UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants (1) | Â (3) | 10/21/2012 | Common Stock | 6,030,000 | $ 7.5 | D | Â |
Warrants (1) | Â (3) | 10/21/2012 | Common Stock | 600,000 | $ 7.5 | I | Held by Hat Tricks LLC (2) |
Warrants (4) | Â (5) | 10/21/2012 | Common Stock | 2,500,000 | $ 7.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEDECKY JONATHAN J TRIPLECROWN ACQUISITION CORP. 970 WEST BROADWAY, PMB 402 JACKSON, WY 83001 |
 X |  X |  President and Secretary |  |
/s/ Jonathan J. Ledecky | 10/22/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are included in units, each unit consisting of one share of common stock and one warrant each to purchase one share of common stock. Includes up to 786,521 units held by Mr. Ledecky and 78,262 units held by Hat Tricks LLC which are subject to forfeiture to the extent that the underwriters' over-allotment option in the Issuer's initial public offering is not exercised in full or expires unexercised. |
(2) | Hat Tricks LLC is owned and controlled by Mr. Ledecky. |
(3) | The warrants will become exercisable after the consummation of the Issuer's initial business combination if and when the last sales price of the Issuer's common stock exceeds $13.75 per share for any 20 trading days within any 30-trading day period beginning 90 days after the Issuer's initial business combination. |
(4) | These warrants will be purchased by Mr. Ledecky simultaneously with the consummation of the Issuer's initial public offering. |
(5) | The warrants will become exercisable on the later of the completion of the Issuer's initial business combination and October 22, 2008. |