SECURITIES AND EXCHANGE COMMISSION
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
Date of Report: January 21, 2015
Signature Group Holdings, Inc.
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Delaware |
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001-08007 |
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46-3783818 |
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(State or other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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15301 Ventura Boulevard, Suite 400 Sherman Oaks, California 91403 |
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(Address of principal executive offices)(Zip Code) |
Registrant’s telephone number, including area code: (805) 435-1255
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(Former name or former address if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01.Other Items.
On January 21, 2015, Signature Group Holdings, Inc. issued a press release announcing its intention to conduct a common stock rights offering. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
Neither this Current Report on Form 8-K nor such press release constitutes an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of, these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities law of any such state or jurisdiction. Any proposed offering referenced herein will be made only by means of a prospectus supplement and the accompanying prospectus.
In accordance with General Instruction B.2 of Form 8-K, the information contained in Exhibit 99.1 furnished as an exhibit hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section, and shall not be deemed incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing or document.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
The following are filed as exhibits to this Current Report on Form 8-K:
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Exhibit No. |
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Description |
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99.1 |
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Signature Group Holdings, Inc. press release dated January 21, 2015. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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SIGNATURE GROUP HOLDINGS, INC. |
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Date: January 21, 2015 |
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By: |
/s/ W. CHRISTOPHER MANDERSON |
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Name: |
W. Christopher Manderson |
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Title: |
Executive Vice President, |
Exhibit Index
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Exhibit No. |
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Description |
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99.1 |
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Signature Group Holdings, Inc. press release dated January 21, 2015. |