CUSIP No. 147575104
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13D
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Page 1 of 8 Pages
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1
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NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JEFFREY D. GOLDSTEIN
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ¨
(b) þ
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
Not Applicable
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH:
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7
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SOLE VOTING POWER
25,683 shares
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||
8
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SHARED VOTING POWER
14,664,933 shares
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9
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SOLE DISPOSITIVE POWER
25,683 shares
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|||
10
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SHARED DISPOSITIVE POWER
14,664,933 shares
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|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,690,616 shares
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
36.2%
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14
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 147575104
|
13D
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Page 2 of 8 Pages
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1
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NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RICHARD A. GOLDSTEIN
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) þ
|
||
3
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SEC USE ONLY
|
|||
4
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SOURCE OF FUNDS
Not Applicable
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|||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH:
|
7
|
SOLE VOTING POWER
19,148 shares
|
||
8
|
SHARED VOTING POWER
14,664,933 shares
|
|||
9
|
SOLE DISPOSITIVE POWER
19,148 shares
|
|||
10
|
SHARED DISPOSITIVE POWER
14,664,933 shares
|
|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,684,081 shares
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|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
36.2%
|
|||
14
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TYPE OF REPORTING PERSON
IN
|
CUSIP No. 147575104
|
13D
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Page 3 of 8 Pages
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1
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NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ROBERT S. GOLDSTEIN
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) þ
|
||
3
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SEC USE ONLY
|
|||
4
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SOURCE OF FUNDS
Not Applicable
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|||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
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|||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH:
|
7
|
SOLE VOTING POWER
137,708 shares
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||
8
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SHARED VOTING POWER
14,664,933 shares
|
|||
9
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SOLE DISPOSITIVE POWER
137,708 shares
|
|||
10
|
SHARED DISPOSITIVE POWER
14,664,933 shares
|
|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,802,641 shares
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|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
36.5%
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|||
14
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 147575104
|
13D
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Page 4 of 8 Pages
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1
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NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GFIL HOLDINGS, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) þ
|
||
3
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SEC USE ONLY
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|||
4
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SOURCE OF FUNDS
OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH:
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7
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SOLE VOTING POWER
14,565,457 shares
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8
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SHARED VOTING POWER
0 shares
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|||
9
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SOLE DISPOSITIVE POWER
14,565,457 shares
|
|||
10
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SHARED DISPOSITIVE POWER
0 shares
|
|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,565,457 shares
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.9%
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|||
14
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TYPE OF REPORTING PERSON
OO
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CUSIP No. 147575104
|
13D
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Page 5 of 8 Pages
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CUSIP No. 147575104
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13D
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Page 6 of 8 Pages
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(a) | As of the date of this Amendment No. 10, the Reporting Persons beneficially owned in the aggregate 14,802,641 shares of Common Stock, or approximately 36.5% of the issued and outstanding shares of Common Stock. The percentage above is calculated based upon the 40,600,195 shares of Common Stock issued and outstanding (which number excludes shares held by Isle of Capri) as of June 12, 2015. |
(b) | The number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition is reflected in the table below for each of the Reporting Persons: |
Name |
Sole Voting |
Shared Voting |
Sole Dispositive
Power |
Shared
Dispositive Power
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Jeffrey D. Goldstein
Richard A. Goldstein
Robert S. Goldstein
GFIL Holdings, LLC
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25,683
19,148
137,708
14,565,457 (4)
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14,664,933 (1)
14,664,933 (2)
14,664,933 (3)
0
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25,683
19,148
137,708
14,565,457 (4)
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14,664,933 (1)
14,664,933 (2)
14,664,933 (3)
0
|
(1) | Includes 14,565,457 shares of which Jeffrey D. Goldstein, as manager of GFIL Holdings, LLC, has indirect beneficial ownership, and 99,476 shares in a family private foundation of which he is a director. Such indirect beneficial ownership arises from the power to vote or to direct the vote or the power to dispose or direct the disposition of such shares and does not necessarily constitute a personal ownership interest in such shares. |
(2) | Includes 14,565,457 shares of which Richard A. Goldstein, as manager of GFIL Holdings, LLC, has indirect beneficial ownership, and 99,476 shares in a family private foundation of which he is a director. Such indirect beneficial ownership arises from the power to vote or to direct the vote or the power to dispose or direct the disposition of such shares and does not necessarily constitute a personal ownership interest in such shares. |
(3) | Includes 14,565,457 shares of which Robert S. Goldstein, as manager of GFIL Holdings, LLC, has indirect beneficial ownership, and 99,476 shares in a family private foundation of which he is a director. Such indirect beneficial ownership arises from the power to vote or to direct the vote or the power to dispose or direct the disposition of such shares and does not necessarily constitute a personal ownership interest in such shares. |
(4) | Shares owned by GFIL Holdings, LLC are reported as beneficially owned by Jeffrey D. Goldstein, Robert S. Goldstein and Richard A. Goldstein. |
CUSIP No. 147575104
|
13D
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Page 7 of 8 Pages
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(d) | To the knowledge of the Reporting Persons, no other persons, have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of, the shares owned by such persons. |
99.2 | Amendment Number One to Governance Agreement, dated February 23, 2011, by and among Isle of Capri Casinos, Inc., GFIL Holdings, LLC, Jeffrey D. Goldstein, Robert S. Goldstein and Richard A. Goldstein (Incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed on February 28, 2011 by Isle of Capri Casinos, Inc.) |
CUSIP No. 147575104
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13D
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Page 8 of 8 Pages
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Date: June 25, 2015
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/s/ Jeffrey D. Goldstein
_________________________________________
Jeffrey D. Goldstein
/s/ Richard A. Goldstein
________________________________________
Richard A. Goldstein
/s/ Robert S. Goldstein
_________________________________________
Robert S. Goldstein
GFIL HOLDINGS, LLC
By: /s/ Jeffrey D. Goldstein
_________________________________________
Name: Jeffrey D. Goldstein
Title: Manager
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