New Jersey | 22-1576170 | |
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) |
Large accelerated filer o | Accelerated filer x | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Title of Securities To Be Registered | Amount To Be Registered (1) | Proposed Maximum Offering Price Per Share (2) | Proposed Maximum Aggregate Offering Price (2) | Amount of Registration Fee (2) | |||||||||||
Class A Common Stock, no par value | 1,200,000 | $ | 26.875 | $ | 32,250,000 | $ | 3,737.78 |
(1) | This registration statement is being filed for purposes of registering 1,200,000 shares of Class A Common Stock of Village Super Market, Inc., issuable pursuant to our 2016 Stock Plan, as the same may be amended or restated (the “Plan”). Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), this registration statement (the “Registration Statement”) also covers an indeterminate number of shares that may be offered or issued as a result of stock splits, stock dividends, or similar transactions. |
(2) | Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(h) and (c) under the Securities Act. The maximum offering price per share is based on the average of the high and low prices of the Class A Common Stock as reported on The NASDAQ Global Market on March 14, 2017. |
(a) | The Company's Definitive Proxy Statement relating to a meeting of shareholders held on December 16, 2016, filed on October 31, 2016. | ||
(b) | The Registrant’s Annual Report on Form 10-K for the year ended July 30, 2016; | ||
(c) | The Registrant’s Quarterly Report on Form 10-Q for the quarter ended October 29, 2016; | ||
(d) | The Registrant’s Quarterly Report on Form 10-Q for the quarter ended January 28, 2017; | ||
(e) | All Current Reports filed by the Registrant pursuant to Section 13(a) or 15(d) of the Exchange Act since July 30, 2016; and | ||
(f) | The "Description of the Company's Capital Stock" contained on Page 28 of the Company's Registration Statement on Form S-2 filed on June 11, 1987, including any amendments thereto or reports filed for the purpose of updating such description. |
Exhibit Numbers | Description | |
4.1 | Village Super Market, Inc. 2016 Stock Plan (incorporated by reference to Exhibit 1 to Registrant’s Proxy Statement with respect to a meeting held on December 16, 2016, filed on October 31, 2016). | |
4.2 | Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to Registrant's Annual Report on Form 10-K for the year ending July 31, 1993). | |
4.3 | Amendment to Certificate of Incorporation (incorporated by reference to Proposal 3 to Registrant’s Proxy Statement with respect to a meeting held on December 18, 2009, filed on November 6, 2009). | |
4.4 | By-Laws, as amended (incorporated by reference to Exhibit 3.2 to Registrant’s Annual Report on Form 10-K for the year ending July 31, 2004). | |
5.1 | Legal Opinion of Charles V. Quinn Law Offices, L.L.C.* | |
23.1 | Consent of Charles V. Quinn Law Offices, L.L.C. (included in its opinion filed as Exhibit 5.1 in this Registration Statement).* | |
23.2 | Consent of KPMG LLP* | |
24.1 | Powers of Attorney (included on the signature pages to this Registration Statement).* |
(1) | To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of this Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in this Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement; provided, however, that the undertakings set forth in paragraphs (i) and (ii) above do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the Commission by the Registrant, pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in this Registration Statement. |
(2) | That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(b) | The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference into this Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(c) | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. |
VILLAGE SUPER MARKET, INC. | ||
By: | /s/ John L. Van Orden | |
Name: John L. Van Orden | ||
Chief Financial Officer |
/s/ James Sumas | /s/ Stephen Rooney | |
James Sumas, Director | Stephen Rooney, Director | |
March 21, 2017 | March 21, 2017 | |
/s/ Robert Sumas | /s/ William Sumas | |
Robert Sumas, Director | William Sumas, Director | |
March 21, 2017 | March 21, 2017 | |
/s/ John P. Sumas | /s/ Peter Lavoy | |
John P. Sumas, Director | Peter Lavoy, Director | |
March 21, 2017 | March 21, 2017 | |
/s/ David C. Judge | /s/ Steven Crystal | |
David C. Judge, Director | Steven Crystal, Director | |
March 21, 2017 | March 21, 2017 | |
/s/ John J. Sumas | /s/ Nicholas J. Sumas | |
John J. Sumas, Director | Nicholas J. Sumas, Director | |
March 21, 2017 | March 21, 2017 | |
/s/ Kevin Begley | /s/ John L. Van Orden | |
Kevin Begley, Director | John L. Van Orden, Chief Financial Officer | |
March 21, 2017 | March 21, 2017 | |
/s/ Luigi Perri | ||
Luigi Perri, Controller (Principal Accounting Officer) | ||
March 21, 2017 |
Exhibit Numbers | Description | |
4.1 | Village Super Market, Inc. 2016 Stock Plan (incorporated by reference to Exhibit 1 to Registrant’s Proxy Statement with respect to a meeting held on December 16, 2016, filed on October 31, 2016). | |
4.2 | Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to Registrant's Annual Report on Form 10-K for the year ending July 31, 1993). | |
4.3 | Amendment to Certificate of Incorporation (incorporated by reference to Proposal 3 to Registrant’s Proxy Statement with respect to a meeting held on December 18, 2009, filed on November 6, 2009). | |
4.4 | By-Laws, as amended (incorporated by reference to Exhibit 3.2 to Registrant’s Annual Report on Form 10-K for the year ending July 31, 2004). | |
5.1 | Legal Opinion of Charles V. Quinn Law Offices, L.L.C.* | |
23.1 | Consent of Charles V. Quinn Law Offices, L.L.C. (included in its opinion filed as Exhibit 5.1 in this Registration Statement).* | |
23.2 | Consent of KPMG LLP* | |
24.1 | Powers of Attorney (included on the signature pages to this Registration Statement).* |