UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21506
Name of Fund: BlackRock Enhanced Capital and Income Fund, Inc. (CII)
Fund Address: 100 Bellevue Parkway, Wilmington, DE 19809
Name and address of agent for service: Anne Ackerley, Chief Executive Officer,
BlackRock Enhanced Capital and
Income Fund, Inc., 55 East 52(nd) Street, New York City, NY 10055.
Registrant's telephone number, including area code: (800) 882-0052, Option 4
Date of fiscal year end: 10/31
Date of reporting period: 07/01/2009 -- 06/30/2010
Item 1 -- Proxy Voting Record -- Attached hereto.
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
BlackRock Enhanced Capital and Income Fund, Inc.
By: /s/ Anne Ackerley
Anne Ackerley
Chief Executive Officer of
BlackRock Enhanced Capital and Income Fund, Inc.
Date: August 23, 2010
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21506
Reporting Period: 07/01/2009 - 06/30/2010
BlackRock Enhanced Capital and Income Fund, Inc.
=============== BLACKROCK ENHANCED CAPITAL AND INCOME FUND, INC. ===============
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore Shasta as Director For For Management
2 Amend Articles Re: Treatment of For For Management
Abstentions and Broker Non-Votes
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Omission of Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6 Approve Creation of CHF 4.4 Billion For For Management
Pool of Capital without Preemptive
Rights
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify PricewaterhouseCoopers LLC as For For Management
Independent Registered Public
Accounting Firm
7.3 Ratify BDO AG as Special Auditors For For Management
8 Amend 2004 Long-Term Incentive Plan For For Management
9 Approve Reduction in Share Capital and For For Management
Capital Repayment of $1.32 per Share
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: JUL 20, 2009 Meeting Type: Special
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For Against Management
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray Stata For For Management
1.2 Elect Director Jerald G. Fishman For For Management
1.3 Elect Director James A. Champy For For Management
1.4 Elect Director John L. Doyle For For Management
1.5 Elect Director John C. Hodgson For For Management
1.6 Elect Director Yves-Andre Istel For For Management
1.7 Elect Director Neil Novich For For Management
1.8 Elect Director F. Grant Saviers For For Management
1.9 Elect Director Paul J. Severino For For Management
1.10 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Exclude Pension Credits from Against Against Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For Against Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For Against Management
2 Elect Director William P. Boardman For Against Management
3 Elect Director Frank P. Bramble, Sr. For Against Management
4 Elect Director Virgis W. Colbert For Against Management
5 Elect Director Charles K. Gifford For Against Management
6 Elect Director Charles O. Holliday, Jr. For Against Management
7 Elect Director D. Paul Jones, Jr. For Against Management
8 Elect Director Monica C. Lozano For Against Management
9 Elect Director Thomas J. May For Against Management
10 Elect Director Brian T. Moynihan For Against Management
11 Elect Director Donald E. Powell For Against Management
12 Elect Director Charles O. Rossotti For Against Management
13 Elect Director Robert W. Scully For Against Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Amend Omnibus Stock Plan For Against Management
18 Report on Government Service of Against For Shareholder
Employees
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against For Shareholder
Restatements
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BANK OF NEW YORK MELLON CORPORATION, THE
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. Kelly For For Management
1.5 Elect Director Robert P. Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert Mehrabian For For Management
1.10 Elect Director Mark A. Nordenberg For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director William C. Richardson For For Management
1.13 Elect Director Samuel C. Scott III For For Management
1.14 Elect Director John P. Surma For For Management
1.15 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For Against Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against Against Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.H. Armacost For For Management
2 Elect Director L.F. Deily For For Management
3 Elect Director R.E. Denham For For Management
4 Elect Director R.J. Eaton For For Management
5 Elect Director C. Hagel For For Management
6 Elect Director E. Hernandez For For Management
7 Elect Director F.G. Jenifer For For Management
8 Elect Director G.L. Kirkland For For Management
9 Elect Director S. Nunn For For Management
10 Elect Director D.B. Rice For For Management
11 Elect Director K.W. Sharer For For Management
12 Elect Director C.R. Shoemate For For Management
13 Elect Director J.G. Stumpf For For Management
14 Elect Director R.D. Sugar For For Management
15 Elect Director C. Ware For For Management
16 Elect Director J.S. Watson For For Management
17 Ratify Auditors For For Management
18 Provide Right to Call Special Meeting For For Management
19 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
20 Stock Retention/Holding Period Against Against Shareholder
21 Disclose Payments To Host Governments Against Against Shareholder
22 Adopt Guidelines for Country Selection Against Against Shareholder
23 Report on Financial Risks From Climate Against Against Shareholder
Change
24 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Andrew N. Liveris For For Management
6 Elect Director Michael E. O'Neill For For Management
7 Elect Director Vikram S. Pandit For For Management
8 Elect Director Richard D. Parsons For For Management
9 Elect Director Lawrence R. Ricciardi For For Management
10 Elect Director Judith Rodin For For Management
11 Elect Director Robert L. Ryan For For Management
12 Elect Director Anthony M. Santomero For For Management
13 Elect Director Diana L. Taylor For For Management
14 Elect Director William S. Thompson, Jr. For For Management
15 Elect Director Ernesto Zedillo For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Omnibus Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Amend NOL Rights Plan (NOL Pill) For For Management
21 Approve Reverse Stock Split For For Management
22 Affirm Political Non-Partisanship Against Against Shareholder
23 Report on Political Contributions Against Against Shareholder
24 Report on Collateral in Derivatives Against Against Shareholder
Trading
25 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
26 Stock Retention/Holding Period Against Against Shareholder
27 Reimburse Expenses Incurred by Against Against Shareholder
Stockholder in Contested Election of
Directors
--------------------------------------------------------------------------------
CLOROX COMPANY, THE
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Tully M. Friedman For For Management
1.4 Elect Director George J. Harad For For Management
1.5 Elect Director Donald R. Knauss For For Management
1.6 Elect Director Robert W. Matschullat For For Management
1.7 Elect Director Gary G. Michael For For Management
1.8 Elect Director Edward A. Mueller For For Management
1.9 Elect Director Jan L. Murley For For Management
1.10 Elect Director Pamela Thomas-Graham For For Management
1.11 Elect Director Carolyn M. Ticknor For For Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel R. Allen For For Management
2 Elect Director Aulana L. Peters For For Management
3 Elect Director David B. Speer For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Ratify Auditors For For Management
8 Limit Executive Compensation Against Against Shareholder
9 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
10 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director George A. Davidson, Jr. For For Management
1.4 Elect Director Thomas F. Farrell II For For Management
1.5 Elect Director John W. Harris For For Management
1.6 Elect Director Robert S. Jepson, Jr. For For Management
1.7 Elect Director Mark J. Kington For For Management
1.8 Elect Director Margaret A. McKenna For For Management
1.9 Elect Director Frank S. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Amend Quorum Requirements For For Management
8 Adopt Renewable Energy Production Goal Against Against Shareholder
9 Stop Construction of Nuclear Reactor at Against Against Shareholder
North Anna Facility
10 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn A. Hewson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Ellen J. Kullman For For Management
12 Elect Director William K. Reilly For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
15 Amend Human Rights Policy to Address Against Against Shareholder
Seed Saving
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Alvarez For For Management
2 Elect Director W. Bischoff For For Management
3 Elect Director R.D. Hoover For For Management
4 Elect Director F.G. Prendergast For For Management
5 Elect Director K.P. Seifert For For Management
6 Ratify Auditors For For Management
7 Declassify the Board of Directors For For Management
8 Reduce Supermajority Vote Requirement For For Management
9 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
10 Prohibit CEOs from Serving on Against Against Shareholder
Compensation Committee
11 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
12 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against Against Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
--------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director William H. Swanson For For Management
1.11 Elect Director Michael H. Thaman For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
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GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Omnibus Stock Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against Against Shareholder
13 Report on Political Contributions Against Against Shareholder
14 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director Sari M. Baldauf For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director John H. Hammergren For For Management
1.6 Elect Director Mark V. Hurd For For Management
1.7 Elect Director Joel Z. Hyatt For For Management
1.8 Elect Director John R. Joyce For For Management
1.9 Elect Director Robert L. Ryan For For Management
1.10 Elect Director Lucille S. Salhany For For Management
1.11 Elect Director G. Kennedy Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Company Request on Advisory Vote on For Against Management
Executive Compensation
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HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For Against Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against Against Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
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HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Clive R. Hollick For For Management
8 Elect Director George Paz For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Michael W. Wright For For Management
11 Ratify Auditors For For Management
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Provide Right to Act by Written Consent Against Against Shareholder
15 Require Independent Board Chairman Against For Shareholder
16 Review and Amend Code of Conduct to Against Against Shareholder
Include Human Rights
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INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For Against Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against Against Shareholder
17 Provide for Cumulative Voting Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
INVESCO LTD. (FORMERLY INVESCO PLC)
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph R. Canion as Director For For Management
1.2 Elect Edward P. Lawrence as Director For For Management
1.3 Elect James I. Robertson as Director For For Management
1.4 Elect Phoebe A. Wood as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For Against Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For Against Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against Against Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director Dennis R. Beresford For For Management
3 Elect Director John F. Bergstrom For For Management
4 Elect Director Abelardo E. Bru For For Management
5 Elect Director Robert W. Decherd For For Management
6 Elect Director Thomas J. Falk For For Management
7 Elect Director Mae C. Jemison, M.D. For For Management
8 Elect Director James M. Jenness For For Management
9 Elect Director Ian C. Read For For Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratification Of Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Lois D. Juliber For For Management
4 Elect Director Mark D. Ketchum For For Management
5 Elect Director Richard A. Lerner For For Management
6 Elect Director Mackey J. McDonald For For Management
7 Elect Director John C. Pope For For Management
8 Elect Director Fredric G. Reynolds For For Management
9 Elect Director Irene B. Rosenfeld For For Management
10 Elect Director J.F. Van Boxmeer For For Management
11 Elect Director Deborah C. Wright For For Management
12 Elect Director Frank G. Zarb For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LIMITED BRANDS, INC.
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis S. Hersch For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director William R. Loomis, Jr. For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LSI CORP
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles A. Haggerty For For Management
2 Elect Director Richard S. Hill For For Management
3 Elect Director John H.f. Miner For For Management
4 Elect Director Arun Netravali For For Management
5 Elect Director Matthew J. O Rourke For For Management
6 Elect Director Gregorio Reyes For For Management
7 Elect Director Michael G. Strachan For For Management
8 Elect Director Abhijit Y. Talwalkar For For Management
9 Elect Director Susan M. Whitney For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For For Management
1.2 Elect Director B. Kipling Hagopian For For Management
1.3 Elect Director James R. Bergman For Withhold Management
1.4 Elect Director Joseph R. Bronson For For Management
1.5 Elect Director Robert E. Grady For Withhold Management
1.6 Elect Director William D. Watkins For For Management
1.7 Elect Director A.R. Frank Wazzan For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard, Ph.D For For Management
1.2 Elect Director Alfred F. Kelly, Jr. For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director David Satcher, M.D., For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven R. Appleton For For Management
2 Elect Director Teruaki Aoki For For Management
3 Elect Director James W. Bagley For For Management
4 Elect Director Robert L. Bailey For For Management
5 Elect Director Mercedes Johnson For For Management
6 Elect Director Lawrence N. Mondry For For Management
7 Elect Director Robert E. Switz For For Management
8 Approve Executive Incentive Bonus Plan For For Management
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For Against Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance, Jr. For For Management
6 Elect Director Nobuyuki Hirano For For Management
7 Elect Director C. Robert Kidder For For Management
8 Elect Director John J. Mack For For Management
9 Elect Director Donald T. Nicolaisen For For Management
10 Elect Director Charles H. Noski For For Management
11 Elect Director Hutham S. Olayan For For Management
12 Elect Director O. Griffith Sexton For For Management
13 Elect Director Laura D. Tyson For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Amend Omnibus Stock Plan For For Management
17 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
18 Stock Retention/Holding Period Against Against Shareholder
19 Require Independent Board Chairman Against Against Shareholder
20 Report on Pay Disparity Against Against Shareholder
21 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: 654902204
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.40 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for Chairman,
EUR 150,000 for Vice Chairman, and EUR
130,000 for Other Directors; Approve
Remuneration for Committee Work
11 Fix Number of Directors at 10 For For Management
12 Reelect Lalita Gupte, Bengt Holmstrom, For For Management
Henning Kagermann, Olli-Pekka
Kallasvuo, Per Karlsson, Isabel
Marey-Semper, Jorma Ollila, Marjorie
Scardino, Risto Siilasmaa, and Keijo
Suila as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers Oy as For For Management
Auditors
15 Amend Articles Re: Amend Corporate For For Management
Purpose; Amend Method of Convening
General Meetings
16 Authorize Repurchase of up to 360 For For Management
Million Issued Shares
17 Approve Issuance of up to 740 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wesley G. Bush For For Management
2 Elect Director Lewis W. Coleman For For Management
3 Elect Director Thomas B. Fargo For For Management
4 Elect Director Victor H. Fazio For For Management
5 Elect Director Donald E. Felsinger For For Management
6 Elect Director Stephen E. Frank For For Management
7 Elect Director Bruce S. Gordon For For Management
8 Elect Director Madeleine Kleiner For For Management
9 Elect Director Karl J. Krapek For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Aulana L. Peters For For Management
12 Elect Director Kevin W. Sharer For For Management
13 Ratify Auditors For For Management
14 Amend Certificate of Incorporation to For For Management
Provide Shareholders the Right to Call
Special Meetings and Make Other
Revisions
15 Amend Certificate of Incorporation of For For Management
Subsidiary to Eliminate Requirement of
Shareholder Approval of Certain Actions
16 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. DiMicco For For Management
1.2 Elect Director James D. Hlavacek For For Management
1.3 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director John S. Chalsty For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director John E. Feick For For Management
6 Elect Director Carlos M. Gutierrez For For Management
7 Elect Director Ray R. Irani For For Management
8 Elect Director Irvin W. Maloney For For Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Rodolfo Segovia For For Management
11 Elect Director Aziz D. Syriani For For Management
12 Elect Director Rosemary Tomich For For Management
13 Elect Director Walter L. Weisman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Limit Executive Compensation Against Against Shareholder
18 Require Independent Board Chairman Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
20 Report on Host Country Social and Against Against Shareholder
Environmental Laws
21 Require a Majority Vote for the Against Against Shareholder
Election of Directors
22 Report on Policy for Increasing Safety Against Against Shareholder
by Reducing Hazardous Substance Usage
and Re-locating Facilities
23 Double Trigger on Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Henry E. Lentz For For Management
1.7 Elect Director Robert A. Malone For For Management
1.8 Elect Director William C. Rusnack For For Management
1.9 Elect Director John F. Turner For For Management
1.10 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
--------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward A. Mueller For For Management
2 Elect Director Charles L. Biggs For For Management
3 Elect Director K. Dane Brooksher For For Management
4 Elect Director Peter S. Hellman For For Management
5 Elect Director R. David Hoover For For Management
6 Elect Director Patrick J. Martin For For Management
7 Elect Director Caroline Matthews For For Management
8 Elect Director Wayne W. Murdy For For Management
9 Elect Director Jan L. Murley For For Management
10 Elect Director Michael J. Roberts For For Management
11 Elect Director James A. Unruh For For Management
12 Elect Director Anthony Welters For For Management
13 Ratify Auditors For For Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Performance-Based Equity Awards Against Against Shareholder
16 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
17 Require Independent Board Chairman Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
12 Approve Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
14 Submit SERP to Shareholder Vote Against For Shareholder
15 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUTHERN COMPANY, THE
Ticker: SO Security ID: 842587107
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. P. Baranco For For Management
1.2 Elect Director J. A. Boscia For For Management
1.3 Elect Director H. A. Clark III For For Management
1.4 Elect Director H. W. Habermeyer, Jr. For For Management
1.5 Elect Director V. M. Hagen For For Management
1.6 Elect Director W. A. Hood, Jr. For For Management
1.7 Elect Director D. M. James For For Management
1.8 Elect Director J. N. Purcell For For Management
1.9 Elect Director D. M. Ratcliffe For For Management
1.10 Elect Director W. G. Smith, Jr. For For Management
1.11 Elect Director L. D. Thompson For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Cumulative Voting For For Management
5 Increase Authorized Common Stock For For Management
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
7 Report on Coal Combustion Waste Hazard Against Against Shareholder
and Risk Mitigation Efforts
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Blythe J. McGarvie For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: 904784709
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive For For Management
Directors
4 Approve Discharge of Non-Executive For For Management
Directors
5 Reelect P.G.J.M. Polman to Executive For For Management
Board
6 Elect R.J-M.S. Huet to Executive Board For For Management
7 Reelect L.O. Fresco as Non-Executive For For Management
Director
8 Reelect A.M. Fudge as Non-Executive For For Management
Director
9 Reelect C.E. Golden as Non-Executive For For Management
Director
10 Reelect B.E. Grote as Non-Executive For For Management
Director
11 Reelect H. Nyasulu as Non-Executive For For Management
Director
12 Reelect K.J. Storm as Non-Executive For For Management
Director
13 Reelect M. Treschow as Non-Executive For For Management
Director
14 Reelect J. van der Veer as For For Management
Non-Executive Director
15 Elect P. Walsh as Non-Executive For For Management
Director
16 Elect M. Rifkind as Non-Executive For For Management
Director
17 Approve Management Co-Investment Plan For For Management
18 Amend Performance Criteria of the For For Management
Annual Bonus
19 Amend Performance Criteria of the For For Management
Long-Term Incentive Plan
20 Approve Cancellation of 4 Percent For For Management
Cumulative Preference Shares
21 Authorize Repurchase of 6% Cumulative For For Management
Preference Shares and 7% Cumulative
Preference Shares
22 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
23 Approve Authorization to Cancel For For Management
Ordinary Shares
24 Grant Board Authority to Issue Shares For For Management
Up To10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as For For Management
Auditors
26 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Sandra O. Moose For For Management
5 Elect Director Joseph Neubauer For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Thomas H. O'Brien For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Elect Director John R. Stafford For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Against Shareholder
17 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against Against Shareholder
21 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 13, 2010 Meeting Type: Annual
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Davis For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director Mark P. Frissora For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Nancy M. Schlichting For For Management
1.6 Elect Director David Y. Schwartz For For Management
1.7 Elect Director Alejandro Silva For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Performance-Based Equity Awards Against Against Shareholder
6 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For Against Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For For Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against Against Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: JUL 20, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Robert M. Amen For For Management
3.2 Elect Director Michael J. Critelli For For Management
3.3 Elect Director Frances D. Fergusson For For Management
3.4 Elect Director Victor F. Ganzi For For Management
3.5 Elect Director Robert Langer For For Management
3.6 Elect Director John P. Mascotte For For Management
3.7 Elect Director Raymond J. McGuire For For Management
3.8 Elect Director Mary Lake Polan For For Management
3.9 Elect Director Bernard Poussot For For Management
3.10 Elect Director Gary L. Rogers For For Management
3.11 Elect Director John R. Torell III For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against Against Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
========== END NPX REPORT