprec (NATL Insd) | * | 06/01/16 | 2,140,359 | ||||||||||
1,350 | Kent Hosp Fin Auth MI Rev Spectrum Hlth, Ser A (b) | 5.250 | 01/15/47 | 1,480,748 | ||||||||||
600 | Kent Hosp Fin Auth MI Rev Spectrum Hlth, Ser A (b) | 5.500 | 01/15/47 | 669,120 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Michigan (Continued) | ||||||||||||||
$ | 2,500 | Michigan St Strategic Fd Detroit Edison Pollutn Ctl Rfdg (AMBAC Insd) (b) | 4.850 | % | 09/01/30 | $ | 2,563,350 | |||||||
1,000 | Michigan St Strategic Fd Detroit Edison Polutnl Ctl Rfdg, Ser B (AMT) | 5.650 | 09/01/29 | 1,001,310 | ||||||||||
2,250 | Michigan St Strategic Fd Ltd Oblig Rev Detroit Edison Co Proj Rfdg, Ser A (Syncora Gtd) (AMT) | 5.500 | 06/01/30 | 2,170,395 | ||||||||||
2,500 | Michigan St Strategic Fd Ltd Oblig Rev Detroit Edison Co Proj Rfdg, Ser C (Syncora Gtd) (AMT) | 5.450 | 12/15/32 | 2,390,325 | ||||||||||
7,000 | Michigan Tob Settlement Fin Auth Tob Settlement Asset Sr, Ser A | 6.000 | 06/01/48 | 5,370,610 | ||||||||||
35,422,916 | ||||||||||||||
Minnesota 1.4% | ||||||||||||||
1,380 | Annandale, MN Econ Dev Auth Sr Hsg & Hlthcare Rev Annandale Care Ctr Proj, Ser A | 5.900 | 11/01/37 | 1,277,852 | ||||||||||
525 | Chisago, MN Hlthcare Fac Rev CDL Homes LLC Proj | 6.000 | 08/01/42 | 508,945 | ||||||||||
2,750 | Minneapolis, MN Hlthcare Sys Rev Fairview Hlth Svc, Ser A | 6.375 | 11/15/23 | 3,124,798 | ||||||||||
1,850 | Minneapolis, MN Hlthcare Sys Rev Fairview Hlth Svc, Ser A | 6.625 | 11/15/28 | 2,074,627 | ||||||||||
50 | Minnesota Agric & Econ Dev Brd Rev Hlthcare Sys (NATL Insd) | 5.750 | 11/15/26 | 50,018 | ||||||||||
300 | North Oaks, MN Sr Hsg Rev Presbyterian Homes North Oaks | 6.000 | 10/01/27 | 300,159 | ||||||||||
775 | North Oaks, MN Sr Hsg Rev Presbyterian Homes North Oaks | 6.000 | 10/01/33 | 756,873 | ||||||||||
2,200 | Saint Paul, MN Hsg & Redev Auth Hlthcare Fac Rev Hlth Partners Oblig Grp Proj | 5.250 | 05/15/36 | 2,055,152 | ||||||||||
10,148,424 | ||||||||||||||
Missouri 2.1% | ||||||||||||||
245 | Cape Girardeau Cnty, MO Indl Dev Auth Hlthcare Fac Rev Southeast MO Hosp Assoc | 5.625 | 06/01/27 | 236,518 | ||||||||||
1,700 | Cass Cnty, MO Hosp Rev | 5.625 | 05/01/38 | 1,525,359 | ||||||||||
625 | Cole Cnty, MO Indl Dev Auth Sr Living Fac Rev Lutheran Sr Svc Heisinger Proj | 5.500 | 02/01/35 | 606,050 | ||||||||||
2,500 | Joplin, MO Indl Dev Auth Indl Rev Christian Homes Inc Rfdg, Ser F | 5.750 | 05/15/26 | 1,998,450 | ||||||||||
1,000 | Joplin, MO Indl Dev Auth Indl Rev Christian Homes Inc Rfdg, Ser F | 5.750 | 05/15/31 | 774,360 | ||||||||||
2,500 | Kirkwood, MO Indl Dev Auth Retirement Cmnty Rev Temp 75 Aberdeen Hts, Ser C-1 | 7.500 | 11/15/16 | 2,509,575 | ||||||||||
1,200 | Maryland Heights, MO Tax Increment Rev South Heights Redev Proj Rfdg, Ser A | 5.500 | 09/01/18 | 1,141,356 | ||||||||||
1,250 | Saint Louis Cnty, MO Indl Dev Auth Sr Living Fac Rev Friendship Vlg West Cnty, Ser A | 5.375 | 09/01/21 | 1,231,675 | ||||||||||
975 | Saint Louis Cnty, MO Indl Dev Auth Sr Living Fac Rev Saint Andrews Res for Srs, Ser A | 6.375 | 12/01/30 | 851,604 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Missouri (Continued) | ||||||||||||||
$ | 2,335 | Saint Louis Cnty, MO Indl Dev Auth Sr Living Fac Rev Saint Andrews Res for Srs, Ser A | 6.375 | % | 12/01/41 | $ | 1,995,818 | |||||||
900 | Saint Louis, MO Indl Dev Auth Tax Increment & Cmnty Impt Dist Loughborough Com Redev Rfdg | 5.750 | 11/01/27 | 832,257 | ||||||||||
2,345 | Springfield, MO Pub Bldg Corp Leasehold Rev Springfield Branson Arpt, Ser B (AMBAC Insd) (AMT) | 4.550 | 07/01/29 | 2,252,607 | ||||||||||
15,955,629 | ||||||||||||||
Nebraska 0.4% | ||||||||||||||
2,615 | Omaha Pub Dist NE Elec Rev Sub Sys, Ser A (a) | 5.000 | 02/01/34 | 2,674,021 | ||||||||||
Nevada 2.3% | ||||||||||||||
3,000 | Clark Cnty, NV Indl Dev Rev Southwest Gas Corp Proj, Ser A (AMBAC Insd) (AMT) | 5.250 | 07/01/34 | 2,750,310 | ||||||||||
70 | Clark Cnty, NV Indl Dev Rev Southwest Gas Corp Proj, Ser A (BHAC Insd) (AMT) | 4.750 | 09/01/36 | 62,380 | ||||||||||
3,500 | Clark Cnty, NV Indl Dev Southwest Gas Corp Proj, Ser D1 (NATL Insd) (AMT) | 5.250 | 03/01/38 | 3,194,100 | ||||||||||
4,300 | Nevada St Cap Impt & Cultural Affairs, Ser C (a) | 5.000 | 06/01/22 | 4,624,607 | ||||||||||
3,300 | Nevada St Cap Impt & Cultural Affairs, Ser C (a) | 5.000 | 06/01/23 | 3,531,165 | ||||||||||
3,460 | Reno, NV Hosp Rev Renown Regl Med Ctr Proj, Ser A | 5.250 | 06/01/37 | 3,228,214 | ||||||||||
17,390,776 | ||||||||||||||
New Hampshire 0.5% | ||||||||||||||
1,000 | New Hampshire Hlth & Ed Fac Auth Rev Derryfield Sch (Prerefunded @ 7/01/10) | 7.000 | 07/01/30 | 1,030,260 | ||||||||||
1,050 | New Hampshire St Business Fin Auth Pollutn Ctl Rev Utd Illum Co Proj (AMT) (b) | 7.125 | 07/01/27 | 1,110,900 | ||||||||||
750 | New Hampshire St Business Fin Auth Pollutn Ctl Rev Utd Illum Rfdg, Ser A (AMT) (b) | 6.875 | 12/01/29 | 800,108 | ||||||||||
850 | New Hampshire St Business Fin Auth Wtr Fac Rev Pennichuck Wtrwks Inc (AMBAC Insd) (AMT) | 6.300 | 05/01/22 | 850,986 | ||||||||||
3,792,254 | ||||||||||||||
New Jersey 5.6% | ||||||||||||||
375 | Burlington Cnty, NJ Brdg Cmnty Econ Dev Rev The Evergreens Proj | 5.625 | 01/01/38 | 324,506 | ||||||||||
25,000 | New Jersey Econ Dev Auth St Contract Econ Recovery (NATL Insd) | 5.900 | 03/15/21 | 29,306,250 | ||||||||||
2,000 | New Jersey Hlthcare Fac Fin Auth Rev Holy Name Hosp | 5.000 | 07/01/36 | 1,742,200 | ||||||||||
2,300 | New Jersey Hlthcare Fac Fin Auth Rev Saint Peters Univ Hosp Oblig | 5.750 | 07/01/37 | 2,293,514 | ||||||||||
2,095 | New Jersey St Trans Tr Fd Auth Trans Sys, Ser A | 5.750 | 06/15/17 | 2,417,860 | ||||||||||
4,500 | Tobacco Settlement Fin Corp NJ, Ser 1-A | 4.750 | 06/01/34 | 3,227,175 | ||||||||||
3,950 | Tobacco Settlement Fin Corp NJ, Ser 1-A | 5.000 | 06/01/41 | 2,745,369 | ||||||||||
42,056,874 | ||||||||||||||
New Mexico 0.5% | ||||||||||||||
1,250 | Jicarilla, NM Apache Nation Rev, Ser A (Acquired 10/23/03, Cost $1,275,475) (d) | 5.500 | 09/01/23 | 1,311,025 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
New Mexico (Continued) | ||||||||||||||
$ | 2,050 | New Mexico St Hosp Equip Ln Council Hosp Rev Presbyterian Hlthcare Svc, Ser A (a) | 6.375 | % | 08/01/32 | $ | 2,282,470 | |||||||
3,593,495 | ||||||||||||||
New York 12.8% | ||||||||||||||
2,070 | Brooklyn Arena Loc Dev Corp NY Barclays Ctr Proj | 6.250 | 07/15/40 | 2,131,996 | ||||||||||
860 | Brooklyn Arena Loc Dev Corp NY Barclays Ctr Proj | 6.375 | 07/15/43 | 884,648 | ||||||||||
4,000 | Metropolitan Trans Auth NY Dedicated Tax Fd, Ser B | 5.250 | 11/15/28 | 4,324,040 | ||||||||||
2,500 | Metropolitan Trans Auth NY Rev Rfdg, Ser A (NATL Insd) | 5.250 | 11/15/31 | 2,555,350 | ||||||||||
2,400 | New York City Hsg Dev Corp Multi-Family Hsg Rev, Ser E1 (AMT) | 5.350 | 11/01/37 | 2,438,520 | ||||||||||
3,000 | New York City Indl Dev Agy Rev Liberty 7 World Trade Ctr Proj, Ser B | 6.750 | 03/01/15 | 3,054,120 | ||||||||||
8,450 | New York City Mun Fin Auth Wtr & Swr Rev, Ser AA (a) | 5.000 | 06/15/22 | 9,409,413 | ||||||||||
14,930 | New York City Trans Auth Trans Fac Livingston Plaza Proj Rfdg, Ser 1993 (AGM Insd) (e) | 5.400 | 01/01/18 | 17,389,120 | ||||||||||
5,300 | New York City Trans Fin Auth Bldg Aid Rev Fiscal 2009, Ser S-3 | 5.250 | 01/15/39 | 5,638,405 | ||||||||||
7,225 | New York, NY Sub, Ser I-1 (a) | 5.000 | 02/01/26 | 7,712,037 | ||||||||||
2,500 | New York St Dorm Auth Lease Rev Muni Hlth Fac Impt Pgm, Ser A (AGM Insd) | 5.500 | 05/15/25 | 2,503,400 | ||||||||||
2,680 | New York St Dorm Auth Rev City Univ Sys, Ser C | 7.500 | 07/01/10 | 2,711,678 | ||||||||||
2,500 | New York St Dorm Auth Rev Hosp (NATL Insd) | 5.000 | 08/01/33 | 2,534,200 | ||||||||||
3,000 | New York St Dorm Auth Rev Non St Supported Debt Sch Dist Fin Prog, Ser C (AGL Insd) | 5.000 | 10/01/24 | 3,255,510 | ||||||||||
2,790 | New York St Loc Assistance Corp Rfdg, Ser E | 6.000 | 04/01/14 | 3,148,682 | ||||||||||
2,800 | New York St Twy Auth St Pers Income Tax Rev Trans, Ser A (a) | 5.000 | 03/15/26 | 3,079,804 | ||||||||||
3,100 | New York St Twy Auth St Pers Income Tax Rev Trans, Ser A (a) | 5.000 | 03/15/27 | 3,390,129 | ||||||||||
1,155 | New York St Urban Dev Corp Rev Correctional Fac Rfdg | 5.500 | 01/01/13 | 1,212,993 | ||||||||||
6,050 | Port Auth NY & NJ Cons 144th (a) | 5.000 | 10/01/35 | 6,302,406 | ||||||||||
6,050 | Port Auth NY & NJ, Ser 1546 (a) | 5.000 | 10/01/35 | 6,302,406 | ||||||||||
3,000 | Port Auth NY & NJ Spl Oblig Rev Spl Proj JFK Intl Arpt Term 6 (NATL Insd) (AMT) | 5.750 | 12/01/22 | 2,999,730 | ||||||||||
3,000 | Port Auth NY & NJ Spl Oblig Rev Spl Proj JFK Intl Arpt Term 6 (NATL Insd) (AMT) | 5.750 | 12/01/25 | 2,999,700 | ||||||||||
950 | Seneca Nation Indians Cap Impt Auth NY Spl Oblig, Ser A (c) | 5.000 | 12/01/23 | 792,205 | ||||||||||
96,770,492 | ||||||||||||||
North Carolina 3.7% | ||||||||||||||
1,350 | North Carolina Med Care Commn Retirement Fac Rev First Mtg Southminster Proj, Ser A | 5.750 | 10/01/37 | 1,194,521 | ||||||||||
25,000 | North Carolina Muni Pwr Agy No 1 Catawba Elec Rev Rfdg (NATL Insd) | 6.000 | 01/01/12 | 26,955,250 | ||||||||||
28,149,771 | ||||||||||||||
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
North Dakota 0.2% | ||||||||||||||
$ | 1,500 | Ward Cnty, ND Hlthcare Fac Rev Trinity Obligated Group Rfdg | 5.125 | % | 07/01/29 | $ | 1,343,685 | |||||||
Ohio 8.8% | ||||||||||||||
1,000 | Buckeye, OH Tob Settlement Fin Auth Asset Bkd Sr Turbo, Ser A-2 | 5.125 | 06/01/24 | 923,800 | ||||||||||
5,230 | Buckeye, OH Tob Settlement Fin Auth Asset Bkd Sr Turbo, Ser A-2 | 5.750 | 06/01/34 | 4,115,016 | ||||||||||
7,595 | Buckeye, OH Tob Settlement Fin Auth Asset Bkd Sr Turbo, Ser A-2 | 5.875 | 06/01/30 | 6,431,370 | ||||||||||
1,700 | Buckeye, OH Tob Settlement Fin Auth Asset Bkd Sr Turbo, Ser A-2 | 5.875 | 06/01/47 | 1,276,054 | ||||||||||
450 | Cuyahoga Cnty, OH Hlthcare & Indpt Living Fac Rev Eliza Jennings Sr Care, Ser A | 5.750 | 05/15/27 | 385,128 | ||||||||||
1,000 | Delaware Cnty, OH Cap Fac (Prerefunded @ 12/01/10) | 6.000 | 12/01/25 | 1,043,670 | ||||||||||
4,525 | Lorain Cnty Ohio Hosp Rev Fac Catholic (AGM Insd) (a) | 5.000 | 02/01/24 | 4,713,014 | ||||||||||
4,500 | Lorain Cnty Ohio Hosp Rev Fac Catholic (AGM Insd) (a) | 5.000 | 02/01/24 | 4,686,930 | ||||||||||
4,800 | Lorain Cnty Ohio Hosp Rev Rfdg Catholic (AGM Insd) (a) | 5.000 | 04/01/24 | 4,999,440 | ||||||||||
1,625 | Montgomery Cnty, OH Rev Catholic Hlth, Ser C (AGM Insd) (a) | 5.000 | 10/01/41 | 1,629,225 | ||||||||||
2,370 | Montgomery Cnty, OH Rev Miami Vly Hosp, Ser A | 6.000 | 11/15/28 | 2,505,540 | ||||||||||
1,465 | Montgomery Cnty, OH Rev Miami Vly Hosp, Ser A | 6.250 | 11/15/39 | 1,543,407 | ||||||||||
8,000 | Ohio St Air Quality Dev Auth Rev Dayton Pwr (BHAC Insd) (AMT) (a) | 4.800 | 09/01/36 | 8,038,160 | ||||||||||
4,300 | Ohio St Air Quality Dev Auth Rev Pollutn Ctl First Energy Rfdg, Ser C | 5.625 | 06/01/18 | 4,576,705 | ||||||||||
1,775 | Ohio St Higher Ed Fac Commn Rev Summa Hlth Sys 2010 Proj (h) | 5.750 | 11/15/35 | 1,757,250 | ||||||||||
3,000 | Ohio St Higher Ed Fac Commn Rev Univ Hosp Hlth Sys, Ser 2009A | 6.750 | 01/15/39 | 3,207,180 | ||||||||||
4,000 | Ohio St Hosp Fac Rev Cleveland Clinic Hlth, Ser B (a) | 5.000 | 01/01/27 | 4,147,880 | ||||||||||
3,075 | Ohio St Hsg Fin Agy Residential Mtg Rev Bkd Secs Pgm, Ser D (GNMA Collateralized) (AMT) (a) | 5.300 | 09/01/28 | 3,172,201 | ||||||||||
2,358 | Ohio St Hsg Fin Agy Residential Mtg Rev Bkd Secs Pgm, Ser D (GNMA Collateralized) (AMT) (a) | 5.400 | 03/01/33 | 2,424,213 | ||||||||||
3,137 | Ohio St Hsg Fin Agy Residential Mtg Rev Bkd Secs Pgm, Ser F (GNMA Collateralized) (a) | 5.500 | 09/01/39 | 3,272,550 | ||||||||||
1,500 | Ohio St Wtr Dev Auth Pollutn Ctl Fac Rev Rfdg First Energy, Ser A (b) | 5.875 | 06/01/33 | 1,639,785 | ||||||||||
66,488,518 | ||||||||||||||
Oklahoma 0.7% | ||||||||||||||
2,175 | Chickasaw Nation, OK Hlth Sys (c) | 6.250 | 12/01/32 | 2,190,638 | ||||||||||
1,500 | Jenks, OK Aquarium Auth Rev First Mtg (NATL Insd) (Prerefunded @ 7/01/10) | 6.100 | 07/01/30 | 1,529,850 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Oklahoma (Continued) | ||||||||||||||
$ | 1,575 | Oklahoma City, OK Arpt Tr Jr Lien 27th, Ser B (AGM Insd) (AMT) | 5.750 | % | 07/01/16 | $ | 1,584,088 | |||||||
5,304,576 | ||||||||||||||
Oregon 0.3% | ||||||||||||||
1,985 | Portland, OR Urban Renewal & Redev Downtown Wtrfront, Ser A (AMBAC Insd) | 5.750 | 06/15/16 | 2,014,795 | ||||||||||
Pennsylvania 0.8% | ||||||||||||||
1,375 | Allegheny Cnty, PA Hosp Dev Auth Rev Hlth Sys West PA, Ser A | 5.000 | 11/15/28 | 1,167,045 | ||||||||||
230 | Allegheny Cnty, PA San Auth Swr Rev (NATL Insd) | 5.500 | 12/01/30 | 233,319 | ||||||||||
875 | Montgomery Cnty, PA Indl Dev Auth Rev Mtg Whitemarsh Continuing Care | 6.250 | 02/01/35 | 652,776 | ||||||||||
1,825 | Pennsylvania St Tpk Com Tpk Rev Sub, Ser A (AGL Insd) | 5.000 | 06/01/39 | 1,874,549 | ||||||||||
1,000 | Philadelphia, PA Auth Indl Dev PA Arpt Sys Proj, Ser A (NATL Insd) (AMT) | 5.125 | 07/01/19 | 1,010,450 | ||||||||||
1,115 | Ridley Park, PA Hosp Auth Rev Taylor Hosp, Ser A (e) | 6.000 | 12/01/13 | 1,219,743 | ||||||||||
6,157,882 | ||||||||||||||
Rhode Island 0.4% | ||||||||||||||
3,000 | Tobacco Settlement Fin Corp, Ser A | 6.250 | 06/01/42 | 2,879,760 | ||||||||||
South Carolina 4.8% | ||||||||||||||
2,375 | Berkeley Cnty, SC Sch Dist Ctf Partn Berkeley Sch Fac Grp Inc (NATL Insd) (e) | 5.250 | 02/01/16 | 2,723,673 | ||||||||||
3,375 | Charleston Ed Excellence Fin Corp SC Rev (a) | 5.250 | 12/01/25 | 3,532,579 | ||||||||||
10,125 | Charleston Ed Excellence Fin Corp SC Rev (a) | 5.250 | 12/01/26 | 10,638,743 | ||||||||||
1,840 | Myrtle Beach, SC Hospitality Fee Rev, Ser A (NATL Insd) | 5.375 | 06/01/21 | 1,928,633 | ||||||||||
1,935 | Myrtle Beach, SC Hospitality Fee Rev, Ser A (NATL Insd) | 5.375 | 06/01/22 | 2,016,386 | ||||||||||
1,400 | South Carolina Jobs Econ Dev Auth Hlth Fac Rev First Mtg Wesley Commons Rfdg | 5.300 | 10/01/36 | 1,103,662 | ||||||||||
3,000 | South Carolina Jobs Econ Dev Auth Hosp Fac Rev Palmetto Hlth Alliance Rfdg, Ser A | 6.250 | 08/01/31 | 3,074,820 | ||||||||||
1,000 | South Carolina Jobs Econ Dev Auth Hosp Rev Rfdg & Impt Anmed Hlth, Ser B (AGL Insd) | 5.500 | 02/01/38 | 1,045,830 | ||||||||||
4,500 | South Carolina Jobs Econ Dev Auth Indl Rev Elec & Gas Co Proj, Ser A (AMBAC Insd) | 5.200 | 11/01/27 | 4,688,685 | ||||||||||
3,750 | South Carolina Jobs Econ Dev Auth Indl Rev Elec & Gas Co Proj, Ser B (AMBAC Insd) (AMT) | 5.450 | 11/01/32 | 3,750,000 | ||||||||||
750 | South Carolina Jobs Econ Dev Auth Rev Woodlands at Furman Proj, Ser A | 6.000 | 11/15/27 | 597,300 | ||||||||||
1,395 | Tobacco Settlement Rev Mgmt Auth SC Tob Settlement Rev Rfdg | 5.000 | 06/01/18 | 1,396,437 | ||||||||||
36,496,748 | ||||||||||||||
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
South Dakota 0.1% | ||||||||||||||
$ | 565 | South Dakota St Hlth & Ed Fac | ||||||||||||
Auth Rev Vocational Ed Prog, Ser A (AMBAC Insd) | 5.400 | % | 08/01/13 | $ | 569,458 | |||||||||
Tennessee 2.3% | ||||||||||||||
4,345 | Chattanooga, TN Hlth Ed & Hsg Fac Brd Rev CDFI Phase I LLC Proj Rfdg, Ser A | 5.125 | 10/01/35 | 3,878,043 | ||||||||||
3,500 | Johnson City, TN Hlth & Ed Fac Brd Hosp Rev First Mtg Mtn St Hlth Rfdg, Ser A (NATL Insd) (Prerefunded @ 7/01/12) | 7.500 | 07/01/25 | 3,919,895 | ||||||||||
5,345 | Johnson City, TN Hlth & Ed Fac Brd Hosp Rev First Mtg Mtn St Hlth, Ser A | 5.500 | 07/01/36 | 5,123,075 | ||||||||||
4,550 | Shelby Cnty, TN Hlth Ed & Hsg Fac Brd Rev Methodist, Ser B (AGM Insd) (a) | 5.250 | 09/01/27 | 4,755,569 | ||||||||||
17,676,582 | ||||||||||||||
Texas 16.0% | ||||||||||||||
2,375 | Alliance Arpt Auth Inc TX Spl Fac Rev FedEx Corp Proj Rfdg (AMT) | 4.850 | 04/01/21 | 2,357,021 | ||||||||||
1,000 | Brazos Riv, TX Hbr Nav Dist Brazoria Cnty Rev Rfdg Dow Chemical Co | 5.250 | 10/01/11 | 1,007,450 | ||||||||||
980 | Dallas Cnty, TX Flood Ctl Dist Rfdg | 6.750 | 04/01/16 | 1,043,230 | ||||||||||
1,875 | Dallas, TX Civic Ctr Rfdg & Impt (AGL Insd) | 5.000 | 08/15/18 | 2,056,425 | ||||||||||
2,200 | Dallas, TX Civic Ctr Rfdg & Impt (AGL Insd) | 5.000 | 08/15/19 | 2,405,458 | ||||||||||
4,000 | Dallas-Fort Worth, TX Intl Arpt Rev Impt & Rfdg, Ser A (BHAC Insd) (AMT) | 5.500 | 11/01/31 | 4,022,840 | ||||||||||
1,050 | Dallas-Fort Worth, TX Intl Arpt Rev Jt, Ser C (NATL Insd) (AMT) | 5.750 | 11/01/18 | 1,053,255 | ||||||||||
2,000 | Dallas-Fort Worth, TX Intl Arpt Rev Jt, Ser C (NATL Insd) (AMT) | 6.000 | 11/01/23 | 2,006,860 | ||||||||||
4,000 | Dallas-Fort Worth, TX Intl Arpt Rev, Ser A (NATL Insd) (AMT) | 5.750 | 11/01/30 | 4,003,400 | ||||||||||
7,960 | El Paso Cnty, TX Hosp Dist, Ser A (AGL Insd) (a) | 5.000 | 08/15/37 | 8,215,675 | ||||||||||
1,500 | Gulf Coast Waste Disp Auth TX Waste Mgmt, Ser D (AMT) | 4.550 | 04/01/12 | 1,545,000 | ||||||||||
1,200 | Harris Cnty, TX Hlth Fac Dev Corp Hosp Rev Rfdg Mem Hermann Hlthcare Sys, Ser B | 7.250 | 12/01/35 | 1,357,020 | ||||||||||
1,000 | Harris Cnty, TX Hlth Fac Dev Mem Hermann Hlthcare, Ser A (Prerefunded @ 6/01/11) | 6.375 | 06/01/29 | 1,073,470 | ||||||||||
1,550 | Harris Cnty, TX Indl Dev Corp Solid Waste Disp Rev Deer Pk Refng Proj | 5.000 | 02/01/23 | 1,575,668 | ||||||||||
1,000 | Harris Cnty, TX Sr Lien Toll Rd, Ser A (a) | 5.000 | 08/15/32 | 1,045,290 | ||||||||||
1,000 | Houston, TX Arpt Sys Rev Sub Lien, Ser A (AGM Insd) (AMT) | 5.625 | 07/01/30 | 1,000,500 | ||||||||||
12,800 | Houston, TX Util Sys Rev Rfdg Comb First Lien, Ser A (AGM Insd) (a) | 5.000 | 11/15/36 | 13,334,016 | ||||||||||
5,025 | Judson, TX Indpt Sch Dist Sch Bldg (AGL Insd) (a) | 5.000 | 02/01/37 | 5,154,846 | ||||||||||
1,650 | Lufkin, TX Hlth Fac Dev Corp Hlth Sys Rev Mem Hlth Sys East TX | 5.500 | 02/15/32 | 1,550,257 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Texas (Continued) | ||||||||||||||
$ | 1,250 | Lufkin, TX Hlth Fac Dev Corp Hlth Sys Rev Mem Hlth Sys East TX | 5.500 | % | 02/15/37 | $ | 1,160,812 | |||||||
1,825 | McLennan Cnty, TX Pub Fac Corp Proj Rev | 6.625 | 06/01/35 | 1,996,952 | ||||||||||
1,410 | Mesquite, TX Hlth Fac Dev Retirement Fac Christian Care Ctr | 5.625 | 02/15/35 | 1,255,746 | ||||||||||
1,100 | Metropolitan Hlth Fac Dev Corp TX Wilson N Jones Mem Hosp Proj (Prerefunded @ 1/01/11) | 7.200 | 01/01/21 | 1,145,265 | ||||||||||
1,500 | Metropolitan Hlth Fac Dev Corp TX Wilson N Jones Mem Hosp Proj (Prerefunded @ 1/01/11) | 7.250 | 01/01/31 | 1,562,205 | ||||||||||
1,500 | Mission, TX Econ Dev Corp Solid Waste Disp Rev Waste Mgmt Inc Proj (AMT) (b) | 6.000 | 08/01/20 | 1,634,400 | ||||||||||
3,450 | North Central, TX Hlth Fac Dev Corp Rev Hosp Childrens Med Ctr Dallas (AMBAC Insd) | 5.250 | 08/15/32 | 3,518,586 | ||||||||||
1,000 | North TX Twy Auth Rev Rfdg Sys First Tier, Ser B | 5.625 | 01/01/28 | 1,060,240 | ||||||||||
1,000 | North TX Twy Auth Rev Rfdg Sys First Tier, Ser B | 6.000 | 01/01/26 | 1,084,170 | ||||||||||
1,420 | North TX Twy Auth Rev Rfdg Sys First Tier, Ser B | 6.000 | 01/01/27 | 1,539,521 | ||||||||||
2,250 | North TX Twy Auth Rev Sys First Tier Rfdg, Ser L-2 (b) | 6.000 | 01/01/38 | 2,481,503 | ||||||||||
4,300 | North TX Twy Auth Rev Toll Second Tier Rfdg, Ser F | 5.750 | 01/01/33 | 4,545,100 | ||||||||||
1,000 | Tarrant Cnty, TX Cultural Ed Fac Fin Corp Retirement Fac Buckingham Sr Living Cmnty Inc | 5.625 | 11/15/27 | 920,950 | ||||||||||
4,200 | Tarrant Cnty, TX Cultural Ed Fac Fin Corp Retirement Fac Buckingham Sr Living Cmnty Inc | 5.750 | 11/15/37 | 3,748,920 | ||||||||||
7,000 | Tarrant Cnty, TX Cultural Ed Fac Fin Corp Retirement Fac Buckner Retirement Svc Inc Proj | 5.250 | 11/15/37 | 6,695,710 | ||||||||||
650 | Tarrant Cnty, TX Cultural Ed Fac Fin Corp Retirement Fac CC Young Mem Home Proj | 5.750 | 02/15/25 | 544,187 | ||||||||||
1,850 | Tarrant Cnty, TX Cultural Ed Fac Fin Corp Retirement Fac CC Young Mem Home, Ser B-2 | 6.500 | 02/15/14 | 1,855,291 | ||||||||||
4,900 | Tarrant Cnty, TX Cultural Ed Fac Fin Corp Rev Christus Hlth Rfdg, Ser A (AGL Insd) | 6.250 | 07/01/28 | 5,427,975 | ||||||||||
4,000 | Texas A & M Univ Revs Fin Sys, Ser A | 5.000 | 05/15/28 | 4,349,960 | ||||||||||
8,700 | Texas Commn Mobility Fd (a) | 5.000 | 04/01/28 | 9,380,166 | ||||||||||
2,000 | Texas Private Activity Surface Trans Corp Sr Lien Nt Mobility | 6.875 | 12/31/39 | 2,098,320 | ||||||||||
460 | Texas St Pub Ppty Fin Corp Rev Mental Hlth & Retardation Rfdg (AGM Insd) | 5.500 | 09/01/13 | 465,534 | ||||||||||
1,500 | Texas Wtr Dev Brd Rev St Revolving Fd Sr Lien, Ser B | 5.250 | 07/15/17 | 1,505,520 | ||||||||||
4,900 | Tyler, TX Hlth Fac Dev Corp Hosp Rev & Impt East TX Med Ctr Rfdg, Ser A | 5.375 | 11/01/37 | 4,520,887 | ||||||||||
120,305,601 | ||||||||||||||
Utah 0.3% | ||||||||||||||
1,000 | Utah Hsg Corp Single Family Mtg Rev, Ser E (AMT) (a) | 5.250 | 01/01/39 | 1,023,030 | ||||||||||
1,100 | Utah St Charter Sch Fin Auth Charter Sch Rev Summit Academy, Ser A | 5.800 | 06/15/38 | 995,808 | ||||||||||
2,018,838 | ||||||||||||||
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Virginia 0.5% | ||||||||||||||
$ | 750 | Lexington, VA Indl Dev Auth Residential Care Fac Rev Mtg Kendal at Lexington, Ser A | 5.500 | % | 01/01/37 | $ | 607,200 | |||||||
750 | Peninsula Town Ctr Cmnty Dev Auth VA Spl Oblig | 6.450 | 09/01/37 | 728,377 | ||||||||||
800 | Tobacco Settlement Fin Corp VA | 5.500 | 06/01/26 | 895,832 | ||||||||||
1,868 | White Oak Vlg Shops VA Cmnty Dev Auth Spl Assmt Rev | 5.300 | 03/01/17 | 1,864,675 | ||||||||||
4,096,084 | ||||||||||||||
Washington 2.2% | ||||||||||||||
2,500 | Energy Northwest WA Elec Rev Proj No 3 Rfdg, Ser A (AGM Insd) | 5.500 | 07/01/18 | 2,648,625 | ||||||||||
1,000 | Goat Hill Ppty WA Lease Rev Govt Office Bldg Proj (NATL Insd) | 5.000 | 12/01/33 | 1,020,890 | ||||||||||
1,950 | Kalispel Tribe Indians Priority Dist WA Rev | 6.625 | 01/01/28 | 1,683,552 | ||||||||||
1,000 | Port Seattle, WA Rev, Ser B (NATL Insd) (AMT) | 5.625 | 02/01/24 | 1,009,100 | ||||||||||
1,435 | Radford Ct Ppty WA Student Hsg Rev (NATL Insd) | 6.000 | 06/01/15 | 1,455,190 | ||||||||||
1,585 | Radford Ct Ppty WA Student Hsg Rev (NATL Insd) | 6.000 | 06/01/16 | 1,607,301 | ||||||||||
1,000 | Seattle, WA Muni Lt & Pwr Rev | 5.625 | 12/01/18 | 1,024,710 | ||||||||||
3,000 | Spokane, WA Pub Fac Dist Hotel Motel & Sales Use Tax (NATL Insd) | 5.250 | 09/01/33 | 3,044,850 | ||||||||||
2,325 | Washington St Hsg Fin Commn Nonprofit Rev Custodial Rcpt Wesley Homes, Ser 2007A-2027 (Acquired 05/07/08, Cost $2,325,000) (d) | 6.000 | 01/01/27 | 2,119,354 | ||||||||||
1,000 | Washington St Hsg Fin Commn Nonprofit Rev Skyline at First Hill Proj, Ser A | 5.625 | 01/01/38 | 687,990 | ||||||||||
16,301,562 | ||||||||||||||
West Virginia 1.0% | ||||||||||||||
250 | Ohio Cnty, WV Cnty Commn Tax Increment Rev Fort Henry Ctr Fin Dist, Ser A | 5.625 | 06/01/22 | 237,885 | ||||||||||
1,290 | Pleasants Cnty, WV Pollutn Ctl Rev Cnty Comm Allegheny Rfdg, Ser F | 5.250 | 10/15/37 | 1,257,027 | ||||||||||
1,630 | West Virginia St Hosp Fin Auth Hosp Rev Rfdg & Impt Utd Hlth Sys, Ser C | 5.500 | 06/01/34 | 1,633,374 | ||||||||||
1,535 | West Virginia St Hosp Fin Auth Hosp Rev Rfdg & Impt Utd Hlth Sys, Ser C | 5.500 | 06/01/39 | 1,545,822 | ||||||||||
1,500 | West Virginia St Hosp Fin Auth Hosp Rev Thomas Hlth Sys | 6.000 | 10/01/20 | 1,490,520 | ||||||||||
1,695 | West Virginia St Hosp Fin Auth Hosp Rev Thomas Hlth Sys | 6.250 | 10/01/23 | 1,690,322 | ||||||||||
7,854,950 | ||||||||||||||
Wisconsin 2.4% | ||||||||||||||
2,000 | Southeast WI Professional Baseball Pk Dist Sales Tax Rev Rfdg, Ser A (NATL Insd) | 5.500 | 12/15/20 | 2,342,420 | ||||||||||
700 | Superior, WI Collateralized Util Rev Superior Wtr Lt & Pwr Proj Rfdg, Ser A (AMT) | 5.375 | 11/01/21 | 712,313 | ||||||||||
625 | Superior, WI Collateralized Util Rev Superior Wtr Lt & Pwr Proj, Ser B (AMT) | 5.750 | 11/01/37 | 628,775 |
Par |
||||||||||||||
Amount |
||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||
Wisconsin (Continued) | ||||||||||||||
$ | 4,100 | Wisconsin Hsg & Econ Dev Auth Home Ownership Rev, Ser A (AMT) (a) | 5.300 | % | 09/01/23 | $ | 4,274,127 | |||||||
4,895 | Wisconsin Hsg & Econ Dev Auth Home Ownership Rev, Ser A (AMT) (a) | 5.500 | 09/01/28 | 5,070,779 | ||||||||||
1,545 | Wisconsin St Gen Rev Appropriation Rev, Ser A | 5.375 | 05/01/25 | 1,703,054 | ||||||||||
1,400 | Wisconsin St Hlth & Ed Fac Auth Rev Aurora Hlthcare Inc, Ser B (b) | 5.125 | 08/15/27 | 1,486,604 | ||||||||||
1,825 | Wisconsin St Hlth & Ed Fac Auth Rev Pro Hlthcare Inc Oblig Group | 6.625 | 02/15/39 | 1,982,315 | ||||||||||
18,200,387 | ||||||||||||||
Wyoming 0.5% | ||||||||||||||
1,850 | Sweetwater Cnty, WY Pollutn Ctl Rev ID Pwr Co Proj Rfdg | 5.250 | 07/15/26 | 1,963,109 | ||||||||||
2,000 | Sweetwater Cnty, WY Solid Waste Disp Rev FMC Corp Proj Rfdg (AMT) | 5.600 | 12/01/35 | 1,936,540 | ||||||||||
3,899,649 | ||||||||||||||
Guam 0.1% | ||||||||||||||
690 | Guam Pwr Auth Rev, Ser A (AMBAC Insd) | 5.250 | 10/01/34 | 644,136 | ||||||||||
Puerto Rico 1.9% | ||||||||||||||
3,050 | Puerto Rico Elec Pwr Auth Pwr Rev, Ser XX | 5.250 | 07/01/40 | 3,095,415 | ||||||||||
50 | Puerto Rico Pub Bldgs Auth Rev Govt Fac, Ser I (Comwth Gtd) (Prerefunded @ 7/01/14) | 5.250 | 07/01/33 | 57,233 | ||||||||||
4,350 | Puerto Rico Sales Tax Fin Corp Sales Tax Rev First Sub, Ser A (b) | 5.000 | 08/01/39 | 4,542,618 | ||||||||||
3,100 | Puerto Rico Sales Tax Fin Corp Sales Tax Rev First Sub, Ser A | 5.375 | 08/01/39 | 3,207,973 | ||||||||||
3,500 | Puerto Rico Sales Tax Fin Corp Sales Tax Rev First Sub, Ser A | 5.500 | 08/01/42 | 3,655,470 | ||||||||||
14,558,709 | ||||||||||||||
U.S. Virgin Islands 0.3% | ||||||||||||||
1,500 | Virgin Islands Pub Fin Auth Rev Gross Rcpt Taxes Ln Nt, Ser A | 6.375 | 10/01/19 | 1,527,345 | ||||||||||
1,000 | Virgin Islands Pub Fin Auth Rev Gross Rcpt Taxes Ln Nt, Ser A (ACA Insd) (Prerefunded @ 10/01/10) | 6.125 | 10/01/29 | 1,034,054 | ||||||||||
2,561,399 | ||||||||||||||
Description | Value | |||||||||||||
Total Long-Term Investments 166.7%
(Cost $1,244,901,726) |
$ | 1,256,974,909 | ||||||||||||
Total Short-Term Investments 1.4%
(Cost $10,600,000) |
10,600,000 | |||||||||||||
Total Investments 168.1%
(Cost $1,255,501,726) |
1,267,574,909 | |||||||||||||
Liability for Floating Rate Note Obligations Related to
Securities Held (23.3%)
(Cost ($175,870,000)) |
||||||||||||||
$ | (175,870 | ) |
Notes with interest rates ranging from 0.30% to 0.75% at April
30, 2010 and contractual maturities of collateral ranging from
2022 to 2039 (See Note 1 (G) in the Notes to Financial Statements) (i) |
(175,870,000 | ) | |||||||||
Total Net Investments 144.8%
(Cost $1,079,631,726) |
1,091,704,909 | |||||||||||||
Other Assets in Excess of Liabilities 1.4%
|
10,700,553 | |||||||||||||
Preferred Shares (including accrued
distributions) (46.2%)
|
(348,427,383 | ) | ||||||||||||
Net Assets Applicable to Common Shares 100.0%
|
$ | 753,978,079 | ||||||||||||
* | Zero coupon bond | |
(a) | Underlying security related to Inverse Floaters entered into by the Trust. See Note 1 (G) in the Notes to Financial Statements for further information. | |
(b) | Variable Rate Coupon | |
(c) | 144A-Private Placement security which is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. This security may only be resold in transactions exempt from registration which are normally those transactions with qualified institutional buyers. | |
(d) | Security is restricted and may be resold only in transactions exempt from registration which are normally those transactions with qualified institutional buyers. Restricted securities comprise 0.9% of net assets applicable to common shares. | |
(e) | Escrowed to Maturity | |
(f) | Security has been deemed illiquid. | |
(g) | Non-income producing security. | |
(h) | Security purchased on a when-issued or delayed delivery basis. | |
(i) | Floating rate notes. The interest rates shown reflect the rates in effect at April 30, 2010. |
Level 1 | Level 2 | Level 3 | ||||||||||||||
Significant |
||||||||||||||||
Other
Significant |
Unobservable |
|||||||||||||||
Investments | Quoted Prices | Observable Inputs | Inputs | Total | ||||||||||||
Investments in an Asset Position:
|
||||||||||||||||
Municipal Bonds issued by states of the United States and
Political Subdivisions of the United States
|
$ | | $ | 1,267,574,909 | $ | | $ | 1,267,574,909 | ||||||||
Assets:
|
||||||
Total Investments (Cost $1,255,501,726)
|
$ | 1,267,574,909 | ||||
Cash
|
37,178 | |||||
Receivables:
|
||||||
Interest
|
20,211,031 | |||||
Investments Sold
|
195,000 | |||||
Other
|
50 | |||||
Total Assets
|
1,288,018,168 | |||||
Liabilities:
|
||||||
Payables:
|
||||||
Floating Rate Note Obligations
|
175,870,000 | |||||
Investments Purchased
|
7,301,410 | |||||
Investment Advisory Fee
|
469,433 | |||||
Other Affiliates
|
65,335 | |||||
Trustees Deferred Compensation and Retirement Plans
|
1,691,125 | |||||
Accrued Expenses
|
215,403 | |||||
Total Liabilities
|
185,612,706 | |||||
Preferred Shares (including accrued distributions)
|
348,427,383 | |||||
Net Assets Applicable to Common Shares
|
$ | 753,978,079 | ||||
Net Asset Value Per Common Share ($753,978,079 divided by
53,909,811 shares outstanding)
|
$ | 13.99 | ||||
Net Assets Consist of:
|
||||||
Common Shares ($0.01 par value with an unlimited number of
shares authorized, 53,909,811 shares issued and outstanding)
|
$ | 539,098 | ||||
Paid in Surplus
|
824,040,366 | |||||
Accumulated Undistributed Net Investment Income
|
25,219,401 | |||||
Net Unrealized Appreciation
|
12,073,183 | |||||
Accumulated Net Realized Loss
|
(107,893,969 | ) | ||||
Net Assets Applicable to Common Shares
|
$ | 753,978,079 | ||||
Preferred Shares ($0.01 par value, authorized
100,000,000 shares, 13,936 issued with liquidation
preference of $25,000 per share)
|
$ | 348,400,000 | ||||
Net Assets Including Preferred Shares
|
$ | 1,102,378,079 | ||||
Investment Income:
|
||||||
Interest
|
$ | 35,652,689 | ||||
Expenses:
|
||||||
Investment Advisory Fee
|
3,475,961 | |||||
Interest and Residual Trust Expense
|
796,642 | |||||
Preferred Share Maintenance
|
298,907 | |||||
Trustees Fees and Related Expenses
|
209,976 | |||||
Accounting and Administrative Expenses
|
115,285 | |||||
Professional Fees
|
78,484 | |||||
Transfer Agent Fees
|
48,483 | |||||
Custody
|
30,436 | |||||
Reports to Shareholders
|
26,228 | |||||
Registration Fees
|
19,954 | |||||
Line of Credit
|
7,698 | |||||
Other
|
5,395 | |||||
Total Expenses
|
5,113,449 | |||||
Investment Advisory Fee Reduction
|
631,992 | |||||
Net Expenses
|
4,481,457 | |||||
Net Investment Income
|
$ | 31,171,232 | ||||
Realized and Unrealized Gain/Loss:
|
||||||
Net Realized Loss
|
(2,289,972 | ) | ||||
Unrealized Appreciation/Depreciation:
|
||||||
Beginning of the Period
|
(6,977,443 | ) | ||||
End of the Period
|
12,073,183 | |||||
Net Unrealized Appreciation During the Period
|
19,050,626 | |||||
Net Realized and Unrealized Gain
|
$ | 16,760,654 | ||||
Distributions to Preferred Shareholders
|
$ | (310,300 | ) | |||
Net Increase in Net Assets Applicable to Common Shares from
Operations
|
$ | 47,621,586 | ||||
For The |
For The |
|||||||
Six Months
Ended |
Year Ended |
|||||||
April 30, 2010 | October 31, 2009 | |||||||
From Investment Activities:
|
||||||||
Operations:
|
||||||||
Net Investment Income
|
$ | 31,171,232 | $ | 62,789,391 | ||||
Net Realized Loss
|
(2,289,972 | ) | (41,922,716 | ) | ||||
Net Unrealized Appreciation During the Period
|
19,050,626 | 172,003,703 | ||||||
Distributions to Preferred Shareholders:
|
||||||||
Net Investment Income
|
(310,300 | ) | (2,436,422 | ) | ||||
Change in Net Assets Applicable to Common Shares from Operations
|
47,621,586 | 190,433,956 | ||||||
Distributions to Common Shareholders:
|
||||||||
Net Investment Income
|
(28,119,855 | ) | (47,880,329 | ) | ||||
Net Change in Net Assets Applicable to Common Shares from
Investment Activities
|
19,501,731 | 142,553,627 | ||||||
From Capital Transactions:
|
||||||||
Value of Common Shares Issued Through Dividend Reinvestment
|
876,313 | 314,233 | ||||||
Repurchase of Shares
|
-0- | (93,449 | ) | |||||
Net Change in Net Assets Applicable to Common Shares from
Capital Transactions
|
876,313 | 220,784 | ||||||
Total Increase in Net Assets Applicable to Common Shares
|
20,378,044 | 142,774,411 | ||||||
Net Assets Applicable to Common Shares:
|
||||||||
Beginning of the Period
|
733,600,035 | 590,825,624 | ||||||
End of the Period (Including accumulated undistributed net
investment income of $25,219,401 and $22,478,324,
respectively)
|
$ | 753,978,079 | $ | 733,600,035 | ||||
Change in Net Assets from Operations (including Preferred
Share Distributions)
|
$ | 47,621,586 | ||||
Adjustments to Reconcile the Change in Net Assets from
Operations to
|
||||||
Net Cash Provided by Operating Activities:
|
||||||
Purchases of Investments
|
(58,868,095 | ) | ||||
Proceeds from Sales of Investments
|
109,831,026 | |||||
Net Purchases of Short-Term Investments
|
(5,210,000 | ) | ||||
Amortization of Premium
|
750,809 | |||||
Accretion of Discount
|
(2,628,532 | ) | ||||
Net Realized Loss on Investments
|
2,289,972 | |||||
Net Change in Unrealized Appreciation on Investments
|
(19,050,626 | ) | ||||
Decrease in Interest Receivables
|
440,020 | |||||
Decrease in Other Assets
|
243 | |||||
Decrease in Investment Advisory Fees
|
(24,025 | ) | ||||
Decrease in Other Affiliates Payable
|
(39,514 | ) | ||||
Increase in Trustees Deferred Compensation and Retirement
Plans
|
207,849 | |||||
Decrease in Accrued Expenses
|
(87,616 | ) | ||||
Total Adjustments
|
27,611,511 | |||||
Net Cash Provided by Operating Activities
|
75,233,097 | |||||
Cash Flows From Financing Activities
|
||||||
Dividends Paid (net of reinvested dividends of $876,313)
|
(27,415,380 | ) | ||||
Proceeds from and Repayments of Floating Rate
Note Obligations
|
(1,140,000 | ) | ||||
Retirement of Preferred Shares
|
(53,600,000 | ) | ||||
Net Cash Used for Financing Activities
|
(82,155,380 | ) | ||||
Net Decrease in Cash
|
(6,922,283 | ) | ||||
Cash at the Beginning of the Period
|
6,959,461 | |||||
Cash at the End of the Period
|
$ | 37,178 | ||||
Supplemental Disclosures of Cash Flow Information
|
||||||
Cash Paid During the Period for Interest
|
$ | 796,642 | ||||
Six Months |
||||||||||||||||||||||||||
Ended |
||||||||||||||||||||||||||
April 30, |
Year Ended October 31 | |||||||||||||||||||||||||
2010 | 2009 | 2008 | 2007 | 2006 | 2005 | |||||||||||||||||||||
Net Asset Value, Beginning of the Period
|
$ | 13.62 | $ | 10.98 | $ | 15.89 | $ | 16.97 | $ | 16.80 | $ | 17.34 | ||||||||||||||
Net Investment Income
|
0.58 | 1.17 | (a) | 1.27 | (a) | 1.18 | (a) | 1.11 | (a) | 1.09 | ||||||||||||||||
Net Realized and Unrealized Gain/Loss
|
0.32 | 2.41 | (5.05 | ) | (1.06 | ) | 0.47 | (0.48 | ) | |||||||||||||||||
Common Share Equivalent of Distributions Paid to Preferred
Shareholders:
|
||||||||||||||||||||||||||
Net Investment Income
|
(0.01 | ) | (0.05 | ) | (0.30 | ) | (0.37 | ) | (0.29 | ) | (0.22 | ) | ||||||||||||||
Net Realized Gain
|
-0- | -0- | -0- | (0.01 | ) | (0.06 | ) | -0- | ||||||||||||||||||
Total from Investment Operations
|
0.89 | 3.53 | (4.08 | ) | (0.26 | ) | 1.23 | 0.39 | ||||||||||||||||||
Distributions Paid to Common Shareholders:
|
||||||||||||||||||||||||||
Net Investment Income
|
(0.52 | ) | (0.89 | ) | (0.83 | ) | (0.80 | ) | (0.82 | ) | (0.93 | ) | ||||||||||||||
Net Realized Gain
|
-0- | -0- | -0- | (0.02 | ) | (0.24 | ) | -0- | ||||||||||||||||||
Net Asset Value, End of the Period
|
$ | 13.99 | $ | 13.62 | $ | 10.98 | $ | 15.89 | $ | 16.97 | $ | 16.80 | ||||||||||||||
Common Share Market Price at End of the Period
|
$ | 14.16 | $ | 13.55 | $ | 10.11 | $ | 14.11 | $ | 14.94 | $ | 14.61 | ||||||||||||||
Total Return* (b)
|
8.53% | ** | 44.66% | 23.77% | 0.39% | 9.86% | 1.31% | |||||||||||||||||||
Net Assets Applicable to Common Shares at End of the Period (In
millions)
|
$ | 754.0 | $ | 733.6 | $ | 590.8 | $ | 867.8 | $ | 743.4 | $ | 736.0 | ||||||||||||||
Ratio of Expenses to Average Net Assets Applicable to Common
Shares* (c)
|
1.22% | 1.46% | 2.23% | 2.45% | 1.28% | 1.17% | ||||||||||||||||||||
Ratio of Net Investment Income to Average Net Assets Applicable
to Common Shares* (c)
|
8.48% | 9.70% | 8.78% | 7.85% | 6.68% | 6.51% | ||||||||||||||||||||
Portfolio Turnover
|
5% | ** | 17% | 55% | 26% | 25% | 25% | |||||||||||||||||||
* If certain expenses had not been voluntarily
assumed by Van Kampen, total return would have been lower
and the ratios would have been as follows:
|
||||||||||||||||||||||||||
Ratio of Expenses to Average Net Assets Applicable to Common
Shares (c)
|
1.39% | 1.64% | 2.40% | 2.61% | N/A | N/A | ||||||||||||||||||||
Ratio of Net Investment Income to Average Net Assets Applicable
to Common Shares (c)
|
8.31% | 9.52% | 8.61% | 7.69% | N/A | N/A | ||||||||||||||||||||
Supplemental Ratios:
|
||||||||||||||||||||||||||
Ratio of Expenses (Excluding Interest and Residual
Trust Expenses) to Average Net Assets Applicable to Common
Shares (c)
|
1.00% | 1.12% | 0.98% | 1.12% | 1.17% | 1.17% | ||||||||||||||||||||
Ratio of Net Investment Income to Average Net Assets Applicable
to Common Shares (d)
|
8.39% | 9.32% | 6.72% | 5.36% | 4.94% | 5.22% | ||||||||||||||||||||
Senior Securities:
|
||||||||||||||||||||||||||
Total Preferred Shares Outstanding
|
13,936 | 16,080 | 17,152 | 21,440 | 17,200 | 17,200 | ||||||||||||||||||||
Asset Coverage Per Preferred Share (e)
|
$ | 79,105 | $ | 70,624 | $ | 59,484 | $ | 65,519 | $ | 68,253 | $ | 67,812 | ||||||||||||||
Involuntary Liquidating Preference Per Preferred Share
|
$ | 25,000 | $ | 25,000 | $ | 25,000 | $ | 25,000 | $ | 25,000 | $ | 25,000 | ||||||||||||||
Average Market Value Per Preferred Share
|
$ | 25,000 | $ | 25,000 | $ | 25,000 | $ | 25,000 | $ | 25,000 | $ | 25,000 |
** | Non-Annualized | |
(a) | Based on average shares outstanding. | |
(b) | Total return assumes an investment at the common share market price at the beginning of the period indicated, reinvestment of all distributions for the period in accordance with the Trusts dividend reinvestment plan, and sale of all shares at the closing common share market price at the end of the period indicated. | |
(c) | Ratios do not reflect the effect of dividend payments to preferred shareholders. | |
(d) | Ratios reflect the effect of dividend payments to preferred shareholders. | |
(e) | Calculated by subtracting the Trusts total liabilities (not including the preferred shares) from the Trusts total assets and dividing this by the number of preferred shares outstanding. |
Level 1 | quoted prices in active markets for identical investments |
Level 2 | other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.) |
Level 3 | significant unobservable inputs (including the Trusts own assumptions in determining the fair value of investments) |
Amount | Expiration | |||||||
$ | 11,260,708 | October 31, 2015 | ||||||
54,105,639 | October 31, 2016 | |||||||
40,510,505 | October 31, 2017 |
Cost of investments for tax purposes
|
$ | 1,062,530,734 | ||||
Gross tax unrealized appreciation
|
$ | 63,828,868 | ||||
Gross tax unrealized depreciation
|
(34,647,246 | ) | ||||
Net tax unrealized appreciation on investments
|
$ | 29,181,622 | ||||
Distributions paid from:
|
||||
Ordinary income
|
$ | 274,921 | ||
Tax exempt income
|
50,650,518 | |||
$ | 50,925,439 | |||
Undistributed ordinary income
|
$ | 93,302 | ||
Undistributed tax-exempt income
|
22,610,886 |
Six Months
Ended |
Year Ended |
|||||||
April 30, 2010 | October 31, 2009 | |||||||
Beginning Shares
|
53,846,492 | 53,831,731 | ||||||
Shares Issued Through Dividend Reinvestment
|
63,319 | 24,561 | ||||||
Shares Repurchased *
|
-0- | (9,800 | ) | |||||
Ending Shares
|
53,909,811 | 53,846,492 | ||||||
* | The Trust has a share repurchase program for purposes of enhancing stockholder value and reducing the discount at which the Trusts shares trade from its net asset value. For the six months ended April 30, 2010 and the year ended October 31, 2009, the Trust repurchased 0 and 9,800 of its shares, respectively, at an average discount of 0% and 11.74%, respectively, from net asset value per share. The Trust expects to continue to repurchase its outstanding shares at such time and in such amounts as it believes such activity will further the accomplishment of the foregoing objectives, subject to review of the Trustees. |
Series A | Series B | Series C | ||||||||||||||||||||||||
Shares | Value | Shares | Value | Shares | Value | |||||||||||||||||||||
Outstanding at 10/31/09
|
2,250 | $ | 56,250,000 | 2,250 | $ | 56,250,000 | 2,250 | $ | 56,250,000 | |||||||||||||||||
Amount Retired
|
(300 | ) | (7,500,000 | ) | (300 | ) | (7,500,000 | ) | (300 | ) | (7,500,000 | ) | ||||||||||||||
Outstanding at 4/30/10
|
1,950 | $ | 48,750,000 | 1,950 | $ | 48,750,000 | 1,950 | $ | 48,750,000 | |||||||||||||||||
Series D | Series E | Series F | ||||||||||||||||||||||||
Shares | Value | Shares | Value | Shares | Value | |||||||||||||||||||||
Outstanding at 10/31/09
|
1,200 | $ | 30,000,000 | 1,650 | $ | 41,250,000 | 1,650 | $ | 41,250,000 | |||||||||||||||||
Amount Retired
|
(160 | ) | (4,000,000 | ) | (220 | ) | (5,500,000 | ) | (220 | ) | (5,500,000 | ) | ||||||||||||||
Outstanding at 4/30/10
|
1,040 | $ | 26,000,000 | 1,430 | $ | 35,750,000 | 1,430 | $ | 35,750,000 | |||||||||||||||||
Series G | Series H | Series I | ||||||||||||||||||||||||
Shares | Value | Shares | Value | Shares | Value | |||||||||||||||||||||
Outstanding at 10/31/09
|
1,650 | $ | 41,250,000 | 1,680 | $ | 42,000,000 | 1,500 | $ | 37,500,000 | |||||||||||||||||
Amount Retired
|
(220 | ) | (5,500,000 | ) | (224 | ) | (5,600,000 | ) | (200 | ) | (5,000,000 | ) | ||||||||||||||
Outstanding at 4/30/10
|
1,430 | $ | 35,750,000 | 1,456 | $ | 36,400,000 | 1,300 | $ | 32,500,000 | |||||||||||||||||
Trustees David C. Arch Jerry D. Choate Rod Dammeyer Linda Hutton Heagy R. Craig Kennedy Howard J Kerr Colin Meadows Jack E. Nelson Hugo F. Sonnenschein Wayne W. Whalen, Chairman Suzanne H. Woolsey Officers Colin Meadows President and Principal Executive Officer John M. Zerr Senior Vice President, Chief Legal Officer and Secretary Lisa O. Brinkley Vice President Kevin M. Carome Vice President Karen Dunn Kelly Vice President Sheri Morris Vice President, Principal Financial Officer and Treasurer Lance A. Rejsek Anti-Money Laundering Compliance Officer Todd L. Spillane Chief Compliance Officer |
Transfer
Agent Computershare Trust Company, N.A. c/o Computershare Investor Services P.O. Box 43078 Providence, RI 02940-3078 Independent Registered Public Accounting Firm PricewaterhouseCoopers LLP 1201 Louisiana Street, Suite 2900 Houston, TX 77002-5678 Legal Counsel Skadden, Arps, Slate, Meagher & Flom LLP 155 West Wacker Drive Chicago, Illinois 60606 Investment Adviser Invesco Advisers, Inc. 1555 Peachtree Street, N.E. Atlanta, GA 30309 |
Votes |
Withheld/ |
|||||||||||
Matter | Votes For | Against | Abstentions | |||||||||
(1) Approve a new advisory agreement between the
Trust and Invesco Advisors, Inc.
|
28,657,015 | 1,217,716 | 1,801,741 | |||||||||
(2) Approve a new sub-advisory agreement between
Invesco Advisors, Inc. and each of Invesco TriMark Ltd.; Invesco
Asset Management Deutschland, GmbH; Invesco Asset Management
Limited; Invesco Asset Management (Japan) Limited; Invesco
Australia Limited; Invesco Hong Kong Limited; Invesco
Institutional (N.A.), Inc.; and Invesco Senior Secured
Management, Inc.
|
28,601,584 | 1,231,776 | 1,843,111 |
ITEM 2. | CODE OF ETHICS. |
ITEM 3. | AUDIT COMMITTEE FINANCIAL EXPERT. |
ITEM 4. | PRINCIPAL ACCOUNTANT FEES AND SERVICES. |
ITEM 5. | AUDIT COMMITTEE OF LISTED REGISTRANTS. |
ITEM 6. | SCHEDULE OF INVESTMENTS. |
ITEM 7. | DISCLOSURE OF PROXY VOTING POLICIES AND PROCEDURES FOR CLOSED-END MANAGEMENT INVESTMENT COMPANIES. |
ITEM 8. | PORTFOLIO MANAGERS OF CLOSED-END MANAGEMENT INVESTMENT COMPANIES. |
ITEM 9. | PURCHASES OF EQUITY SECURITIES BY CLOSED-END MANAGEMENT INVESTMENT COMPANY AND AFFILIATED PURCHASERS. |
ITEM 10. | SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. |
ITEM 11. | CONTROLS AND PROCEDURES. |
(a) | As of June 25, 2010, an evaluation was performed under the supervision and with the participation of the officers of the Registrant, including the Principal Executive Officer (PEO) and Principal Financial Officer (PFO), to assess the effectiveness of the Registrants disclosure controls and procedures, as that term is defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the Act), as amended. Based on that evaluation, the Registrants officers, including the PEO and PFO, concluded that, as of June 25, 2010, the Registrants disclosure controls and procedures were reasonably designed to ensure: (1) that information required to be disclosed by the Registrant on Form N-CSR is recorded, |
processed, summarized and reported within the time periods specified by the rules and forms of the Securities and Exchange Commission; and (2) that material information relating to the Registrant is made known to the PEO and PFO as appropriate to allow timely decisions regarding required disclosure. | ||
(b) | There have been no changes in the Registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the second fiscal quarter of the period covered by the report that has materially affected, or is reasonably likely to materially affect, the Registrants internal control over financial reporting. |
ITEM 12. | EXHIBITS. |
12(a) (1)
|
Not applicable. | |
12(a) (2)
|
Certifications of principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of 1940. | |
12(a)(3)
|
Not applicable. | |
12(b)
|
Certifications of principal executive officer and principal financial officer as required by Rule 30a-2(b) under the Investment Company Act of 1940. |
By:
|
/s/ Colin Meadows | |||
Colin Meadows | ||||
Principal Executive Officer | ||||
Date: July 8, 2010 |
By:
|
/s/ Colin Meadows | |||
Colin Meadows | ||||
Principal Executive Officer | ||||
Date: July 8, 2010 | ||||
By:
|
/s/ Sheri Morris | |||
Sheri Morris | ||||
Principal Financial Officer | ||||
Date: July 8, 2010 |
12(a) (1)
|
Not applicable. | |
12(a) (2)
|
Certifications of principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of 1940. | |
12(a) (3)
|
Not applicable | |
12(b)
|
Certifications of principal executive officer and principal financial officer as required by Rule 30a-2(b) under the Investment Company Act of 1940. |