UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Financial Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
2X21 JHF Financial Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 934542716
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINOD M. KHILNANI Mgmt For For
REX MARTIN Mgmt For For
C.J. MURPHY III Mgmt For For
TIMOTHY K. OZARK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
3. ADVISORY APPROVAL OF FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF BKD LLP Mgmt For For
AS 1ST SOURCE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION Agenda Number: 934528944
--------------------------------------------------------------------------------------------------------------------------
Security: 004337101
Meeting Type: Special
Meeting Date: 15-Mar-2017
Ticker: ANCX
ISIN: US0043371014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION, DATED AS OF OCTOBER 21,
2016, BETWEEN ACCESS NATIONAL CORPORATION
("ACCESS") AND MIDDLEBURG FINANCIAL
CORPORATION ("MIDDLEBURG"), INCLUDING THE
RELATED PLAN OF MERGER, PURSUANT TO WHICH
MIDDLEBURG WILL MERGE WITH AND INTO ACCESS.
2. PROPOSAL TO ADJOURN THE MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 934574294
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM I. BOWEN, JR. Mgmt For For
ROBERT P. LYNCH Mgmt For For
ELIZABETH A. MCCAGUE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANCHOR BANCORP Agenda Number: 934479949
--------------------------------------------------------------------------------------------------------------------------
Security: 032838104
Meeting Type: Annual
Meeting Date: 19-Oct-2016
Ticker: ANCB
ISIN: US0328381043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REID A. BATES Mgmt For For
VARONICA S. RAGAN Mgmt For For
GORDON STEPHENSON Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION OF ANCHOR BANCORP'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE INDEPENDENT AUDITOR FOR
THE YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934494864
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 15-Dec-2016
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
ARES CAPITAL COMMON STOCK TO BE ISSUED
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME, DATED AS OF MAY 23, 2016
(THE "MERGER AGREEMENT"), BY AND AMONG ARES
CAPITAL, AMERICAN CAPITAL, LTD., ORION
ACQUISITION SUB, INC., IVY HILL ASSET
MANAGEMENT, L.P. ("IHAM"), IVY HILL ASSET
MANAGEMENT GP, LLC, IN ITS CAPACITY AS
GENERAL PARTNER OF IHAM, AMERICAN CAPITAL
ASSET MANAGEMENT, LLC, AND SOLELY FOR THE
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. TO APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
ARES CAPITAL COMMON STOCK TO BE ISSUED
PURSUANT TO THE MERGER AGREEMENT IN
ACCORDANCE WITH NASDAQ LISTING RULE
REQUIREMENTS.
3. TO APPROVE THE ADJOURNMENT OF THE ARES Mgmt For For
CAPITAL SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE ARES CAPITAL SPECIAL MEETING TO
APPROVE PROPOSAL 1 OR PROPOSAL 2.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934560598
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 22-May-2017
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For
OF ITS BOARD OF DIRECTORS, TO SELL OR
OTHERWISE ISSUE SHARES OF ITS COMMON STOCK
AT A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE
SPECIAL MEETING OF STOCKHOLDERS (INCLUDING,
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934557426
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J AROUGHETI Mgmt For For
(CLASS I DIRECTOR FOR A TERM OF 3 YEARS
EXPIRING IN 2020)
1B. ELECTION OF DIRECTOR: ANN TORRE BATES Mgmt For For
(CLASS I DIRECTOR FOR A TERM OF 3 YEARS
EXPIRING IN 2020)
1C. ELECTION OF DIRECTOR: STEVE MCKEEVER (CLASS Mgmt For For
I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING
IN 2020)
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934589005
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. DERISO, JR. Mgmt For For
HENCHY R. ENDEN Mgmt For For
JOHN N. FOY Mgmt For For
DOUGLAS J. HERTZ Mgmt For For
ADAM G. HURWICH Mgmt For For
BRIAN D. JONES Mgmt For For
D. MICHAEL KRAMER Mgmt For For
STEPHEN A. LEVEY Mgmt For For
LARRY D. MAULDIN Mgmt For For
R. CHARLES SHUFELDT Mgmt For For
LIZANNE THOMAS Mgmt For For
DOUGLAS L. WILLIAMS Mgmt For For
MARIETTA EDMUNDS ZAKAS Mgmt For For
2. RE-APPROVAL OF THE ATLANTIC CAPITAL Mgmt Against Against
BANCSHARES, INC. 2015 STOCK INCENTIVE PLAN
(AS AMENDED AND RESTATED EFFECTIVE MAY 18,
2017)
3. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BANK MUTUAL CORPORATION Agenda Number: 934544455
--------------------------------------------------------------------------------------------------------------------------
Security: 063750103
Meeting Type: Annual
Meeting Date: 01-May-2017
Ticker: BKMU
ISIN: US0637501034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. BOERKE Mgmt For For
LISA A. MAUER Mgmt For For
ROBERT B. OLSON Mgmt For For
2. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN "COMPENSATION DISCUSSION
AND ANALYSIS" AND "EXECUTIVE COMPENSATION"
IN THE PROXY STATEMENT
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934543453
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
"SAY ON PAY" RESOLUTIONS (AN ADVISORY,
NON-BINDING "SAY ON FREQUENCY" RESOLUTION)
4. RATIFYING THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
6. STOCKHOLDER PROPOSAL - DIVESTITURE & Shr Against For
DIVISION STUDY SESSIONS
7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against
CHAIRMAN
8. STOCKHOLDER PROPOSAL - REPORT CONCERNING Shr Against For
GENDER PAY EQUITY
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 934584512
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUSSELL A. COLOMBO Mgmt Withheld Against
JAMES C. HALE Mgmt Withheld Against
ROBERT HELLER Mgmt Withheld Against
NORMA J. HOWARD Mgmt Withheld Against
KEVIN R. KENNEDY Mgmt Withheld Against
WILLIAM H. MCDEVITT, JR Mgmt Withheld Against
LESLIE E. MURPHY Mgmt For For
MICHAELA K. RODENO Mgmt Withheld Against
JOEL SKLAR, MD Mgmt Withheld Against
BRIAN M. SOBEL Mgmt Withheld Against
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF THE VOTE ON EXECUTIVE
COMPENSATION
4. TO APPROVE THE BANK OF MARIN BANCORP 2017 Mgmt For For
EQUITY PLAN
5. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP, INC. Agenda Number: 934598129
--------------------------------------------------------------------------------------------------------------------------
Security: 06654A103
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: BWFG
ISIN: US06654A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE P. BAUER Mgmt For For
GAIL E. D. BRATHWAITE Mgmt Withheld Against
RICHARD CASTIGLIONI Mgmt Withheld Against
ERIC J. DALE Mgmt For For
BLAKE S. DREXLER Mgmt For For
JAMES A. FIEBER Mgmt Withheld Against
CHRISTOPHER R. GRUSEKE Mgmt Withheld Against
DANIEL S. JONES Mgmt For For
TODD LAMPERT Mgmt Withheld Against
VICTOR S. LISS Mgmt Withheld Against
CARL M. PORTO Mgmt Withheld Against
2. TO RATIFY THE SELECTION OF RSM US LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017 SUBJECT TO THE COMPLETION
OF THE ACCOUNTING FIRM'S CLIENT ACCEPTANCE
PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 934480625
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Special
Meeting Date: 20-Oct-2016
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, OR THE MERGER AGREEMENT, BY AND
BETWEEN THE COMPANY AND LAKE SUNAPEE BANK
GROUP ("LSBG"), DATED AS OF MAY 5, 2016
(THE "MERGER"), PURSUANT TO WHICH LSBG WILL
MERGE WITH AND INTO THE COMPANY WITH THE
COMPANY SURVIVING.
II TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE ONE OR MORE ADJOURNMENTS OF THE
SPECIAL MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING, OR AT ANY ADJOURNMENT OR
POSTPONEMENT OF THAT MEETING, TO APPROVE
THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 934591214
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
DAINA H. BELAIR Mgmt For For
MATTHEW L. CARAS Mgmt For For
LEONARD R. CASHMAN Mgmt For For
DAVID M. COLTER Mgmt For For
STEVEN H. DIMICK Mgmt Withheld Against
MARTHA T. DUDMAN Mgmt For For
STEPHEN W. ENSIGN Mgmt Withheld Against
LAURI E. FERNALD Mgmt For For
CURTIS C. SIMARD Mgmt For For
KENNETH E. SMITH Mgmt For For
STEPHEN R. THEROUX Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
II TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON
PAY").
III VOTE UPON A NON-BINDING, ADVISORY Mgmt 1 Year For
RESOLUTION ON THE DESIRED FREQUENCY OF THE
SAY ON PAY ADVISORY VOTE.
IV TO RATIFY THE APPOINTMENT OF RSM US LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 934534466
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNIFER S. BANNER Mgmt For For
1B. ELECTION OF DIRECTOR: K. DAVID BOYER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ANNA R. CABLIK Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. FAULKNER Mgmt For For
1E. ELECTION OF DIRECTOR: I. PATRICIA HENRY Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC C. KENDRICK Mgmt For For
1G. ELECTION OF DIRECTOR: KELLY S. KING Mgmt For For
1H. ELECTION OF DIRECTOR: LOUIS B. LYNN, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES A. PATTON Mgmt For For
1J. ELECTION OF DIRECTOR: NIDO R. QUBEIN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM J. REUTER Mgmt For For
1L. ELECTION OF DIRECTOR: TOLLIE W. RICH, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: CHRISTINE SEARS Mgmt For For
1N. ELECTION OF DIRECTOR: THOMAS E. SKAINS Mgmt For For
1O. ELECTION OF DIRECTOR: THOMAS N. THOMPSON Mgmt For For
1P. ELECTION OF DIRECTOR: STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A "SAY ON
PAY" VOTE.
4. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt 1 Year For
APPROVE THE FREQUENCY OF BB&T'S "SAY ON
PAY" VOTE.
5. TO APPROVE THE AMENDMENTS TO THE BB&T Mgmt For For
CORPORATION 2012 INCENTIVE PLAN, WHICH
INCLUDE INCREASING THE NUMBER OF AUTHORIZED
SHARES, AND RE-APPROVAL OF THE PLAN FOR
PURPOSES OF INTERNAL REVENUE CODE SECTION
162(M).
6. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING THE ELIMINATION OF SUPERMAJORITY
VOTING PROVISIONS IN BB&T CORPORATION'S
ARTICLES AND BYLAWS, IF PROPERLY PRESENTED
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 934571503
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
CERTIFICATE OF INCORPORATION OF BERKSHIRE
HILLS BANCORP, INC. TO DECLASSIFY THE BOARD
OF DIRECTORS.
2. DIRECTOR
PAUL T. BOSSIDY* Mgmt For For
MICHAEL P. DALY* Mgmt For For
CORNELIUS D. MAHONEY* Mgmt For For
3. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt For For
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt 1 Year For
ADVISORY APPROVAL WITH RESPECT TO THE
FREQUENCY THAT SHAREHOLDERS WILL VOTE ON
OUR EXECUTIVE COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION Agenda Number: 934542110
--------------------------------------------------------------------------------------------------------------------------
Security: 05561Q201
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: BOKF
ISIN: US05561Q2012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN S. ARMSTRONG Mgmt For For
C. FRED BALL, JR. Mgmt Withheld Against
PETER C. BOYLAN, III Mgmt For For
STEVEN G. BRADSHAW Mgmt Withheld Against
CHESTER E. CADIEUX, III Mgmt For For
JOSEPH W. CRAFT, III Mgmt For For
JACK E. FINLEY Mgmt For For
JOHN W. GIBSON Mgmt Withheld Against
DAVID F. GRIFFIN Mgmt For For
V. BURNS HARGIS Mgmt For For
DOUGLAS D. HAWTHORNE Mgmt For For
KIMBERLEY D. HENRY Mgmt Withheld Against
E. CAREY JOULLIAN, IV Mgmt Withheld Against
GEORGE B. KAISER Mgmt Withheld Against
ROBERT J. LAFORTUNE Mgmt Withheld Against
STANLEY A. LYBARGER Mgmt Withheld Against
STEVEN J. MALCOLM Mgmt Withheld Against
E. C. RICHARDS Mgmt For For
MICHAEL C. TURPEN Mgmt Withheld Against
R. A. WALKER Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS BOK FINANCIAL CORPORATION'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 934540130
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WENDELL F. HOLLAND Mgmt For For
DAVID E. LEES Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF THE SAY-ON-PAY PROPOSAL
REGARDING EXECUTIVE OFFICER COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BSB BANCORP, INC. Agenda Number: 934519490
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Special
Meeting Date: 08-Feb-2017
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE BSB BANCORP, INC. 2017 Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BSB BANCORP, INC. Agenda Number: 934589271
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. WARREN FARRELL Mgmt For For
JOHN A. GREENE Mgmt For For
PAUL E. PETRY Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
BAKER NEWMAN & NOYES, LLC AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BSB
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. AN ADVISORY, NON-BINDING VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 934537602
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH G. GREEN Mgmt For For
EDWARD F. JANKOWSKI Mgmt For For
LEON A. PALANDJIAN Mgmt For For
LINDA WHITLOCK Mgmt For For
2. TO RATIFY, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE THE CAMBRIDGE BANCORP 2017 Mgmt Against Against
EQUITY AND CASH INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 934552921
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CRAIG S. GUNDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. HOLMES Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. OTT Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN M. ROHMAN Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE J. STERRS Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
3. TO SELECT, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES.
4. TO RATIFY THE 2012 EQUITY AND INCENTIVE Mgmt For For
PLAN.
5. TO RATIFY THE APPOINTMENT OF RSM US LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
6. TO AMEND THE ARTICLES OF INCORPORATION OF Mgmt For For
THE COMPANY TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
20,000,000 TO 40,000,000.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934550042
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. Mgmt For For
JENKINS,III
1E. ELECTION OF DIRECTOR: PETER THOMAS KILLALEA Mgmt For For
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND. Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2017.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2016 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
5. APPROVAL AND ADOPTION OF CAPITAL ONE'S Mgmt For For
AMENDED AND RESTATED ASSOCIATE STOCK
PURCHASE PLAN.
6. STOCKHOLDER PROPOSAL REQUESTING Shr For Against
STOCKHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT, IF PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS INC Agenda Number: 934601243
--------------------------------------------------------------------------------------------------------------------------
Security: 14070T102
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: CSTR
ISIN: US14070T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS C. BOTTORFF Mgmt For For
L. EARL BENTZ Mgmt For For
THOMAS R. FLYNN Mgmt For For
JULIE D. FRIST Mgmt For For
LOUIS A. GREEN, III Mgmt For For
DALE W. POLLEY Mgmt For For
STEPHEN B. SMITH Mgmt Withheld Against
RICHARD E. THORNBURGH Mgmt For For
CLAIRE W. TUCKER Mgmt For For
JAMES S. TURNER, JR. Mgmt For For
TOBY S. WILT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ELLIOTT DAVIS Mgmt For For
DECOSIMO, LLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017 (PROPOSAL 2)
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 934551791
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. CLAWSON, JR. Mgmt For For
GARY M. GRIFFIN Mgmt For For
DANIEL H. ISAAC, JR. Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS DECOSIMO, LLC AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934541904
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
1O. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE CITI'S 2016 Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE COMPANY'S POLICIES AND GOALS TO REDUCE
THE GENDER PAY GAP.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE
TO ADDRESS WHETHER THE DIVESTITURE OF ALL
NON-CORE BANKING BUSINESS SEGMENTS WOULD
ENHANCE SHAREHOLDER VALUE.
7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY TO
PROVIDE THAT A SUBSTANTIAL PORTION OF
ANNUAL TOTAL COMPENSATION OF EXECUTIVE
OFFICERS SHALL BE DEFERRED AND FORFEITED,
IN PART OR WHOLE, AT THE DISCRETION OF THE
BOARD, TO HELP SATISFY ANY MONETARY PENALTY
ASSOCIATED WITH A VIOLATION OF LAW.
9. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD ADOPT A POLICY PROHIBITING THE
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 934541106
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE VAN SAUN Mgmt For For
1B. ELECTION OF DIRECTOR: MARK CASADY Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTINE M. CUMMING Mgmt For For
1D. ELECTION OF DIRECTOR: ANTHONY DI IORIO Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM P. HANKOWSKY Mgmt For For
1F. ELECTION OF DIRECTOR: HOWARD W. HANNA III Mgmt For For
1G. ELECTION OF DIRECTOR: LEO I. ("LEE") HIGDON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES J. ("BUD") Mgmt For For
KOCH
1I. ELECTION OF DIRECTOR: ARTHUR F. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: SHIVAN S. SUBRAMANIAM Mgmt For For
1K. ELECTION OF DIRECTOR: WENDY A. WATSON Mgmt For For
1L. ELECTION OF DIRECTOR: MARITA ZURAITIS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 934554963
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 19-Apr-2017
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. FISHER Mgmt For For
JAY C. GOLDMAN Mgmt For For
PATRICK C. GRANEY III Mgmt For For
CHARLES R.HAGEBOECK Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTOR'S APPOINTMENT OF
ERNST & YOUNG , LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2017.
3. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY TO PROVIDE FOR
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
4. PROPOSAL FOR ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
5. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
VOTE.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 934544253
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL E. COLLINS Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1D. ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1E. ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1G. ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1I. ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL G. VAN DE VEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
4. NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
THAT SHAREHOLDERS ARE TO BE PRESENTED WITH
ADVISORY PROPOSALS APPROVING EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 934583774
--------------------------------------------------------------------------------------------------------------------------
Security: 20344D104
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: CFST
ISIN: US20344D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHEILA FROWSING Mgmt For For
JACK HOLT Mgmt For For
ROBERT KUBO Mgmt For For
LORRIE LORENZ Mgmt For For
JARED MARTIN Mgmt For For
STEVE MILLER Mgmt For For
DAVID PRICE Mgmt For For
MARK SALEH Mgmt For For
JOEL SLONSKI Mgmt For For
AL SMITH Mgmt For For
DANIEL SUCHY Mgmt For For
2. TO CONSIDER AND VOTE UPON AN AMENDMENT TO Mgmt For For
THE COMPANY'S ARTICLES OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK OF THE COMPANY TO FIFTY
MILLION ( $50,000,000) FROM FIVE MILLION
($5,000,000).
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE SELECTION OF CROWE HORWATH LLP,
AS THE BANK'S INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP, INC. Agenda Number: 934608312
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY J. SCHNEIDER Mgmt For For
LYNN D. DAVIS, PH.D. Mgmt For For
ANDREW J. STEIMLE Mgmt Withheld Against
KENNETH R. ZACHARIAS Mgmt For For
2. THE APPROVAL OF AN AMENDMENT TO THE Mgmt Against Against
ARTICLES OF INCORPORATION OF COUNTY
BANCORP, INC. (THE "ARTICLES") TO SET THE
MINIMUM NUMBER OF DIRECTORS AT TEN AND TO
REQUIRE THREE CLASSES OF DIRECTORS.
3. THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
ARTICLES TO PROVIDE FOR MANDATORY
INDEMNIFICATION OF DIRECTORS AND OFFICERS
OF COUNTY BANCORP, INC., TO THE FULLEST
EXTENT PERMITTED BY LAW.
4. THE APPROVAL OF AN AMENDMENT TO THE Mgmt Against Against
ARTICLES TO DESIGNATE THE COURTS OF THE
STATE OF WISCONSIN AS THE EXCLUSIVE FORUM
FOR CERTAIN LEGAL ACTIONS.
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CLIFTONLARSONALLEN LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
COUNTY BANCORP, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
CU BANCORP Agenda Number: 934470511
--------------------------------------------------------------------------------------------------------------------------
Security: 126534106
Meeting Type: Annual
Meeting Date: 15-Sep-2016
Ticker: CUNB
ISIN: US1265341065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERTO BARRAGAN Mgmt For For
CHARLES BEAUREGARD Mgmt For For
KENNETH COSGROVE Mgmt For For
DAVID HOLMAN Mgmt For For
K. BRIAN HORTON Mgmt For For
ERIC KENTOR Mgmt For For
JEFFREY LEITZINGER Mgmt For For
DAVID RAINER Mgmt For For
ROY SALTER Mgmt For For
DANIEL SELLECK Mgmt For For
CHARLES SWEETMAN Mgmt For For
KAVEH VARJAVAND Mgmt For For
2. TO RATIFY THE SELECTION OF RSM US LLP TO Mgmt For For
SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CU BANCORP FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 934558997
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. DENNY ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: CHRIS AVERY Mgmt For For
1D. ELECTION OF DIRECTOR: SAMUEL G. DAWSON Mgmt For For
1E. ELECTION OF DIRECTOR: CRAWFORD H. EDWARDS Mgmt For For
1F. ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK B. FROST Mgmt For For
1H. ELECTION OF DIRECTOR: PHILLIP D. GREEN Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID J. HAEMISEGGER Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN E. JENNINGS Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD M. KLEBERG Mgmt For For
III
1L. ELECTION OF DIRECTOR: CHARLES W. MATTHEWS Mgmt For For
1M. ELECTION OF DIRECTOR: IDA CLEMENT STEEN Mgmt For For
1N. ELECTION OF DIRECTOR: GRAHAM WESTON Mgmt For For
1O. ELECTION OF DIRECTOR: HORACE WILKINS, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS INDEPENDENT AUDITORS OF
CULLEN/FROST BANKERS, INC. FOR THE FISCAL
YEAR THAT BEGAN JANUARY 1, 2017.
3. PROPOSAL TO ADOPT THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION APPROVING
EXECUTIVE COMPENSATION.
4. ADVISORY (NON-BINDING) SELECTION OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE VOTES RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 934469518
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Special
Meeting Date: 14-Sep-2016
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF SHARES OF DNB Mgmt For For
FINANCIAL CORPORATION'S COMMON STOCK TO
HOLDERS OF EAST RIVER BANK COMMON STOCK IN
CONNECTION WITH THE MERGER, AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF APRIL 4, 2016, BY AND BETWEEN DNB
FINANCIAL CORPORATION AND EAST RIVER BANK.
2. APPROVAL OF AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO ISSUE
SHARES OF DNB FINANCIAL CORPORATION'S
COMMON STOCK TO HOLDERS OF EAST RIVER BANK
COMMON STOCK IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 934564166
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD F. GRIESSER Mgmt For For
WILLIAM J. HIEB Mgmt For For
CHARLES A. MURRAY Mgmt For For
JAMES H. THORNTON Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON AND PREFERRED
STOCK.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2004 INCENTIVE EQUITY AND
DEFERRED COMPENSATION PLAN THAT WILL, AMONG
OTHER THINGS, INCREASE THE SHARES AVAILABLE
UNDER THE PLAN.
4. AN ADVISORY (NON BINDING) "SAY ON PAY" Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE OFFICER
COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 934553783
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY A. DREYER Mgmt Withheld Against
LYNN E. DICKEY Mgmt For For
TANYA CHEMODUROW Mgmt For For
2. APPROVAL OF AMENDMENT NO. 2 TO THE 2011 Mgmt For For
STOCK INCENTIVE PLAN FOR DIRECTORS,
OFFICERS AND EMPLOYEES.
3. RATIFICATION OF THE APPOINTMENT OF DAVIS, Mgmt For For
KINARD & CO., P.C. AS EAGLE BANCORP
MONTANA, INC.'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
4. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 934628059
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Special
Meeting Date: 21-Jun-2017
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF DECEMBER 13, 2016,
BETWEEN SOUTHERN NATIONAL BANCORP OF
VIRGINIA, INC. ("SONA") AND EASTERN
VIRGINIA BANKSHARES, INC. ("EVBS"), AS
AMENDED, INCLUDING THE RELATED PLAN OF
MERGER, PURSUANT TO WHICH EVBS WILL MERGE
WITH AND INTO SONA (THE "MERGER").
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, CERTAIN COMPENSATION THAT
MAY BECOME PAYABLE TO EVBS'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. PROPOSAL TO ADJOURN THE MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 934488392
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Special
Meeting Date: 27-Oct-2016
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. EQUITY MERGER PROPOSAL: TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF REORGANIZATION,
BETWEEN EQUITY BANCSHARES, INC. ("EQUITY")
AND COMMUNITY FIRST BANCSHARES, INC.
("COMMUNITY"), PURSUANT TO WHICH COMMUNITY
WILL MERGE WITH AND INTO EQUITY (THE
"MERGER"), AND APPROVE THE MERGER,
INCLUDING THE ISSUANCE OF SHARES OF EQUITY
COMMON STOCK IN THE MERGER.
2. EQUITY ADJOURNMENT PROPOSAL: TO APPROVE THE Mgmt For For
ADJOURNMENT OF THE EQUITY SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE EQUITY
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 934561742
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GARY C. ALLERHEILIGEN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JEFF A. BLOOMER Mgmt Against Against
1.3 ELECTION OF DIRECTOR: P. JOHN ECK Mgmt Against Against
1.4 ELECTION OF DIRECTOR: GREGORY L. GAEDDERT Mgmt Against Against
2. RATIFICATION OF CROWE CHIZEK LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
3. APPROVAL OF THE COMPANY'S ANNUAL EXECUTIVE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 934557387
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. BATTLE Mgmt For For
JAMES E. BIDDLE, JR. Mgmt For For
JODY L. LOMEO Mgmt For For
OLIVER SOMMER Mgmt For For
NORA B. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EVANS BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 934495296
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Special
Meeting Date: 09-Dec-2016
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF F.N.B. COMMON Mgmt For For
STOCK PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 20, 2016, BETWEEN
F.N.B. CORPORATION AND YADKIN FINANCIAL
CORPORATION (THE "F.N.B. STOCK ISSUANCE
PROPOSAL").
2. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF APPROVAL OF THE F.N.B. STOCK
ISSUANCE PROPOSAL (THE "F.N.B. ADJOURNMENT
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 934556715
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM B. CAMPBELL Mgmt For For
JAMES D. CHIAFULLO Mgmt For For
VINCENT J. DELIE, JR. Mgmt For For
LAURA E. ELLSWORTH Mgmt For For
STEPHEN J. GURGOVITS Mgmt For For
ROBERT A. HORMELL Mgmt For For
DAVID J. MALONE Mgmt For For
D. STEPHEN MARTZ Mgmt For For
ROBERT J. MCCARTHY, JR. Mgmt For For
FRANK C. MENCINI Mgmt For For
DAVID L. MOTLEY Mgmt For For
HEIDI A. NICHOLAS Mgmt For For
JOHN S. STANIK Mgmt For For
WILLIAM J. STRIMBU Mgmt For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADOPTION OF AN ADVISORY (NON-BINDING) Mgmt 1 Year For
RESOLUTION ON THE FREQUENCY OF FUTURE
SHAREHOLDER ADVISORY VOTES TO APPROVE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS F.N.B.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934566297
--------------------------------------------------------------------------------------------------------------------------
Security: 30255G103
Meeting Type: Annual
Meeting Date: 15-May-2017
Ticker: FCB
ISIN: US30255G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT S. TESE Mgmt For For
LES J. LIEBERMAN Mgmt For For
STUART I. ORAN Mgmt For For
2. PROPOSAL TO APPROVE, ON A NONBINDING Mgmt Against Against
ADVISORY BASIS, THE COMPENSATION PAID TO
THE NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP. Agenda Number: 934534163
--------------------------------------------------------------------------------------------------------------------------
Security: 31678A103
Meeting Type: Special
Meeting Date: 20-Mar-2017
Ticker: FSC
ISIN: US31678A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt For For
AGREEMENT BETWEEN THE COMPANY AND ITS
INVESTMENT ADVISER, FIFTH STREET MANAGEMENT
LLC, THAT WILL CHANGE THE STRUCTURE OF THE
SUBORDINATED INCENTIVE FEE ON INCOME TO
IMPOSE A TOTAL RETURN HURDLE PROVISION AND
REDUCE THE "PREFERRED RETURN."
--------------------------------------------------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP. Agenda Number: 934532842
--------------------------------------------------------------------------------------------------------------------------
Security: 31678A103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: FSC
ISIN: US31678A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK J. DALTON Mgmt For For
BRIAN S. DUNN Mgmt For For
BYRON J. HANEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2017.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 934536600
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 18-Apr-2017
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: JORGE L. BENITEZ Mgmt For For
1D. ELECTION OF DIRECTOR: KATHERINE B. Mgmt For For
BLACKBURN
1E. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1F. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1G. ELECTION OF DIRECTOR: GREG D. CARMICHAEL Mgmt For For
1H. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1I. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1J. ELECTION OF DIRECTOR: EILEEN A. MALLESCH Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT EXTERNAL AUDIT FIRM FOR THE
COMPANY FOR THE YEAR 2017.
3. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
5. APPROVAL OF THE FIFTH THIRD BANCORP 2017 Mgmt For For
INCENTIVE COMPENSATION PLAN, INCLUDING THE
ISSUANCE OF SHARES AUTHORIZED THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 934571402
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEROME J. SMITH Mgmt For For
GERALD L. KILCOYNE Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934542968
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. ALEXANDER, JR. Mgmt Withheld Against
VICTOR E. BELL III Mgmt Withheld Against
PETER M. BRISTOW Mgmt For For
HOPE H. BRYANT Mgmt For For
H. LEE DURHAM, JR. Mgmt Withheld Against
DANIEL L. HEAVNER Mgmt For For
FRANK B. HOLDING, JR. Mgmt For For
ROBERT R. HOPPE Mgmt Withheld Against
LUCIUS S. JONES Mgmt For For
FLOYD L. KEELS Mgmt For For
ROBERT E. MASON IV Mgmt For For
ROBERT T. NEWCOMB Mgmt For For
JAMES M. PARKER Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION Mgmt For For
("SAY-ON-PAY" RESOLUTION) TO APPROVE
COMPENSATION PAID OR PROVIDED TO
BANCSHARES' EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT FOR THE ANNUAL
MEETING.
3. NON-BINDING ADVISORY VOTE ON WHETHER Mgmt 1 Year For
BANCSHARES SHOULD SUBMIT A SAY-ON-PAY
RESOLUTION FOR A VOTE OF ITS STOCKHOLDERS
EVERY YEAR, EVERY TWO YEARS, OR EVERY THREE
YEARS (A "SAY-ON-FREQUENCY" VOTE).
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS BANCSHARES'
INDEPENDENT ACCOUNTANTS FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
FIRST COLEBROOK BANCORP INC Agenda Number: 934598408
--------------------------------------------------------------------------------------------------------------------------
Security: 31971A107
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: FCNH
ISIN: US31971A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO FIX THE NUMBER OF DIRECTORS WHO Mgmt For For
SHALL CONSTITUTE THE FULL BOARD OF
DIRECTORS AT TWELVE (12).
2. DIRECTOR
WARREN E. CHASE Mgmt Withheld Against
SCOTT A. COOPER Mgmt Withheld Against
JUDITH E. DALTON Mgmt Withheld Against
JONATHAN S. FRIZZELL Mgmt Withheld Against
JAMES E. TIBBETTS Mgmt Withheld Against
3. THE RATIFICATION OF BAKER NEWMAN & NOYES Mgmt Against Against
LLC, AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
4. IN THEIR DISCRETION, THE SAID ATTORNEY(S) Mgmt Against Against
ARE AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING, OR ANY ADJOURNMENTS
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 934566893
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS C. BROWN Mgmt For For
W. JAMES KITCHENS, JR. Mgmt For For
RODERICK M. TODD, JR. Mgmt For For
MITCHELL M. WILLOUGHBY Mgmt For For
EDWARD J. TARVER Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THIS
PROXY STATEMENT (THIS IS A NON-BINDING,
ADVISORY VOTE).
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE 2011 STOCK INCENTIVE PLAN, AS AMENDED.
4. TO RATIFY THE APPOINTMENT OF ELLIOTT DAVIS Mgmt For For
DECOSIMO, LLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC. Agenda Number: 934577353
--------------------------------------------------------------------------------------------------------------------------
Security: 319850103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: FBNK
ISIN: US3198501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATIENCE P. MCDOWELL Mgmt For For
MICHAEL A. ZIEBKA Mgmt For For
2. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 934553101
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN A. HUBBARD Mgmt For For
BARBARA A. MITZEL Mgmt For For
CHARLES D. NIEHAUS Mgmt For For
2. TO CONSIDER AND APPROVE A NON-BINDING Mgmt For For
ADVISORY VOTE ON FIRST DEFIANCE'S EXECUTIVE
COMPENSATION.
3. TO CONSIDER AND VOTE ON AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
DECLASSIFY THE BOARD.
4. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF CROWE HORWATH LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FIRST DEFIANCE FOR THE
YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 934577911
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt For For
CYNTHIA O. BOOTH Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt For For
PETER E. GEIER Mgmt For For
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
JEFFREY D. MEYER Mgmt For For
JOHN T. NEIGHBOURS Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
2. AMEND AND RESTATE THE COMPANY'S 2012 STOCK Mgmt For For
PLAN.
3. RATIFICATION OF CROWE HORWATH LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
4. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
5. ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE SHAREHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST HAWAIIAN INC. Agenda Number: 934555181
--------------------------------------------------------------------------------------------------------------------------
Security: 32051X108
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: FHB
ISIN: US32051X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW COX Mgmt For For
W. ALLEN DOANE Mgmt For For
THIBAULT FULCONIS Mgmt Withheld Against
GERARD GIL Mgmt Withheld Against
JEAN M. GIVADINOVITCH Mgmt Withheld Against
ROBERT S. HARRISON Mgmt Withheld Against
J. MICHAEL SHEPHERD Mgmt Withheld Against
ALLEN B. UYEDA Mgmt Withheld Against
MICHEL VIAL Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
AND TOUCHE LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 934540673
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 01-May-2017
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY J. LEHMAN Mgmt For For
JEAN L. WOJTOWICZ Mgmt For For
MICHAEL J. FISHER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF FIRST MERCHANTS
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF FIRST MERCHANTS
CORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK WHICH IT IS
AUTHORIZED TO ISSUE FROM 50,000,000 SHARES
TO 100,000,000 SHARES.
4. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF FIRST MERCHANTS
CORPORATION TO ELIMINATE THE FIXED RATE
CUMULATIVE PERPETUAL PREFERRED STOCK,
SERIES A, AND THE SENIOR NON-CUMULATIVE
PERPETUAL PREFERRED STOCK, SERIES B,
NEITHER OF WHICH SERIES HAS ANY OUTSTANDING
SHARES.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 934591858
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS A DIRECTOR: JOHN J. Mgmt For For
MCCABE
1B. ELECTION OF CLASS A DIRECTOR: DONNA M. Mgmt For For
O'BRIEN
1C. ELECTION OF CLASS A DIRECTOR: MICHAEL J. Mgmt For For
RUSSO
1D. ELECTION OF CLASS A DIRECTOR: CAREN C. YOH Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2014 OMNIBUS INCENTIVE PLAN.
3. RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GEORGETOWN BANCORP INC. Agenda Number: 934520431
--------------------------------------------------------------------------------------------------------------------------
Security: 372591107
Meeting Type: Special
Meeting Date: 13-Feb-2017
Ticker: GTWN
ISIN: US3725911073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 5, 2016, BY AND
AMONG SALEM FIVE BANCORP, BRIGHT STAR, INC.
AND GEORGETOWN BANCORP, INC., PURSUANT TO
WHICH BRIGHT STAR, INC. WILL MERGE WITH AND
INTO GEORGETOWN BANCORP, WITH GEORGETOWN
BANCORP AS THE SURVIVING ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. THE APPROVAL, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, OF THE COMPENSATION TO BE PAID TO
THE NAMED EXECUTIVE OFFICERS OF GEORGETOWN
BANCORP IN CONNECTION WITH THE MERGER IF
THE MERGER IS CONSUMMATED.
3. THE ADJOURNMENT OF THE SPECIAL MEETING OF Mgmt For For
STOCKHOLDERS IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 934577113
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTINA M. ERNST Mgmt Withheld Against
CHRIS A. RAMSEY Mgmt Withheld Against
M. DARREN ROOT Mgmt Withheld Against
MARK A. SCHROEDER Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS WHO
ARE NAMED IN THE COMPENSATION DISCLOSURES
IN THE ACCOMPANYING PROXY STATEMENT.
3. TO ADVISE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF CROWE HORWATH LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA, LYSAKER Agenda Number: 707840612
--------------------------------------------------------------------------------------------------------------------------
Security: R2763X101
Meeting Type: AGM
Meeting Date: 06-Apr-2017
Ticker:
ISIN: NO0010582521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 OPENING OF THE GENERAL MEETING BY THE CHAIR Non-Voting
OF BOARD
2 PRESENTATION OF THE LIST OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
3 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote
THE AGENDA
4 ELECTION OF TWO REPRESENTATIVES TO SIGN THE Non-Voting
MINUTES ALONG WITH THE CHAIR OF THE MEETING
5 APPROVAL OF THE BOARD'S REPORT AND ANNUAL Mgmt No vote
ACCOUNTS FOR 2016 INCLUDING ALLOCATION OF
THE PROFIT FOR THE YEAR: DIVIDEND OF NOK
6.80 PER SHARE
6.A THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION OF EXECUTIVE
PERSONNEL: THE BOARD'S STATEMENT ON THE
STIPULATION OF PAY AND OTHER REMUNERATION
6.B THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION OF EXECUTIVE
PERSONNEL: THE BOARD'S GUIDELINES FOR THE
STIPULATION OF PAY FOR EXECUTIVE PERSONNEL
FOR THE COMING FINANCIAL YEAR
6.C THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION OF EXECUTIVE
PERSONNEL: THE BOARD'S BINDING GUIDELINES
FOR THE ALLOCATION OF SHARES, SUBSCRIPTION
RIGHTS ETC. FOR THE COMING FINANCIAL YEAR
7.A AUTHORISATIONS TO THE BOARD: TO DECIDE THE Mgmt No vote
DISTRIBUTION OF DIVIDEND
7.B AUTHORISATIONS TO THE BOARD: TO PURCHASE Mgmt No vote
OWN SHARES IN THE MARKED
7.C AUTHORISATIONS TO THE BOARD: TO INCREASE Mgmt No vote
THE SHARE CAPITAL
7.D AUTHORISATIONS TO THE BOARD: TO RAISE Mgmt No vote
SUBORDINATED DEBT AND OTHER EXTERNAL
FINANCING
8 PROPOSAL FOR NEW ARTICLES OF ASSOCIATION: Mgmt No vote
ARTICLE 2-2, ARTICLE 2-5, ARTICLE 2-7,
ARTICLE 4
9.A.1 PROPOSAL OF ELECTION OF MEMBER OF THE BOARD Mgmt No vote
AND CHAIR: INGE K. HANSEN (CHAIR)
9.A.2 PROPOSAL OF ELECTION OF MEMBER OF THE BOARD Mgmt No vote
AND CHAIR: GISELE MARCHAND (MEMBER)
9.A.3 PROPOSAL OF ELECTION OF MEMBER OF THE BOARD Mgmt No vote
AND CHAIR: PER ARNE BJORGE (MEMBER)
9.A.4 PROPOSAL OF ELECTION OF MEMBER OF THE BOARD Mgmt No vote
AND CHAIR: JOHN GIVERHOLT (MEMBER)
9.A.5 PROPOSAL OF ELECTION OF MEMBER OF THE BOARD Mgmt No vote
AND CHAIR: TINE G. WOLLEBEKK (MEMBER)
9.A.6 PROPOSAL OF ELECTION OF MEMBER OF THE BOARD Mgmt No vote
AND CHAIR: HILDE MERETE NAFSTAD (MEMBER)
9.A.7 PROPOSAL OF ELECTION OF MEMBER OF THE BOARD Mgmt No vote
AND CHAIR: EIVIND ELNAN (MEMBER)
9.B.1 PROPOSAL OF ELECTION OF MEMBER TO THE Mgmt No vote
NOMINATION COMMITTEE: EINAR ENGER (CHAIR)
9.B.2 PROPOSAL OF ELECTION OF MEMBER TO THE Mgmt No vote
NOMINATION COMMITTEE: JOHN OVE OTTESTAD
(MEMBER)
9.B.3 PROPOSAL OF ELECTION OF MEMBER TO THE Mgmt No vote
NOMINATION COMMITTEE: TORUN SKJERVO BAKKEN
(MEMBER)
9.B.4 PROPOSAL OF ELECTION OF MEMBER TO THE Mgmt No vote
NOMINATION COMMITTEE: JOAKIM GJERSOE
(MEMBER)
9.B.5 PROPOSAL OF ELECTION OF MEMBER TO THE Mgmt No vote
NOMINATION COMMITTEE: MARIANNE ODEGAARD
RIBE (MEMBER)
9.C.1 PROPOSAL OF ELECTION OF EXTERNAL AUDITOR: Mgmt No vote
DELOITTE AS
10 REMUNERATION Mgmt No vote
CMMT 16 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 934545178
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
RANDALL M. CHESLER Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
MARK J. SEMMENS Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
GLACIER BANCORP, INC.'S NAMED EXECUTIVE
OFFICERS.
3. TO VOTE, IN AN ADVISORY (NON-BINDING) Mgmt 1 Year For
CAPACITY, ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
GLACIER BANCORP, INC.'S NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
GLACIER BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 934551513
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN R. AUSBURN Mgmt For For
LARRY D. FRAZIER Mgmt For For
DOUGLAS M. PITT Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS GREAT SOUTHERN BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 934521457
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 27-Feb-2017
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN LACY Mgmt For For
FRANCES GRIEB Mgmt For For
JAMES ISRAEL Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, A RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
3. TO RECOMMEND, BY ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 934540053
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK E. BERTUCCI Mgmt For For
CONSTANTINE S. LIOLLIO Mgmt For For
THOMAS H. OLINDE Mgmt For For
JOAN C. TEOFILO Mgmt For For
C. RICHARD WILKINS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE AN AMENDMENT TO OUR 2014 LONG Mgmt For For
TERM INCENTIVE PLAN, TO INCREASE THE NUMBER
OF SHARES AVAILABLE AND TO RE-APPROVE THE
MATERIAL TERMS OF PERFORMANCE GOALS FOR
QUALIFIED PERFORMANCE-BASED AWARDS.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE BOOKS OF THE COMPANY AND
ITS SUBSIDIARIES FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 934596884
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.M. BIAGINI-KOMAS Mgmt For For
FRANK G. BISCEGLIA Mgmt For For
JACK W. CONNER Mgmt For For
J. PHILIP DINAPOLI Mgmt For For
STEVEN L. HALLGRIMSON Mgmt For For
WALTER T. KACZMAREK Mgmt For For
ROBERT T. MOLES Mgmt For For
LAURA RODEN Mgmt For For
RANSON W. WEBSTER Mgmt For For
2. AMENDMENT TO HERITAGE COMMERCE CORP 2013 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES FOR ISSUANCE UNDER THE
PLAN.
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 934540990
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
BRIAN S. CHARNESKI
1B. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
JOHN A. CLEES
1C. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
KIMBERLY T. ELLWANGER
1D. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
DEBORAH J. GAVIN
1E. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
JEFFREY S. LYON
1F. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
GRAGG E. MILLER
1G. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
ANTHONY B. PICKERING
1H. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
BRIAN L. VANCE
1I. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: ANN Mgmt For For
WATSON
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION PAID TO NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. ADVISORY (NON-BINDING) VOTE ON HOW OFTEN Mgmt 1 Year For
SHAREHOLDERS SHALL VOTE ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS HERITAGE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 934535393
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Special
Meeting Date: 27-Mar-2017
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION DATED AS OF DECEMBER 12,
2016 BY AND BETWEEN PACIFIC PREMIER BANCORP
AND HERITAGE OAKS BANCORP (MERGER
AGREEMENT) AND THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
2. AN ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION THAT WILL BE PAYABLE TO
HERITAGE OAKS BANCORP'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. PROPOSAL TO ADJOURN THE HERITAGE OAKS Mgmt For For
BANCORP SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
HOMESTREET, INC. Agenda Number: 934612967
--------------------------------------------------------------------------------------------------------------------------
Security: 43785V102
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: HMST
ISIN: US43785V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID A. EDERER Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS E. KING Mgmt Against Against
1C. ELECTION OF DIRECTOR: GEORGE "JUDD" KIRK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE CERTAIN AMENDMENTS TO THE 2014 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 975,000 SHARES AND ADD
PERFORMANCE MEASURES FOR PURPOSES OF
SECTION 280G OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP Agenda Number: 934543439
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. DWORKIN Mgmt For For
DANIEL F. HOPP Mgmt For For
MICHELE M. MAGNUSON Mgmt For For
STEVEN W. REED Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF BKD, LLP AS Mgmt For For
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 934582518
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD G. ARNOLD* Mgmt For For
NASSER BASIR* Mgmt For For
KAREN D. MCGRAW* Mgmt Withheld Against
MARY ANN SCULLY* Mgmt For For
GARY R. BOZEL** Mgmt Withheld Against
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934572670
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. Mgmt For For
BISSONNETTE
1B. ELECTION OF DIRECTOR: DANIEL F. O'BRIEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER Mgmt For For
ODDLEIFSON
1D. ELECTION OF DIRECTOR: MAURICE H. SULLIVAN, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRIAN S. TEDESCHI Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVE THE COMPANY'S 2017 EXECUTIVE Mgmt For For
INCENTIVE PLAN.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 934537234
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN L. GULIS, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: TERRY L. HASKE Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM B. KESSEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH, LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVES.
4. APPROVAL OF AN AMENDMENT TO OUR LONG-TERM Mgmt For For
INCENTIVE PLAN TO MAKE AN ADDITIONAL
400,000 SHARES OF OUR COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INTERMEDIATE CAPITAL GROUP PLC, LONDON Agenda Number: 707206187
--------------------------------------------------------------------------------------------------------------------------
Security: G4807D184
Meeting Type: AGM
Meeting Date: 21-Jul-2016
Ticker:
ISIN: GB00BYY5B507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE FINANCIAL YEAR ENDED 31 MARCH 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2016
3 TO DECLARE A FINAL DIVIDEND OF 15.8 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016
4 TO REAPPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY TO HOLD OFFICE AS THE COMPANY'S
AUDITORS FROM THE CONCLUSION OF THIS ANNUAL
GENERAL MEETING UNTIL THE CONCLUSION OF THE
COMPANY'S NEXT ANNUAL GENERAL MEETING IN
2017
5 TO AUTHORISE THE AUDIT COMMITTEE, FOR AND Mgmt For For
ON BEHALF OF THE DIRECTORS, TO SET THE
REMUNERATION OF THE AUDITORS
6 TO RE-APPOINT KEVIN PARRY AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-APPOINT PETER GIBBS AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-APPOINT KIM WAHL AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-APPOINT KATHRYN PURVES AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-APPOINT CHRISTOPHE EVAIN AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 TO RE-APPOINT PHILIP KELLER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 TO RE-APPOINT BENOIT DURTESTE AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES PURSUANT TO SECTION 551 OF THE
COMPANIES ACT 2006
14 SUBJECT TO THE PASSING OF RESOLUTION 13 TO Mgmt For For
AUTHORISE THE DIRECTORS TO ALLOT EQUITY
SECURITIES AND TO SELL ORDINARY SHARES HELD
AS TREASURY SHARES PURSUANT TO SECTIONS
570(1) AND 573 OF THE COMPANIES ACT 2006
15 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS ORDINARY SHARES PURSUANT
TO SECTION 701 OF THE COMPANIES ACT 2006
16 TO APPROVE THAT A GENERAL MEETING OF THE Mgmt For For
COMPANY (OTHER THAN AN ANNUAL GENERAL
MEETING) MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
17 TO DECLARE A SPECIAL DIVIDEND OF 63.4 PENCE Mgmt For For
PER ORDINARY SHARE PAYABLE TO HOLDERS OF
ORDINARY SHARES AS AT CLOSE OF BUSINESS ON
29 JULY 2016
18 SUBJECT TO THE PASSING OF RESOLUTION 17 AND Mgmt For For
ADMISSION ADMISSION OF THE NEW ORDINARY
SHARES TO THE OFFICIAL LIST AND TRADING,
THAT EVERY 9 EXISTING ORDINARY SHARES BE
CONSOLIDATED INTO 8 NEW ORDINARY SHARES OF
26 1/4 PENCE EACH IN THE CAPITAL OF THE
COMPANY
19 THAT, FOR THE PURPOSES OF ARTICLE 97 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION, THE
MAXIMUM AGGREGATE AMOUNT PER ANNUM WHICH
THE DIRECTORS SHALL BE ENTITLED TO RECEIVE
BY WAY OF FEES SHALL BE INCREASED FROM GBP
600,000 PER ANNUM TO GBP 1,000,000 PER
ANNUM
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934561665
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: TODD A. COMBS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1K. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
5. INDEPENDENT BOARD CHAIRMAN Shr Against For
6. VESTING FOR GOVERNMENT SERVICE Shr For Against
7. CLAWBACK AMENDMENT Shr Against For
8. GENDER PAY EQUITY Shr Against For
9. HOW VOTES ARE COUNTED Shr Against For
10. SPECIAL SHAREOWNER MEETINGS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934568467
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: GARY M. CROSBY Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: H. JAMES DALLAS Mgmt For For
1G. ELECTION OF DIRECTOR: ELIZABETH R. GILE Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH ANN M. GILLIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. GISEL, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: CARLTON L. HIGHSMITH Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD J. HIPPLE Mgmt For For
1L. ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt For For
1M. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1N. ELECTION OF DIRECTOR: DEMOS PARNEROS Mgmt For For
1O. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
1P. ELECTION OF DIRECTOR: DAVID K. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL SEEKING AN INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 934543352
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 18-Apr-2017
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T. J . CUNNINGHAM III Mgmt For For
GARY N. GEISEL Mgmt For For
RICHARD A. GROSSI Mgmt For For
JOHN D. HAWKE, JR. Mgmt For For
NEWTON P.S. MERRILL Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
DENIS J. SALAMONE Mgmt For For
DAVID S. SCHARFSTEIN Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF M&T
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 934606154
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS B. BITTNER Mgmt For For
JOSEPH D. GAREA Mgmt For For
KELLY W. GEORGE Mgmt For For
L. BROOKS PATTERSON Mgmt For For
2. A PROPOSAL TO APPROVE IN A NON-BINDING Mgmt For For
ADVISORY VOTE THE CORPORATION'S
COMPENSATION OF EXECUTIVES, AS DISCLOSED IN
THE PROXY STATEMENT FOR THE ANNUAL MEETING.
3. TO RATIFY THE APPOINTMENT OF PLANTE & Mgmt For For
MORAN, PLLC AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MAINSOURCE FINANCIAL GROUP, INC. Agenda Number: 934549619
--------------------------------------------------------------------------------------------------------------------------
Security: 56062Y102
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: MSFG
ISIN: US56062Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN L. BARDWELL Mgmt For For
WILLIAM G. BARRON Mgmt For For
VINCENT A. BERTA Mgmt For For
ARCHIE M. BROWN, JR. Mgmt For For
D. J. HINES Mgmt For For
ERIN P. HOEFLINGER Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
LAWRENCE R. RUEFF DVM Mgmt For For
JOHN G. SEALE Mgmt For For
2. APPROVAL OF AN ADVISORY PROPOSAL ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION POLICIES
AND PROCEDURES.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 934575739
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B. ELECTION OF DIRECTOR: C. BRYAN DANIELS Mgmt For For
1C. ELECTION OF DIRECTOR: MITCHELL FEIGER Mgmt For For
1D. ELECTION OF DIRECTOR: SUNIL GARG Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES J. GRIES Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES N. HALLENE Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS H. HARVEY Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. HOLMSTROM Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD D. SANTO Mgmt For For
1K. ELECTION OF DIRECTOR: JENNIFER W. STEANS Mgmt For For
1L. ELECTION OF DIRECTOR: RENEE TOGHER Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCSHARES, INC. Agenda Number: 934529679
--------------------------------------------------------------------------------------------------------------------------
Security: 588448100
Meeting Type: Special
Meeting Date: 23-Mar-2017
Ticker: MBVT
ISIN: US5884481004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 22, 2016, BY AND
BETWEEN COMMUNITY BANK SYSTEM, INC. AND
MERCHANTS BANCSHARES, INC. (THE "MERGER
AGREEMENT"), WHICH PROVIDES FOR THE MERGER
OF MERCHANTS BANCSHARES, INC. WITH AND INTO
COMMUNITY BANK SYSTEM, INC. WITH COMMUNITY
BANK SYSTEM, INC. AS THE SURVIVING COMPANY
(THE "MERGER").
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAYABLE TO THE
NAMED EXECUTIVE OFFICERS OF MERCHANTS
BANCSHARES, INC. IN CONNECTION WITH THE
MERGER.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 934547665
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINN A. CRULL Mgmt For For
WILBUR R. DAVIS Mgmt For For
CHARLES J. VIATER Mgmt For For
2. ADOPTION OF AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION TO APPROVE OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF BKD, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL COMMERCE CORPORATION Agenda Number: 934603526
--------------------------------------------------------------------------------------------------------------------------
Security: 63546L102
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: NCOM
ISIN: US63546L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOEL S. AROGETI Mgmt For For
BOBBY A. BRADLEY Mgmt For For
MARK L. DREW Mgmt For For
R. HOLMAN HEAD Mgmt For For
JOHN H. HOLCOMB, III Mgmt For For
WILLIAM E. MATTHEWS, V Mgmt For For
C. PHILLIP MCWANE Mgmt For For
RICHARD MURRAY, IV Mgmt For For
G. RUFFNER PAGE, JR. Mgmt For For
STEPHEN A. SEVIGNY Mgmt For For
W. STANCIL STARNES Mgmt For For
TEMPLE W. TUTWILER, III Mgmt For For
RUSSELL H VANDEVELDE IV Mgmt For For
DONALD F. WRIGHT Mgmt For For
2. TO APPROVE AND ADOPT THE NATIONAL COMMERCE Mgmt For For
CORPORATION 2017 EQUITY INCENTIVE PLAN.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PORTER KEADLE MOORE, LLC AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 934552248
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT W. AGNEW Mgmt For For
ROBERT B. ATWELL Mgmt For For
MICHAEL E. DANIELS Mgmt For For
JOHN N. DYKEMA Mgmt For For
TERRENCE R. FULWILER Mgmt For For
CHRISTOPHER J. GHIDORZI Mgmt For For
MICHAEL J. GILSON Mgmt For For
THOMAS L. HERLACHE Mgmt For For
LOUIS J. JEANQUART Mgmt For For
DONALD J. LONG, JR. Mgmt For For
DUSTIN J. MCCLONE Mgmt For For
SUSAN L. MERKATORIS Mgmt For For
RANDY J. ROSE Mgmt For For
OLIVER "PIERCE" SMITH Mgmt For For
ROBERT J. WEYERS Mgmt For For
2. RATIFICATION OF SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PORTER KEADLE MOORE, LLC TO SERVE
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 934594498
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH M. BEEDLE Mgmt For For
LARRY S. CASH Mgmt For For
ANTHONY DRABEK Mgmt For For
KARL L. HANNEMAN Mgmt For For
DAVID W. KARP Mgmt For For
DAVID J. MCCAMBRIDGE Mgmt For For
KRYSTAL M. NELSON Mgmt For For
JOSEPH M. SCHIERHORN Mgmt For For
JOHN C. SWALLING Mgmt For For
LINDA C. THOMAS Mgmt For For
DAVID G. WIGHT Mgmt For For
2. APPROVAL OF STOCK INCENTIVE PLAN. TO Mgmt For For
APPROVE THE NORTHRIM BANCORP, INC. 2017
STOCK INCENTIVE PLAN.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO Mgmt For For
APPROVE, BY NONBINDING VOTE, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO
APPROVE, BY NONBINDING VOTE, THE FREQUENCY
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. THE BOARD RECOMMENDS THAT YOU
VOTE FOR EVERY "ONE YEAR".
5. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO
RATIFY THE SELECTION OF MOSS ADAMS LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR NORTHRIM BANCORP, INC.
FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
OAK VALLEY BANCORP Agenda Number: 934618616
--------------------------------------------------------------------------------------------------------------------------
Security: 671807105
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: OVLY
ISIN: US6718071052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. COURTNEY Mgmt For For
MICHAEL Q. JONES Mgmt For For
TERRANCE P. WITHROW Mgmt For For
2. TO APPROVE THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF MOSS ADAMS, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S 2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 934533755
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN W. BRAUN Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
ANDREW E. GOEBEL Mgmt For For
JEROME F. HENRY, JR. Mgmt For For
ROBERT G. JONES Mgmt For For
PHELPS L. LAMBERT Mgmt For For
ARTHUR H. MCELWEE, JR. Mgmt For For
JAMES T. MORRIS Mgmt For For
RANDALL T. SHEPARD Mgmt For For
REBECCA S. SKILLMAN Mgmt For For
KELLY N. STANLEY Mgmt For For
DERRICK J. STEWART Mgmt For For
KATHERINE E. WHITE Mgmt For For
LINDA E. WHITE Mgmt For For
2. APPROVAL OF THE OLD NATIONAL BANCORP Mgmt For For
AMENDED AND RESTATED 2008 INCENTIVE
COMPENSATION PLAN.
3. APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION.
4. APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Mgmt 1 Year For
DETERMINING THE FREQUENCY OF ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 934597191
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: WILLIAM KANE Mgmt For For
1.2 ELECTION OF CLASS I DIRECTOR: JOHN LADOWICZ Mgmt For For
1.3 ELECTION OF CLASS I DIRECTOR: PATTI TEMPLE Mgmt For For
ROCKS
2. APPROVAL, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING OF
STOCKHOLDERS.
3. RATIFICATION OF THE SELECTION OF PLANTE & Mgmt For For
MORAN, PLLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 934616460
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Special
Meeting Date: 08-Jun-2017
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 9, 2017, BY AND
BETWEEN COLUMBIA BANKING SYSTEM, INC. AND
PACIFIC CONTINENTAL CORPORATION.
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO PACIFIC CONTINENTAL
CORPORATION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGERS.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
SOLICIT ADDITIONAL PROXIES IN EVENT THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 934613515
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. CARONA Mgmt For For
AYAD A. FARGO Mgmt For For
STEVEN R. GARDNER Mgmt For For
JOSEPH L. GARRETT Mgmt For For
JEFF C. JONES Mgmt For For
SIMONE F. LAGOMARSINO Mgmt For For
MICHAEL J. MORRIS Mgmt For For
MICHAEL E. PFAU Mgmt For For
ZAREH H. SARRAFIAN Mgmt For For
CORA M. TELLEZ Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE PACIFIC Mgmt Against Against
PREMIER BANCORP, INC. AMENDED AND RESTATED
2012 LONG-TERM INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR GRANT
UNDER SUCH PLAN.
4. TO RATIFY THE APPOINTMENT OF CROWE HORWARTH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 934537614
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DANIEL DELAWDER Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES R. DEROBERTS Mgmt For For
1C. ELECTION OF DIRECTOR: ALICIA J. HUPP Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. O'NEILL Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
4. APPROVE THE PARK NATIONAL CORPORATION 2017 Mgmt For For
LONG-TERM INCENTIVE PLAN FOR EMPLOYEES.
5. APPROVE THE PARK NATIONAL CORPORATION 2017 Mgmt Against Against
LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 934592317
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER C. AYERS Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN E. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY S. KANE Mgmt For For
1D. ELECTION OF DIRECTOR: KIM S. PRICE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. TO ADOPT AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
COMMONLY REFERRED TO AS A "SAY ON PAY"
VOTE.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934544544
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TARA M. ABRAHAM Mgmt For For
JAMES S. HUGGINS Mgmt For For
BROOKE W. JAMES Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2017 ANNUAL MEETING OF
SHAREHOLDERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934536270
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 18-Apr-2017
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BROCK Mgmt For For
1B. ELECTION OF DIRECTOR: RENDA J. BURKHART Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY L. BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MARTY G. DICKENS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS C. FARNSWORTH, Mgmt For For
III
1F. ELECTION OF DIRECTOR: JOSEPH C. GALANTE Mgmt For For
1G. ELECTION OF DIRECTOR: GLENDA BASKIN GLOVER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. INGRAM Mgmt For For
1I. ELECTION OF DIRECTOR: ED C. LOUGHRY, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. MCCABE, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD L. SAMUELS Mgmt For For
1L. ELECTION OF DIRECTOR: GARY L. SCOTT Mgmt For For
1M. ELECTION OF DIRECTOR: REESE L. SMITH, III Mgmt For For
1N. ELECTION OF DIRECTOR: M. TERRY TURNER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT FOR THE ANNUAL MEETING
OF SHAREHOLDERS.
4. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF A NON-BINDING
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 934491781
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 17-Nov-2016
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH P. BARR Mgmt For For
BRUCE W. BENNETT Mgmt For For
DEBBI H. GUTHRIE Mgmt For For
2. THE APPROVAL ON AN ADVISORY BASIS Mgmt For For
(NON-BINDING) VOTE ON OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR PROVIDENT FINANCIAL HOLDINGS,
INC. FOR THE FISCAL YEAR ENDING JUNE 30,
2017.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 934543162
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT ADAMO Mgmt For For
LAURA L. BROOKS Mgmt For For
TERENCE GALLAGHER Mgmt For For
CARLOS HERNANDEZ Mgmt For For
2. THE APPROVAL (NON-BINDING) OF EXECUTIVE Mgmt For For
COMPENSATION.
3. AN ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTING ON
EXECUTIVE COMPENSATION.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 934560233
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL L. PETERSON Mgmt For For
GEORGE T. RALPH III Mgmt For For
MARIE Z. ZIEGLER Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS, WHICH IS REFERRED TO AS A "SAY ON
PAY" PROPOSAL
3. TO RATIFY THE APPOINTMENT OF RSM US LLP AS Mgmt For For
QCR HOLDINGS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 934537486
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1C. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1D. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O. B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1M. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
1N. ELECTION OF DIRECTOR: JOSE S. SUQUET Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 934541714
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHALL H. DICKERSON Mgmt For For
R. RICK HART Mgmt For For
RICHARD L. HEYER, JR. Mgmt For For
J. NILES MCNEEL Mgmt For For
MICHAEL D. SHMERLING Mgmt For For
2. TO ADOPT, IN A NON-BINDING ADVISORY VOTE, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE PROXY STATEMENT.
3. TO RECOMMEND, IN A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, WHETHER THE NON-BINDING ADVISORY VOTE
TO APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY YEAR,
EVERY OTHER YEAR OR EVERY THREE YEARS.
4. TO RATIFY THE APPOINTMENT OF HORNE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 934548061
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. FRIIS Mgmt For For
PAMELA A. LITTLE Mgmt For For
JAMES J. MAIWURM Mgmt For For
CRAIG A. RUPPERT Mgmt For For
2. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION FOR THE NAMED EXECUTIVE
OFFICERS.
3. A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
SBT BANCORP, INC. Agenda Number: 934554177
--------------------------------------------------------------------------------------------------------------------------
Security: 78391C106
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: SBTB
ISIN: US78391C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. BOGINO Mgmt For For
NICHOLAS B. MASON Mgmt For For
DAVID W. SESSIONS Mgmt For For
ANN G. TAYLOR Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF SBT BANCORP,
INC.'S NAMED EXECUTIVE OFFICERS AS
DETERMINED BY THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE.
3. TO RATIFY THE APPOINTMENT OF BAKER NEWMAN & Mgmt For For
NOYES, LLC AS SBT BANCORP, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
4. IN THEIR DISCRETION, THE PROXIES, OR EITHER Mgmt Against Against
OF THEM, ARE AUTHORIZED TO VOTE UPON SUCH
OTHER BUSINESS AS MAY PROPERLY BE BROUGHT
BEFORE THE MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 934540700
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BLENDA W. ARMISTEAD Mgmt For For
CLASS II (TERM EXPIRES 2020)
1B. ELECTION OF DIRECTOR: DAVID W. MOORE CLASS Mgmt For For
II (TERM EXPIRES 2020)
1C. ELECTION OF DIRECTOR: DAVID A. FIKE CLASS Mgmt For For
II (TERM EXPIRES 2020)
1D. ELECTION OF DIRECTOR: CLYDE V. KELLY, III Mgmt For For
CLASS II (TERM EXPIRES 2020)
2. RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADOPT A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 934598991
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT L. BERRA Mgmt For For
VONN R. CHRISTENSON Mgmt For For
LAURENCE S. DUTTO Mgmt For For
KEVIN J. MCPHAILL Mgmt For For
GORDON T. WOODS Mgmt For For
2. TO APPROVE THE COMPANY'S 2017 STOCK Mgmt Against Against
INCENTIVE PLAN, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT DATED APRIL 14,
2017.
3. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO., LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT DATED APRIL 14,
2017.
4. TO APPROVE, ON AN ADVISORY AND NON BINDING Mgmt For For
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPANY'S PROXY STATEMENT
DATED APRIL 14, 2017.
5. TO APPROVE, ON AN ADVISORY AND NON BINDING Mgmt 1 Year For
BASIS, THE FREQUENCY OF HOLDING AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE SUPPLEMENT DATED MAY 8,
2017 TO THE COMPANY'S PROXY STATEMENT DATED
APRIL 14, 2017.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 934584966
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW B. CAJKA Mgmt For For
ANNE S. ELLEFSON Mgmt For For
FRED GILMER, JR. Mgmt For For
TECUMSEH HOOPER, JR. Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS DECOSIMO, LLC AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 934486350
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 31-Oct-2016
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMMY A. SCHALK Mgmt For For
CHARLES R. LOVE Mgmt For For
2. THE ADVISORY (NON-BINDING) VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
ARTICLES OF INCORPORATION OF SOUTHERN
MISSOURI BANCORP TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM
10,000,000 TO 12,000,000.
4. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS SOUTHERN MISSOURI BANCORP'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. Agenda Number: 934542083
--------------------------------------------------------------------------------------------------------------------------
Security: 844767103
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: OKSB
ISIN: US8447671038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BERRY II Mgmt For For
THOMAS D. BERRY Mgmt For For
JOHN COHLMIA Mgmt For For
DAVID S. CROCKETT JR. Mgmt For For
STEVEN C. DAVIS Mgmt For For
PATRICE DOUGLAS Mgmt For For
MARK W. FUNKE Mgmt For For
JAMES M. JOHNSON Mgmt For For
LARRY J. LANIE Mgmt For For
JAMES M. MORRIS II Mgmt For For
KAYSE M. SHRUM, D.O. Mgmt For For
RUSSELL W. TEUBNER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF BKD Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 934596175
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR:JAMES R. BALKCOM, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ARCHIE L. BRANSFORD, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: KIM M. CHILDERS Mgmt For For
1D. ELECTION OF DIRECTOR: ANN Q. CURRY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH W. EVANS Mgmt For For
1F. ELECTION OF DIRECTOR:VIRGINIA A. HEPNER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. HOUSER Mgmt For For
1H. ELECTION OF DIRECTOR: ANNE H. KAISER Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. MCKNIGHT Mgmt For For
1J. ELECTION OF DIRECTOR: MAJOR GENERAL Mgmt For For
(RETIRED) ROBERT H. MCMAHON
1K. ELECTION OF DIRECTOR: J. THOMAS WILEY, JR. Mgmt For For
2. PROPOSAL TO APPROVE ON A NON-BINDING, Mgmt For For
ADVISORY BASIS THE ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
3. PROPOSAL TO APPROVE ON A NON-BINDING, Mgmt 1 Year For
ADVISORY BASIS THE FREQUENCY OF THE
ADVISORY VOTE ON THE COMPENSATION FOR OUR
NAMED EXECUTIVE OFFICERS
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 934558872
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. MCCAULEY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. EDINGER Mgmt For For
III
1C. ELECTION OF DIRECTOR: DAVID P. HEINTZMAN Mgmt For For
1D. ELECTION OF DIRECTOR: DONNA L. HEITZMAN Mgmt For For
1E. ELECTION OF DIRECTOR: CARL G. HERDE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. HILLEBRAND Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. LECHLEITER Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD NORTHERN Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. PRIEBE Mgmt For For
1J. ELECTION OF DIRECTOR: NORMAN TASMAN Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY C. THOMPSON Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
3. THE ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF BANCORP'S NAMED EXECUTIVE
OFFICERS.
4. THE ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. Agenda Number: 934561970
--------------------------------------------------------------------------------------------------------------------------
Security: 86663B201
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: SNBC
ISIN: US86663B2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BROWN Mgmt For For
SIDNEY R. BROWN Mgmt For For
ANTHONY R. COSCIA Mgmt For For
F. CLAY CREASEY, JR. Mgmt For For
PETER GALETTO, JR. Mgmt For For
ELI KRAMER Mgmt For For
JAMES B. LOCKHART III* Mgmt For For
WILLIAM J. MARINO Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
KEITH STOCK Mgmt For For
GRACE C. TORRES Mgmt For For
2. THE ADVISORY, NON-BINDING RESOLUTION TO Mgmt Against Against
APPROVE OUR 2016 EXECUTIVE COMPENSATION.
3. THE ADVISORY, NON-BINDING RESOLUTION TO Mgmt 1 Year For
HOLD AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION EVERY.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934537121
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DALLAS S. CLEMENT Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1C. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1D. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1E. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: AGNES BUNDY SCANLAN Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: BRUCE L. TANNER Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1L. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS BE PUT
TO SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
TALMER BANCORP INC Agenda Number: 934451105
--------------------------------------------------------------------------------------------------------------------------
Security: 87482X101
Meeting Type: Special
Meeting Date: 14-Jul-2016
Ticker: TLMR
ISIN: US87482X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 25, 2016, BY
AND BETWEEN TALMER BANCORP, INC. ("TALMER")
AND CHEMICAL FINANCIAL CORPORATION, AS IT
MAY BE AMENDED FROM TIME TO TIME, UNDER
WHICH TALMER WILL MERGE WITH AND INTO
CHEMICAL.
2. TO CAST A NON-BINDING, ADVISORY VOTE, TO Mgmt Against Against
APPROVE THE COMPENSATION THAT MAY BE PAID
OR BECOME PAYABLE TO TALMER'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATED TO THE MERGER.
3. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 934557185
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC S. GOLDBERG Mgmt For For
M. ARSHED JAVAID Mgmt For For
JOHN K. PARLETT, JR. Mgmt For For
KATHRYN M. ZABRISKIE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DIXON HUGHES GOODMAN LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. THE APPROVAL OF A NON-BINDING RESOLUTION OF Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 934549380
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHERINE M. BOYD Mgmt For For
ROBERT B. GREGORY Mgmt For For
RENEE W. KELLY Mgmt For For
TONY C. MCKIM Mgmt For For
MARK N. ROSBOROUGH Mgmt For For
CORNELIUS J. RUSSELL Mgmt For For
STUART G. SMITH Mgmt For For
DAVID B. SOULE, JR. Mgmt For For
BRUCE B. TINDAL Mgmt For For
2. TO APPROVE (ON A NON-BINDING BASIS), THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES,
AS DISCLOSED IN THE COMPANY'S ANNUAL REPORT
AND PROXY STATEMENT.
3. TO RATIFY THE BOARD OF DIRECTORS AUDIT Mgmt For For
COMMITTEE'S SELECTION OF BERRY DUNN MCNEIL
& PARKER, LLC, AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 934512600
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Special
Meeting Date: 29-Dec-2016
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF COMMON STOCK UPON THE CONVERSION OF THE
COMPANY'S SERIES E NON-VOTING CONVERTIBLE
PREFERRED STOCK INTO COMMON STOCK.
2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 934585021
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED E. PARKER Mgmt For For
1B. ELECTION OF DIRECTOR: J. DOUGLAS SEIDENBURG Mgmt For For
1C. ELECTION OF DIRECTOR: RODNEY D. BENNETT, Mgmt For For
ED.D
1D. ELECTION OF DIRECTOR: THOMAS E. MITCHELL Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF T.E. Mgmt For For
LOTT & COMPANY AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION Agenda Number: 934545229
--------------------------------------------------------------------------------------------------------------------------
Security: 320734106
Meeting Type: Annual
Meeting Date: 19-Apr-2017
Ticker: FLIC
ISIN: US3207341062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. DESMOND Mgmt For For
HOWARD THOMAS HOGAN, JR Mgmt For For
MILBREY RENNIE TAYLOR Mgmt For For
WALTER C. TEAGLE III Mgmt For For
MICHAEL N. VITTORIO Mgmt For For
2. NON-BINDING, ADVISORY VOTE TO APPROVE OUR Mgmt Against Against
EXECUTIVE COMPENSATION AS DISCUSSED IN THE
PROXY STATEMENT.
3. NON-BINDING, ADVISORY VOTE REGARDING THE Mgmt 1 Year For
FREQUENCY OF THE VOTING ON OUR EXECUTIVE
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE CERTIFICATE Mgmt Against Against
OF INCORPORATION TO ELIMINATE CUMULATIVE
VOTING IN DIRECTOR ELECTIONS.
5. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934538375
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1B. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For
CHESHIRE
1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RECOMMENDATION FOR THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
DIVERSITY REPORT WITH SPECIFIC ADDITIONAL
DISCLOSURE, INCLUDING EEOC-DEFINED METRICS.
--------------------------------------------------------------------------------------------------------------------------
TOWNEBANK Agenda Number: 934611345
--------------------------------------------------------------------------------------------------------------------------
Security: 89214P109
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: TOWN
ISIN: US89214P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I NOMINEE: JEFFREY F. Mgmt For For
BENSON
1B. ELECTION OF CLASS I NOMINEE: DOUGLAS D. Mgmt For For
ELLIS
1C. ELECTION OF CLASS I NOMINEE: JOHN W. FAILES Mgmt For For
1D. ELECTION OF CLASS I NOMINEE: WILLIAM I. Mgmt For For
FOSTER III
1E. ELECTION OF CLASS I NOMINEE: STEPHANIE J. Mgmt For For
MARIONEAUX, M.D.
1F. ELECTION OF CLASS I NOMINEE: JUAN M. Mgmt For For
MONTERO, M.D.
1G. ELECTION OF CLASS I NOMINEE: THOMAS K. Mgmt For For
NORMENT, JR.
1H. ELECTION OF CLASS I NOMINEE: BRAD E. Mgmt For For
SCHWARTZ
1I. ELECTION OF CLASS I NOMINEE: ALAN S. WITT Mgmt For For
1J. ELECTION OF CLASS II NOMINEE: ROBERT M. Mgmt For For
OMAN
1K. ELECTION OF CLASS II NOMINEE: ELIZABETH T. Mgmt For For
PATTERSON
1L. ELECTION OF CLASS III NOMINEE: E. NEAL Mgmt For For
CRAWFORD, JR.
1M. ELECTION OF CLASS III NOMINEE: WILLIAM T. Mgmt For For
MORRISON
1N. ELECTION OF CLASS III NOMINEE: DWIGHT C. Mgmt For For
SCHAUBACH
2. TO RATIFY THE APPOINTMENT OF MEMBERS TO THE Mgmt For For
RESPECTIVE BOARDS OF DIRECTORS OF EACH OF
THE TOWNEBANKING GROUPS AND TOWNE FINANCIAL
SERVICES AS DESCRIBED IN THE TOWNEBANK
PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF DIXON HUGHES Mgmt For For
GOODMAN LLP, INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS, AS AUDITORS OF TOWNEBANK FOR
2017.
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, TOWNEBANK'S NAMED EXECUTIVE OFFICER
COMPENSATION.
5. TO APPROVE THE TOWNEBANK 2017 STOCK Mgmt For For
INCENTIVE PLAN.
6. TO APPROVE THE ANNUAL INCENTIVE Mgmt For For
COMPENSATION PLAN OF TOWNEBANK.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 934600467
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. CASEY Mgmt For For
DONALD J. AMARAL Mgmt For For
L. GAGE CHRYSLER III Mgmt For For
CRAIG S. COMPTON Mgmt For For
CORY W. GIESE Mgmt For For
JOHN S. A. HASBROOK Mgmt For For
PATRICK W. KILKENNY Mgmt For For
MICHAEL W. KOEHNEN Mgmt For For
MARTIN A. MARIANI Mgmt For For
RICHARD P. SMITH Mgmt For For
W. VIRGINIA WALKER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 934535672
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 18-Apr-2017
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1C. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW CECERE Mgmt For For
1E. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1G. ELECTION OF DIRECTOR: KIMBERLY J. HARRIS Mgmt For For
1H. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1I. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1K. ELECTION OF DIRECTOR: KAREN S. LYNCH Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1M. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1N. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1O. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR
THE 2017 FISCAL YEAR.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT.
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr For Against
PROPOSAL SEEKING THE ADOPTION OF A POLICY
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION Agenda Number: 934551880
--------------------------------------------------------------------------------------------------------------------------
Security: 90539J109
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: UBSH
ISIN: US90539J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. WILLIAM BEALE* Mgmt For For
GREGORY L. FISHER* Mgmt For For
PATRICK J. MCCANN* Mgmt For For
ALAN W. MYERS* Mgmt For For
LINDA V. SCHREINER* Mgmt For For
RAYMOND D. SMOOT, JR.* Mgmt For For
JOHN C. ASBURY# Mgmt For For
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
4. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
5. TO VOTE, ON AN ADVISORY (NON-BINDING) Mgmt 1 Year For
BASIS, ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 934532119
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Special
Meeting Date: 07-Apr-2017
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION, DATED AS OF AUGUST 17,
2016, BY AND AMONG UNITED BANKSHARES, ITS
SUBSIDIARY UBV HOLDING COMPANY, LLC AND
CARDINAL FINANCIAL CORPORATION, OR
CARDINAL, AND RELATED PLAN OF MERGER, AS
EACH MAY BE AMENDED FROM TIME TO TIME, OR
THE MERGER AGREEMENT.
2. TO APPROVE AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION, AS AMENDED, OF UNITED
BANKSHARES, OR THE UNITED BANKSHARES
ARTICLES OF INCORPORATION, TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF UNITED
BANKSHARES COMMON STOCK FROM 100,000,000 TO
200,000,000 SHARES OF COMMON STOCK WITH THE
PAR VALUE OF TWO DOLLARS AND FIFTY CENTS
($2.50) PER SHARE.
3. TO APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
UNITED BANKSHARES COMMON STOCK TO CARDINAL
SHAREHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
4. TO APPROVE THE ADJOURNMENT, POSTPONEMENT OR Mgmt For For
CONTINUANCE OF THE SPECIAL MEETING ON ONE
OR MORE OCCASIONS, IF NECESSARY OR
APPROPRIATE, IN ORDER TO FURTHER SOLICIT
ADDITIONAL PROXIES, IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT, THE ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 934544316
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. SCHIRALDI Mgmt For For
GARY M. SMALL Mgmt For For
ELLEN J. TRESSEL Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF UCFC'S NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF CROWE Mgmt For For
HORWATH LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE AUDITORS OF UCFC FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 934568619
--------------------------------------------------------------------------------------------------------------------------
Security: 910304104
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: UBNK
ISIN: US9103041045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. BARS Mgmt For For
KRISTEN A. JOHNSON Mgmt For For
2. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF WOLF & Mgmt For For
COMPANY, P.C. AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 934539947
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. BOWEN Mgmt For For
ROBERT A. DIMUCCIO, CPA Mgmt For For
H. DOUGLAS RANDALL, III Mgmt For For
JOHN F. TREANOR Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. A NON-BINDING ADVISORY RESOLUTION TO SELECT Mgmt 1 Year For
THE FREQUENCY OF FUTURE SHAREHOLDER
ADVISORY VOTES TO APPROVE THE COMPENSATION
OF THE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934543314
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt Against Against
1D. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt Against Against
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1H. ELECTION OF DIRECTOR: KAREN B. PEETZ Mgmt For For
1I. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt Against Against
1J. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt Against Against
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt Against Against
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt Against Against
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt Against Against
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY PROPOSAL ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. STOCKHOLDER PROPOSAL - RETAIL BANKING SALES Shr For Against
PRACTICES REPORT.
6. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
7. STOCKHOLDER PROPOSAL - DIVESTING NON-CORE Shr Against For
BUSINESS REPORT.
8. STOCKHOLDER PROPOSAL - GENDER PAY EQUITY Shr Against For
REPORT.
9. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
10. STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' Shr For Against
RIGHTS POLICY.
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 934521104
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 15-Feb-2017
Ticker: WBB
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONDI ROHR-DRALLE Mgmt For For
TERRY WENDORFF Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt Against Against
2014 EQUITY INCENTIVE PLAN.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
CLIFTONLARSONALLEN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING SEPTEMBER 30,
2017.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 934566689
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCIS B. BRAKE, JR. Mgmt For For
MARK A. TURNER Mgmt For For
PATRICK J. WARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017
3. ADVISORY (NON-BINDING) VOTE RECOMMENDING Mgmt 1 Year For
THE FREQUENCY OF THE ADVISORY (NON-BINDING)
VOTE TO APPROVE THE COMPENSATION OF THE
COMPANY'S EXECUTIVES, EVERY
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934493557
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Special
Meeting Date: 09-Dec-2016
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For
MERGER AGREEMENT AND THE MERGER OF YADKIN
WITH AND INTO F.N.B.
2. PROPOSAL TO APPROVE, IN AN ADVISORY Mgmt For For
(NON-BINDING) VOTE, OF THE MERGER-RELATED
NAMED EXECUTIVE OFFICER COMPENSATION
PROPOSAL.
3. PROPOSAL TO ADJOURN THE YADKIN FINANCIAL Mgmt For For
CORPORATION SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES TO APPROVE ADOPTION OF THE MERGER
AGREEMENT AND THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934597595
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY L. CRITTENDEN Mgmt For For
1C. ELECTION OF DIRECTOR: SUREN K. GUPTA Mgmt For For
1D. ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1E. ELECTION OF DIRECTOR: VIVIAN S. LEE Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD F. MURPHY Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1I. ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA A. YASTINE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
CURRENT FISCAL YEAR.
3. APPROVAL, ON A NONBINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS WITH RESPECT TO
FISCAL YEAR ENDED DECEMBER 31, 2016.
4. THAT THE SHAREHOLDERS REQUEST THE BOARD OF Shr Against For
DIRECTORS TO ESTABLISH A POLICY REQUIRING
THAT THE BOARD'S CHAIRMAN BE AN
"INDEPENDENT" DIRECTOR.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Financial Opportunities Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/23/2017