SECURITIES AND EXCHANGE COMMISSION
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
Date of Report: October 21, 2014
Signature Group Holdings, Inc.
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Delaware |
001-08007 |
46-3783818 |
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(State or other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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15301 Ventura Boulevard, Suite 400 Sherman Oaks, California 91403 |
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(Address of principal executive offices)(Zip Code) |
Registrant’s telephone number, including area code: (805) 435-1255
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(Former name or former address if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01. |
Regulation FD Disclosure. |
On October 21, 2014, at 8:30 a.m., Eastern Time, Signature Group Holdings, Inc. (the “Company”) hosted an investor conference call to discuss its previously announced entry into a definitive agreement to acquire the global recycling and specifications alloys business from Aleris Corporation and its affiliates. A copy of the Company’s presentation materials for such conference call was furnished as Exhibit 99.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 21, 2014.
A copy of the transcript for the investor call is furnished as Exhibit 99.1 and is incorporated herein by reference.
Exhibit 99.1 contains statements intended as “forward-looking statements,” all of which are subject to the cautionary statements about forward-looking statements set forth therein.
In accordance with general instruction B.2. of Form 8-K, the information furnished pursuant to this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed or considered “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
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Item 9.01. |
Financial Statements and Exhibits. |
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(d) |
Exhibits. |
The following is filed as an exhibit to this report:
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99.1 |
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Transcript for investor presentation, dated October 21, 2014 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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SIGNATURE GROUP HOLDINGS, INC. |
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Date: October 23, 2014 |
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By: |
/s/ W. Christopher Manderson |
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Name: |
W. Christopher Manderson |
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Title: |
Executive Vice President, |
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General Counsel and Secretary |
EXHIBIT INDEX
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Exhibit |
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Description |
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99.1 |
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Transcript for investor presentation, dated October 21, 2014 |