UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Webb C Clark 8214 WESTCHESTER DRIVE SUITE 950 DALLAS, TX 75225 |
 X |  X |  |  |
210 Capital, LLC 8214 WESTCHESTER DRIVE SUITE 950 DALLAS, TX 75225 |
 |  X |  |  |
210/RELY Investment, LLC 8214 WESTCHESTER SUITE 950 DALLAS, TX 75225 |
 |  X |  |  |
210/RELY Partners, LP 8412 WESTCHESTER DRIVE DALLAS, TX 75225 |
 |  X |  |  |
CCW/LAW Holdings, LLC 8214 WESTCHESTER DRIVE SUITE 950 DALLAS, TX 75225 |
 |  X |  |  |
COVENANT RHA PARTNERS, L.P. 8214 WESTCHESTER DRIVE SUITE 950 DALLAS, TX 75225 |
 |  X |  |  |
RHA Investments, Inc. 8214 WESTCHESTER DRIVE SUITE 950 DALLAS, TX 75225 |
 |  X |  |  |
Alpert Robert H 8214 WESTCHESTER DRIVE SUITE 950 DALLAS, TX 75225 |
 X |  X |  |  |
See Exhibit 99 for signatures of Reporting Persons | 05/18/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This statement is being jointly filed by (i) C. Clark Webb, in his capacity as a director of Elah Holdings, Inc. (f/k/a Real Industry, Inc.)(the "Issuer"), (ii) Robert H. Alpert, in his capacity as a director of the Issuer, (iii) 210/RELY Partners, LP ("210 Partners"), (iv) 210/RELY Investment, LLC ("210 Investment"), (v) 210 Capital, LLC ("210 Capital"), (vi) Covenant RHA Partners, L.P. ("RHA Partners"), (vii) CCW/LAW Holdings, LLC ("CCW Holdings"), and (viii) RHA Investments, Inc. ("RHA Investments")(collectively, the "Reporting Persons"). |
(2) | 210 Investment is the general partner of, and may be deemed to beneficially own certain securities owned by, 210 Partners. 210 Capital is the sole member of, and may be deemed to beneficially own certain securities owned by, 210 Investment. RHA Partners and CCW Holdings are the members of, and may be deemed to beneficially own certain securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own certain securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own certain securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own certain securities owned by, RHA Investments. |
(3) | The Reporting Persons state that neither the filing of this Form 3 nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owners of any securities covered by this Form 3. The Reporting Persons disclaim beneficial ownership of the securities covered by this Form 3, except to the extent of the pecuniary interest of such persons in such securities, if any. |
(4) | Represents common stock of the Issuer owned directly by 210 Partners. |