1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Nonstatutory Stock Option (right to buy)
|
Â
(2)
|
02/14/2014 |
Common Stock
|
50,000
(3)
|
$
6.7
(3)
|
D
|
Â
|
Series B Convertible Preferred Stock
|
Â
(4)
|
Â
(5)
|
Common Stock
|
238,458
(4)
|
$
(4)
|
I
|
By Battery Investment Partners VI, LLC
(1)
|
Series C Convertible Preferred Stock
|
Â
(4)
|
Â
(5)
|
Common Stock
|
52,359
(4)
|
$
(4)
|
I
|
By Battery Investment Partners VI, LLC
(1)
|
Series D Convertible Preferred Stock
|
Â
(4)
|
Â
(5)
|
Common Stock
|
15,785
(4)
|
$
(4)
|
I
|
By Battery Investment Partners VI, LLC
(1)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These securities are owned solely by Battery Investment Partners VI, LLC. Mr. Dhaliwal does not hold voting or dispositive power over these securities and disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
(2) |
Vests as to 12,500 shares on 02/01/2008 and an additional 3,125 shares on 05/01/2008 and at the end of each successive three-month period until 02/01/2011. |
(3) |
Reflects a one-for-two reverse stock split effected on June 25, 2007. |
(4) |
Convertible into Common Stock on a one-for-two basis without payment of further consideration. Each share will automatically convert into 0.5 shares of Common Stock upon the closing of the Issuer's initial public offering. |
(5) |
Not applicable. |