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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified stock options (right to buy) | $ 9.71 | 08/10/2015 | M | 50,000 | 12/28/2005 | 12/28/2015 | Common Stock | 50,000 | $ 0 | 0 | D | ||||
Non-qualified stock options (right to buy) | $ 13.82 | 09/26/2010(3) | 09/26/2016 | Common Stock | 25,000 | 25,000 | D | ||||||||
Non-qualified stock options (right to buy) | $ 13.75 | 08/11/2012(4) | 08/11/2018 | Common Stock | 120,000 | 120,000 | D | ||||||||
Non-qualified stock options (right to buy) | $ 12.06 | 10/04/2015(5) | 10/04/2021 | Common Stock | 50,000 | 50,000 | D | ||||||||
Non-qualified stock options (right to buy) | $ 17.27 | 02/13/2016(6) | 02/13/2022 | Common Stock | 50,000 | 50,000 | D | ||||||||
Non-qualified stock options (right to buy) | $ 17.27 | 02/13/2016(6) | 02/13/2022 | Common Stock | 5,000 | 5,000 | I | Please refer to footnote number seven. (7) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LAMPROPOULOS FRED P 1600 W MERIT PARKWAY SOUTH JORDAN, UT 84095 |
X | President & CEO |
Gregory L. Barnett, Attorney-in-Fact | 08/12/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents plan holdings as of 8/11/2015. |
(2) | Stock options were exercised in a swap transaction with the Company. 28,985 shares of common stock were surrendered for payroll taxes and payment of the option price. No shares were sold in the open market. |
(3) | Becomes exercisable in equal annual installments of 20% commencing 9/26/2010. |
(4) | Becomes exercisable in equal annual installments of 20% commencing 8/11/2012. |
(5) | Becomes exercisable in equal annual installments of 20% commencing 10/4/2015. |
(6) | Becomes exercisable in equal annual installments of 20% commencing 2/13/2016. |
(7) | Represents derivative securities held by the spouse of the reporting person. The reporting person expressly disclaims beneficial ownership of the securities owned by his spouse. |